October 20, 1829, Frederic Chopin,
aged twenty, wrote to his friend Titus Woyciechowski,
from Warsaw: “I have composed a study in
my own manner;” and November 14, the same year:
“I have written some studies; in your presence
I would play them well.”
Thus, quite simply and without booming
of cannon or brazen proclamation by bell, did the
great Polish composer announce an event of supreme
interest and importance to the piano-playing world.
Niecks thinks these studies were published in the
summer of 1833, July or August, and were numbered
o. Another set of studies, o, did not
find a publisher until 1837, although some of them
were composed at the same time as the previous work;
a Polish musician who visited the French capital in
1834 heard Chopin play the studies contained in o. The C minor study, o, N, commonly
known as the Revolutionary, was born at Stuttgart,
September, 1831, “while under the excitement
caused by the news of the taking of Warsaw by the
Russians, on September 8, 1831.” These
dates are given so as to rout effectually any dilatory
suspicion that Liszt influenced Chopin in the production
of his masterpieces. Lina Ramann, in her exhaustive
biography of Franz Liszt, openly declares that Nos.
9 and 12 of o and Nos. 11 and 12 of o reveal the influence of the Hungarian virtuoso.
Figures prove the fallacy of her assertion. The
influence was the other way, as Liszt’s three
concert studies show not to mention other
compositions. When Chopin arrived in Paris his
style had been formed, he was the creator of a new
piano technique.
The three studies known as Trois
Nouvelles Etudes, which appeared in 1840
in Moscheles and Fetis Method of Methods were published
separately afterward. Their date of composition
we do not know.
Many are the editions of Chopin’s
studies, but after going over the ground, one finds
only about a dozen worthy of study and consultation.
Karasowski gives the date of the first complete edition
of the Chopin works as 1846, with Gebethner & Wolff,
Warsaw, as publishers. Then, according to Niecks,
followed Tellefsen, Klindworth Bote
& Bock Scholtz Peters Breitkopf
& Hartel, Mikuli, Schuberth, Kahnt, Steingraber better
known as Mertke’s and Schlesinger,
edited by the great pedagogue Theodor Kullak.
Xaver Scharwenka has edited Klindworth for the London
edition of Augener & Co. Mikuli criticised the
Tellefsen edition, yet both men had been Chopin pupils.
This is a significant fact and shows that little reliance
can be placed on the brave talk about tradition.
Yet Mikuli had the assistance of a half dozen of Chopin’s
“favorite” pupils, and, in addition, Ferdinand
Hiller. Herman Scholtz, who edited the works
for Peters, based his results on careful inspection
of original French, German and English editions, besides
consulting M. Georges Mathias, a pupil of Chopin.
If Fontana, Wolff, Gutmann, Mikuli and Tellefsen,
who copied from the original Chopin manuscripts under
the supervision of the composer, cannot agree, then
upon what foundation are reared the structures of the
modern critical editions? The early French, German
and Polish editions are faulty, indeed useless, because
of misprints and errata of all kinds. Every succeeding
edition has cleared away some of these errors, but
only in Karl Klindworth has Chopin found a worthy,
though not faultless, editor. His edition is
a work of genius and was called by Von Bulow “the
only model edition.” In a few sections others,
such as Kullak, Dr. Hugo Riemann and Hans von Bulow,
may have outstripped him, but as a whole his editing
is amazing for its exactitude, scholarship, fertility
in novel fingerings and sympathetic insight in phrasing.
This edition appeared at Moscow from 1873 to 1876.
The twenty-seven studies of Chopin
have been separately edited by Riemann and Von Bulow.
Let us narrow our investigations and
critical comparisons to Klindworth, Von Bulow, Kullak
and Riemann. Carl Reinecke’s edition of
the studies in Breitkopf & Hartel’s collection
offers nothing new, neither do Mertke, Scholtz and
Mikuli. The latter one should keep at hand because
of the possible freedom from impurities in his text,
but of phrasing or fingering he contributes little.
It must be remembered that with the studies, while
they completely exhibit the entire range of Chopin’s
genius, the play’s the thing after all.
The poetry, the passion of the Ballades and Scherzi
wind throughout these technical problems like a flaming
skein. With the modern avidity for exterior as
well as interior analysis, Mikuli, Reinecke, Mertke
and Scholtz evidence little sympathy. It is then
from the masterly editing of Kullak, Von Bulow, Riemann
and Klindworth that I shall draw copiously. They
have, in their various ways, given us a clue to their
musical individuality, as well as their precise scholarship.
Klindworth is the most genially intellectual, Von
Bulow the most pedagogic, and Kullak is poetic, while
Riemann is scholarly; the latter gives more attention
to phrasing than to fingering. The Chopin studies
are poems fit for Parnassus, yet they also serve a
very useful purpose in pedagogy. Both aspects,
the material and the spiritual, should be studied,
and with four such guides the student need not go
astray.
In the first study of the first book,
o, dedicated to Liszt, Chopin at a leap reached
new land. Extended chords had been sparingly
used by Hummel and Clementi, but to take a dispersed
harmony and transform it into an epical study, to
raise the chord of the tenth to heroic stature that
could have been accomplished by Chopin only. And
this first study in C is heroic. Theodore Kullak
writes of it: “Above a ground bass proudly
and boldly striding along, flow mighty waves of sound.
The etude whose technical end is the rapid
execution of widely extended chord figurations exceeding
the span of an octave is to be played on
the basis of forte throughout. With sharply dissonant
harmonies the forte is to be increased to fortissimo,
diminishing again with consonant ones. Pithy
accents! Their effect is enhanced when combined
with an elastic recoil of the hand.”
The irregular, black, ascending and
descending staircases of notes strike the neophyte
with terror. Like Piranesi’s marvellous
aerial architectural dreams, these dizzy acclivities
and descents of Chopin exercise a charm, hypnotic,
if you will, for eye as well as ear. Here is
the new technique in all its nakedness, new in the
sense of figure, design, pattern, web, new in a harmonic
way. The old order was horrified at the modulatory
harshness, the young sprigs of the new, fascinated
and a little frightened. A man who could explode
a mine that assailed the stars must be reckoned with.
The nub of modern piano music is in the study, the
most formally reckless Chopin ever penned. Kullak
gives Chopin’s favorite metronome sign, 176 to
the quarter, but this editor rightly believes that
“the majestic grandeur is impaired,” and
suggests 152 instead. The gain is at once apparent.
Indeed Kullak, a man of moderate pulse, is quite right
in his strictures on the Chopin tempi, tempi that
sprang from the expressively light mechanism of the
prevailing pianos of Chopin’s day. Von Bulow
declares that “the requisite suppleness of the
hand in gradual extension and rapid contraction will
be most quickly attained if the player does not disdain
first of all to impress on the individual fingers the
chord which is the foundation of each arpeggio;”
a sound pedagogic point. He also inveighs against
the disposition to play the octave basses arpeggio.
In fact, those basses are the argument of the play;
they must be granitic, ponderable and powerful.
The same authority calls attention to a misprint C,
which he makes B flat, the last note treble in the
twenty-ninth bar. Von Bulow gives the Chopin metronomic
marking.
It remained for Riemann to make some
radical changes. This learned and worthy doctor
astonished the musical world a few years by his new
marks of phrasing in the Beethoven symphonies.
They topsy-turvied the old bowing. With Chopin,
new dynamic and agogic accents are rather dangerous,
at least to the peace of mind of worshippers of the
Chopin fetish. Riemann breaks two bars into one.
It is a finished period for him, and by detaching
several of the sixteenths in the first group, the
first and fourth, he makes the accent clearer, at
least to the eye. He indicates alla breve with
88 to the half. In later studies examples will
be given of this phrasing, a phrasing that becomes
a mannerism with the editor. He offers no startling
finger changes. The value of his criticism throughout
the volume seems to be in the phrasing, and this by
no means conforms to accepted notions of how Chopin
should be interpreted. I intend quoting more
freely from Riemann than from the others, but not
for the reason that I consider him as a cloud by day
and a pillar of fire by night in the desirable land
of the Chopin fitudes, rather because his piercing
analysis lays bare the very roots of these shining
examples of piano literature. Klindworth contents
himself with a straightforward version of the C major
study, his fingering being the clearest and most admirable.
The Mikuli edition makes one addition: it is
a line which binds the last note of the first group
to the first of the second. The device is useful,
and occurs only on the upward flights of the arpeggio.
This study suggests that its composer
wished to begin the exposition of his wonderful technical
system with a skeletonized statement. It is the
tree stripped of its bark, the flower of its leaves,
yet, austere as is the result, there is compensating
power, dignity and unswerving logic. This study
is the key with which Chopin unlocked not
his heart, but the kingdom of technique. It should
be played, for variety, unisono, with both hands,
omitting, of course, the octave bass.
Von Bulow writes cannily enough, that
the second study in A minor being chromatically related
to Moscheles’ etude, o, N, that piece
should prepare the way for Chopin’s more musical
composition. In different degrees of tempo, strength
and rhythmic accent it should be practised, omitting
the thumb and first finger. Mikuli’s metronome
is 144 to the quarter, Von Bulow’s, 114; Klindworth’s,
the same as Mikuli, and Riemann is 72 to the half,
with an alla breve. The fingering in three of
these authorities is almost identical. Riemann
has ideas of his own, both in the phrasing and figuration.
Look at these first two bars:
[Musical score excerpt without caption: ]
Von Bulow orders “the middle
harmonies to be played throughout distinctly, and
yet transiently” in German, “flüchtig.”
In fact, the entire composition, with its murmuring,
meandering, chromatic character, is a forerunner to
the whispering, weaving, moonlit effects in some of
his later studies. The technical purpose is clear,
but not obtrusive. It is intended for the fourth
and fifth finger of the right hand, but given in unison
with both hands it becomes a veritable but laudable
torture for the thumb of the left. With the repeat
of the first at bar 36 Von Bulow gives a variation
in fingering. Kullak’s method of fingering
is this: “Everywhere that two white keys
occur in succession the fifth finger is to be used
for C and F in the right hand, and for F and E in
the left.” He has also something to say
about holding “the hand sideways, so that the
back of the hand and arm form an angle.”
This question of hand position, particularly in Chopin,
is largely a matter of individual formation.
No two hands are alike, no two pianists use the same
muscular movements. Play along the easiest line
of resistance.
We now have reached a study, the third,
in which the more intimately known Chopin reveals
himself. This one in E is among the finest flowering
of the composer’s choice garden. It is simpler,
less morbid, sultry and languorous, therefore saner,
than the much bepraised study in C sharp minor, N, o. Niecks writes that this study “may
be counted among Chopin’s loveliest compositions.”
It combines “classical chasteness of contour
with the fragrance of romanticism.” Chopin
told his faithful Gutmann that “he had never
in his life written another such melody,” and
once when hearing it raised his arms aloft and cried
out: “Oh, ma patrie!”
I cannot vouch for the sincerity of
Chopin’s utterance for as Runciman writes:
“They were a very Byronic set, these young men;
and they took themselves with ludicrous seriousness.”
Von Bulow calls it a study in expression which
is obvious and thinks it should be studied
in company with N, in E flat minor. This
reason is not patent. Emotions should not be hunted
in couples and the very object of the collection,
variety in mood as well as mechanism, is thus defeated.
But Von Bulow was ever an ardent classifier. Perhaps
he had his soul compartmentized. He also attempts
to regulate the rubato this is the first
of the studies wherein the rubato’s rights must
be acknowledged. The bars are even mentioned 32,
33, 36 and 37, where tempo license may be indulged.
But here is a case which innate taste and feeling
must guide. You can no more teach a real Chopin
rubato not the mawkish imitation, than
you can make a donkey comprehend Kant. The metronome
is the same in all editions, 100 to the eighth.
Kullak rightly calls this lovely study
“ein wunderschones, poetisches Tonstuck,”
more in the nocturne than study style. He gives
in the bravura-like cadenza, an alternate for small
hands, but small hands should not touch this piece
unless they can grapple the double sixths with ease.
Klindworth fingers the study with great care.
The figuration in three of the editions is the same,
Mikuli separating the voices distinctly. Riemann
exercises all his ingenuity to make the beginning
clear to the eye.
[Musical score excerpt]
What a joy is the next study, N! How well Chopin knew the value of contrast
in tonality and sentiment! A veritable classic
is this piece, which, despite its dark key color,
C sharp minor as a foil to the preceding one in E,
bubbles with life and spurts flame. It reminds
one of the story of the Polish peasants, who are happiest
when they sing in the minor mode. Kullak calls
this “a bravura study for velocity and lightness
in both hands. Accentuation fiery!” while
Von Bulow believes that “the irresistible interest
inspired by the spirited content of this truly classical
and model piece of music may become a stumbling block
in attempting to conquer the technical difficulties.”
Hardly. The technics of this composition do not
lie beneath the surface. They are very much in
the way of clumsy fingers and heavy wrists. Presto
88 to the half is the metronome indication in all
five editions. Klindworth does not comment, but
I like his fingering and phrasing best of all.
Riemann repeats his trick of breaking a group, detaching
a note for emphasis; although he is careful to retain
the legato bow. One wonders why this study does
not figure more frequently on programmes of piano
recitals. It is a fine, healthy technical test,
it is brilliant, and the coda is very dramatic.
Ten bars before the return of the theme there is a
stiff digital hedge for the student. A veritable
lance of tone is this study, if justly poised.
Riemann has his own ideas of the phrasing
of the following one, the fifth and familiar “Black
Key” etude. Examine the first bar:
[Musical Illustration without caption]
Von Bulow would have grown jealous
if he had seen this rather fantastic phrasing.
It is a trifle too finical, though it must be confessed
looks pretty. I like longer breathed phrasing.
The student may profit by this analysis. The
piece is indeed, as Kullak says, “full of Polish
elegance.” Von Bulow speaks rather disdainfully
of it as a Damen-Salon Etude. It is certainly
graceful, delicately witty, a trifle naughty, arch
and roguish, and it is delightfully invented.
Technically, it requires smooth, velvet-tipped fingers
and a supple wrist. In the fourth bar, third
group, third note of group, Klindworth and Riemann
print E flat instead of D flat. Mikuli, Kullak
and Von Bulow use the D flat. Now, which is right?
The D flat is preferable. There are already two
E flats in the bar. The change is an agreeable
one. Joseffy has made a concert variation for
this study. The metronome of the original is
given at 116 to the quarter.
A dark, doleful nocturne is N,
in E flat minor. Niecks praises it in company
with the preceding one in E. It is beautiful, if music
so sad may be called beautiful, and the melody is
full of stifled sorrow. The study figure is ingenious,
but subordinated to the theme. In the E major
section the piece broadens to dramatic vigor.
Chopin was not yet the slave of his mood. There
must be a psychical programme to this study, some
record of a youthful disillusion, but the expression
of it is kept well within chaste lines. The Sarmatian
composer had not yet unlearned the value of reserve.
The Klindworth reading of this troubled poem is the
best though Kullak used Chopin’s autographic
copy. There is no metronomic sign in this autograph.
Tellefsen gives 69 to the quarter; Klindworth, 60;
Riemann, 69; Mikuli, the same; Von Bulow and Kullak,
60. Kullak also gives several variante from
the text, adding an A flat to the last group in bar
II. Riemann and the others make the same addition.
The note must have been accidentally omitted from the
Chopin autograph. Two bars will illustrate what
Riemann can accomplish when he makes up his mind to
be explicit, leaving little to the imagination:
A luscious touch, and a sympathetic
soul is needed for this nocturne study.
We emerge into a clearer, more bracing
atmosphere in the C major study, N. It is
a genuine toccata, with moments of tender twilight,
serving a distinct technical purpose the
study of double notes and changing on one key and
is as healthy as the toccata by Robert Schumann.
Here is a brave, an undaunted Chopin, a gay cavalier,
with the sunshine shimmering about him. There
are times when this study seems like light dripping
through the trees of a mysterious forest; with the
delicato there are Puck-like rustlings, and all
the while the pianist without imagination is exercising
wrist and ringers in a technical exercise! Were
ever Beauty and Duty so mated in double harness?
Pegasus pulling a cloud charged with rain over an arid
country! For study, playing the entire composition
with a wrist stroke is advisable. It will secure
clear articulation, staccato and finger-memory.
Von Bulow phrases the study in groups of two, Kullak
in sixes, Klindworth and Mikuli the same, while Riemann
in alternate twos, fours and sixes. One sees
his logic rather than hears it. Von Bulow plastically
reproduces the flitting, elusive character of the study
far better than the others.
It is quite like him to suggest to
the panting and ambitious pupil that the performance
in F sharp major, with the same fingering as the next
study in F, N, would be beneficial. It certainly
would. By the same token, the playing of the
F minor Sonata, the Appassionata of Beethoven, in
the key of F sharp minor, might produce good results.
This was another crotchet of Wagner’s friend
and probably was born of the story that Beethoven
transposed the Bach fugues in all keys. The
same is said of Saint-Saens.
In his notes to the F major study
Theodor Kullak expatiates at length upon his
favorite idea that Chopin must not be played according
to his metronomic markings. The original autograph
gives 96 to the half, the Tellefsen edition 88, Klindworth
80, Von Bulow 89, Mikuli 88, and Riemann the same.
Kullak takes the slower tempo of Klindworth, believing
that the old Herz and Czerny ideals of velocity are
vanished, that the shallow dip of the keys in Chopin’s
day had much to do with the swiftness and lightness
of his playing. The noble, more sonorous tone
of a modern piano requires greater breadth of style
and less speedy passage work. There can be no
doubt as to the wisdom of a broader treatment of this
charming display piece. How it makes the piano
sound what a rich, brilliant sweep it secures!
It elbows the treble to its last euphonious point,
glitters and crests itself, only to fall away as if
the sea were melodic and could shatter and tumble
into tuneful foam! The emotional content is not
marked. The piece is for the fashionable salon
or the concert hall. One catches at its close
the overtones of bustling plaudits and the clapping
of gloved palms. Ductility, an aristocratic ease,
a delicate touch and fluent technique will carry off
this study with good effect. Technically it is
useful; one must speak of the usefulness of Chopin,
even in these imprisoned, iridescent soap bubbles
of his. On the fourth line and in the first bar
of the Kullak version, there is a chord of the dominant
seventh in dispersed position that does not occur
in any other edition. Yet it must be Chopin or
one of his disciples, for this autograph is in the
Royal Library at Berlin. Kullak thinks it ought
to be omitted, moreover he slights an E flat, that
occurs in all the other editions situated in the fourth
group of the twentieth bar from the end.
The F minor study, N, is the first
one of those tone studies of Chopin in which the mood
is more petulant than tempestuous. The melody
is morbid, almost irritating, and yet not without certain
accents of grandeur. There is a persistency in
repetition that foreshadows the Chopin of the later,
sadder years. The figure in the left hand is the
first in which a prominent part is given to that member.
Not as noble and sonorous a figure as the one in the
C minor study, it is a distinct forerunner of the
bass of the D minor Prelude. In this F minor study
the stretch is the technical object. It is rather
awkward for close-knit fingers. The best fingering
is Von Bulow’s. It is 5, 3, 1, 4, 1, 3
for the first figure. All the other editions,
except Riemann’s, recommend the fifth finger
on F, the fourth on C. Von Billow believes that small
hands beginning with his system will achieve quicker
results than by the Chopin fingering. This is
true. Riemann phrases the study with a multiplicity
of legato bows and dynamic accents. Kullak prefers
the Tellefsen metronome 80, rather than the traditional
96. Most of the others use 88 to the quarter,
except Riemann, who espouses the more rapid gait of
96. Klindworth, with his 88, strikes a fair medium.
The verdict of Von Bulow on the following
study in A flat, N, has no uncertainty of tone
in its proclamation:
He who can play this study in a really
finished manner may congratulate himself on having
climbed to the highest point of the pianist’s
Parnassus, as it is perhaps the most difficult piece
of the entire set. The whole repertory of piano
music does not contain a study of perpetuum
mobile so full of genius and fancy as this
particular one is universally acknowledged to be,
except perhaps Liszt’s Feux Follets.
The most important point would appear to lie not
so much in the interchange of the groups of legato
and staccato as in the exercise of rhythmic contrasts the
alternation of two and three part metre (that is,
of four and six) in the same bar. To overcome
this fundamental difficulty in the art of musical
reproduction is the most important thing here, and
with true zeal it may even be accomplished easily.
Kullak writes: “Harmonic
anticipations; a rich rhythmic life originating in
the changing articulation of the twelve-eights in groups
of three and two each. ... This etude is an exceedingly
piquant composition, possessing for the hearer a wondrous,
fantastic charm, if played with the proper insight.”
The metronomic marking is practically the same in
all editions, 152 to the quarter notes. The study
is one of the most charming of the composer.
There is more depth in it than in the G flat and F
major studies, and its effectiveness in the virtuoso
sense is unquestionable. A savor of the salon
hovers over its perfumed measures, but there is grace,
spontaneity and happiness. Chopin must have been
as happy as his sensitive nature would allow when he
conceived this vivacious caprice.
In all the editions, Riemann’s
excepted, there is no doubt left as to the alternations
of metres. Here are the first few bars of Von
Billow’s, which is normal phrasing:
[Musical score excerpt]
Read Riemann’s version of these bars:
[Musical score excerpt]
Riemann is conducive to clear-sighted
phrasing, and will set the student thinking, but the
general effect of accentuation is certainly different.
All the editors quoted agree with Von Bulow, Klindworth
and Kullak. But if this is a marked specimen
of Riemann, examine his reading of the phrase wherein
Chopin’s triple rhythm is supplanted by duple.
Thus Von Bulow and who will dare cavil?
[Musical score excerpt]
Riemann:
[Musical score excerpt]
The difference is more imaginary than
real, for the stems of the accented notes give us
the binary metre. But the illustration serves
to show how Dr. Riemann is disposed to refine upon
the gold of Chopin.
Kullak dilates upon a peculiarity
of Chopin: the dispersed position of his underlying
harmonies. This in a footnote to the eleventh
study of o. Here one must let go the critical
valve, else strangle in pedagogics. So much has
been written, so much that is false, perverted sentimentalism
and unmitigated cant about the nocturnes, that
the wonder is the real Chopin lover has not rebelled.
There are pearls and diamonds in the jewelled collection
of nocturnes, many are dolorous, few dramatic,
and others are sweetly insane and songful. I yield
to none in my admiration for the first one of the
two in G minor, for the psychical despair in the C
sharp minor nocturne, for that noble drama called
the C minor nocturne, for the B major, the Tuberose
nocturne; and for the E, D flat and G major nocturnes,
it remains unabated. But in the list there is
no such picture painted, a Corot if ever there was
one, as this E flat study.
Its novel design, delicate arabesques as
if the guitar had been dowered with a soul and
the richness and originality of its harmonic scheme,
gives us pause to ask if Chopin’s invention is
not almost boundless. The melody itself is plaintive;
a plaintive grace informs the entire piece. The
harmonization is far more wonderful, but to us the
chord of the tenth and more remote intervals, seem
no longer daring; modern composition has devilled
the musical alphabet into the very caverns of the
grotesque, yet there are harmonies in the last page
of this study that still excite wonder. The fifteenth
bar from the end is one that Richard Wagner might
have made. From that bar to the close, every
group is a masterpiece.
Remember, this study is a nocturne,
and even the accepted metronomic markings in most
editions, 76 to the quarter, are not too slow; they
might even be slower. Allegretto and not a shade
speedier! The color scheme is celestial and the
ending a sigh, not unmixed with happiness. Chopin,
sensitive poet, had his moments of peace, of divine
content lebensruhe. The dizzy appoggiatura
leaps in the last two bars set the seal of perfection
upon this unique composition.
Touching upon the execution, one may
say that it is not for small hands, nor yet for big
fists. The former must not believe that any “arrangements”
or simplified versions will ever produce the aerial
effect, the swaying of the tendrils of tone, intended
by Chopin. Very large hands are tempted by their
reach to crush the life out of the study in not arpeggiating
it. This I have heard, and the impression was
indescribably brutal. As for fingering, Mikuli,
Von Bulow, Kullak, Riemann and Klindworth all differ,
and from them must most pianists differ. Your
own grasp, individual sense of fingering and tact will
dictate the management of technics. Von Bulow
gives a very sensible pattern to work from, and Kullak
is still more explicit. He analyzes the melody
and, planning the arpeggiating with scrupulous fidelity,
he shows why the arpeggiating “must be affected
with the utmost rapidity, bordering upon simultaneousness
of harmony in the case of many chords.”
Kullak has something to say about the grace notes and
this bids me call your attention to Von Bulow’s
change in the appoggiatura at the last return of the
subject. A bad misprint is in the Von Bulow edition:
it is in the seventeenth bar from the end, the lowest
note in the first bass group and should read E natural,
instead of the E flat that stands.
Von Bulow does not use the arpeggio
sign after the first chord. He rightly believes
it makes unclear for the student the subtleties of
harmonic changes and fingering. He also suggests quite
like the fertile Hans Guido that “players
who have sufficient patience and enthusiasm for the
task would find it worth their while to practise the
arpeggi the reverse way, from top to bottom; or in
contrary motion, beginning with the top note in one
hand and the bottom note in the other. A variety
of devices like this would certainly help to give
greater finish to the task.”
Doubtless, but consider: man’s
years are but threescore and ten!
The phrasing of the various editions
examined do not vary much. Riemann is excepted,
who has his say in this fashion, at the beginning:
[Musical score excerpt]
More remarkable still is the diversity
of opinion regarding the first three bass chord groups
in the fifteenth bar from the close: the bottom
notes in the Von Bulow and Klindworth editions are
B flat and two A naturals, and in the Riemann, Kullak
and Mikuli editions the notes are two B flats and
one A natural. The former sounds more varied,
but we may suppose the latter to be correct because
of Mikuli. Here is the particular bar, as given
by Riemann:
[Musical score excerpt]
Yet this exquisite flight into the
blue, this nocturne which should be played before
sundown, excited the astonishment of Mendelssohn, the
perplexed wrath of Moscheles and the contempt of Rellstab,
editor of the “Iris,” who wrote in that
journal in 1834 of the studies in o:
“Those who have distorted fingers
may put them right by practising these studies; but
those who have not, should not play them, at least
not without having a surgeon at hand.” What
incredible surgery would have been needed to get within
the skull of this narrow critic any savor of the beauty
of these compositions! In the years to come the
Chopin studies will be played for their music, without
any thought of their technical problems.
Now the young eagle begins to face
the sun, begins to mount on wind-weaving pinions.
We have reached the last study of o, the magnificent
one in C minor. Four pages suffice for a background
upon which the composer has flung with overwhelming
fury the darkest, the most demoniac expressions of
his nature. Here is no veiled surmise, no smothered
rage, but all sweeps along in tornadic passion.
Karasowski’s story may be true regarding the
genesis of this work, but true or not, it is one of
the greatest dramatic outbursts in piano literature.
Great in outline, pride, force and velocity, it never
relaxes its grim grip from the first shrill dissonance
to the overwhelming chordal close. This end rings
out like the crack of creation. It is elemental.
Kullak calls it a “bravura study of the very
highest order for the left hand. It was composed
in 1831 in Stuttgart, shortly after Chopin had received
tidings of the taking of Warsaw by the Russians, September
8, 1831.” Karasowski wrote: “Grief,
anxiety and despair over the fate of his relatives
and his dearly-beloved father filled the measure of
his sufferings. Under the influence of this mood
he wrote the C minor Etude, called by many the Revolutionary
Etude. Out of the mad and tempestuous storm of
passages for the left hand the melody rises aloft,
now passionate and anon proudly majestic, until thrills
of awe stream over the listener, and the image is
evoked of Zeus hurling thunderbolts at the world.”
Niecks thinks it “superbly grand,”
and furthermore writes: “The composer seems
fuming with rage; the left hand rushes impetuously
along and the right hand strikes in with passionate
ejaculations.” Von Bulow said: “This
C minor study must be considered a finished work of
art in an even higher degree than the study in C sharp
minor.” All of which is pretty, but not
enough to the point.
Von Bulow fingers the first passage
for the left hand in a very rational manner; Klindworth
differs by beginning with the third instead of the
second finger, while Riemann dear innovator takes
the group: second, first, third, and then, the
fifth finger on D, if you please! Kullak is more
normal, beginning with the third. Here is Riemann’s
phrasing and grouping for the first few bars.
Notice the half note with peculiar changes of fingering
at the end. It gives surety and variety.
Von Bulow makes the changes ring on the second and
fifth, instead of third and fifth, fingers. Thus
Riemann:
[Musical score excerpt]
In the above the accustomed phrasing
is altered, for in all other editions the accent falls
upon the first note of each group. In Riemann
the accentuation seems perverse, but there is no question
as to its pedagogic value. It may be ugly, but
it is useful though I should not care to hear it in
the concert room. Another striking peculiarity
of the Riemann phrasing is his heavy accent on the
top E flat in the principal passage for the left hand.
He also fingers what Von Bulow calls the “chromatic
meanderings,” in an unusual manner, both on the
first page and the last. His idea of the enunciation
of the first theme is peculiar:
[Musical score excerpt]
Mikuli places a legato bow over the
first three octaves so does Kullak Von
Bulow only over the last two, which gives a slightly
different effect, while Klindworth does the same as
Kullak. The heavy dynamic accents employed by
Riemann are unmistakable. They signify the vital
importance of the phrase at its initial entrance.
He does not use it at the repetition, but throughout
both dynamic and agogic accents are unsparingly used,
and the study seems to resound with the sullen booming
of a park of artillery. The working-out section,
with its anticipations of “Tristan and Isolde,”
is phrased by all the editors as it is never played.
Here the technical figure takes precedence over the
law of the phrase, and so most virtuosi place the accent
on the fifth finger, regardless of the pattern.
This is as it should be. In Klindworth there
is a misprint at the beginning of the fifteenth bar
from the end in the bass. It should read B natural,
not B flat. The metronome is the same in all
editions, 160 to the quarter, but speed should give
way to breadth at all hazards. Von Bulow is the
only editor, to my knowledge, who makes an enharmonic
key change in this working-out section. It looks
neater, sounds the same, but is it Chopin? He
also gives a variant for public performance by transforming
the last run in unisono into a veritable hurricane
by interlocked octaves. The effect is brazen.
Chopin needs no such clangorous padding in this etude,
which gains by legitimate strokes the most startling
contrasts.
The study is full of tremendous pathos;
it compasses the sublime, and in its most torrential
moments the composer never quite loses his mental
equipoise. He, too, can evoke tragic spirits,
and at will send them scurrying back to their dim
profound. It has but one rival in the Chopin
studies N, o, in the same key.
II
Opus 25, twelve studies by Frederic
Chopin, are dedicated to Madame la Comtesse
d’Agoult. The set opens with the familiar
study in A flat, so familiar that I shall not make
further ado about it except to say that it is delicious,
but played often and badly. All that modern editing
can do since Miluki is to hunt out fresh accentuation.
Von Bullow is the worst sinner in this respect, for
he discovers quaint nooks and dells for his dynamics
undreamed of by the composer. His edition should
be respectfully studied and, when mastered, discarded
for a more poetic interpretation. Above all,
poetry, poetry and pedals. Without pedalling
of the most varied sort this study will remain as dry
as a dog-gnawed bone. Von Bulow says the “figure
must be treated as a double triplet twice
three and not three times two as indicated
in the first two bars.” Klindworth makes
the group a sextolet. Von Bulow has set
forth numerous directions in fingering and phrasing,
giving the exact number of notes in the bass trill
at the end. Kullak uses the most ingenious fingering.
Look at the last group of the last bar, second line,
third page. It is the last word in fingering.
Better to end with Robert Schumann’s beautiful
description of this study, as quoted by Kullak:
In treating of the present book of Etudes,
Robert Schumann, after comparing Chopin to a strange
star seen at midnight, wrote as follows: “Whither
his path lies and leads, or how long, how brilliant
its course is yet to be, who can say? As often,
however, as it shows itself, there is ever seen the
same deep dark glow, the same starry light and the
same austerity, so that even a child could not fail
to recognize it. But besides this, I have had
the advantage of hearing most of these Etudes played
by Chopin himself, and quite a la Chopin did he
play them!”
Of the first one especially he writes:
“Imagine that an aeolian harp possessed all
the musical scales, and that the hand of an artist
were to cause them all to intermingle in all sorts
of fantastic embellishments, yet in such a way as to
leave everywhere audible a deep fundamental tone
and a soft continuously-singing upper voice, and
you will get the right idea of his playing.
But it would be an error to think that Chopin permitted
every one of the small notes to be distinctly heard.
It was rather an undulation of the A flat major chord,
here and there thrown aloft anew by the pedal.
Throughout all the harmonies one always heard in
great tones a wondrous melody, while once only,
in the middle of the piece, besides that chief song,
a tenor voice became prominent in the midst of chords.
After the Etude a feeling came over one as of having
seen in a dream a beatific picture which when half
awake one would gladly recall.”
After these words there can be no doubt
as to the mode of delivery. No commentary is
required to show that the melodic and other important
tones indicated by means of large notes must emerge
from within the sweetly whispering waves, and that
the upper tones must be combined so as to form a
real melody with the finest and most thoughtful
shadings.
The twenty-fourth bar of this study
in A major is so Lisztian that Liszt must have benefited
by its harmonies.
“And then he played the second
in the book, in F minor, one in which his individuality
displays itself in a manner never to be forgotten.
How charming, how dreamy it was! Soft as the song
of a sleeping child.” Schumann wrote this
about the wonderful study in F minor, which whispers,
not of baleful deeds in a dream, as does the last movement
of the B flat minor sonata, but is “the
song of a sleeping child.” No comparison
could be prettier, for there is a sweet, delicate drone
that sometimes issues from childish lips, having a
charm for ears not attuned to grosser things.
This must have been the study that
Chopin played for Henrietta Voigt at Leipsic, September
12, 1836. In her diary she wrote: “The
over excitement of his fantastic manner is imparted
to the keen eared. It made me hold my breath.
Wonderful is the ease with which his velvet fingers
glide, I might almost say fly, over the keys.
He has enraptured me in a way which hitherto
had been unknown to me. What delighted me was
the childlike, natural manner which he showed in his
demeanor and in his playing.” Von Bulow
believes the interpretation of this magical music
should be without sentimentality, almost without shading clearly,
delicately and dreamily executed. “An ideal
pianissimo, an accentless quality, and completely without
passion or rubato.” There is little doubt
this was the way Chopin played it. Liszt is an
authority on the subject, and M. Mathias corroborates
him. Regarding the rhythmical problem to be overcome,
the combination of two opposing rhythms, Von Bulow
indicates an excellent method, and Kullak devotes
part of a page to examples of how the right, then the
left, and finally both hands, are to be treated.
Kullak furthermore writes: “Or, if one
will, he may also betake himself in fancy to a still,
green, dusky forest, and listen in profound solitude
to the mysterious rustling and whispering of the foliage.
What, indeed, despite the algebraic character of the
tone-language, may not a lively fancy conjure out
of, or, rather, into, this etude! But one thing
is to be held fast: it is to be played in that
Chopin-like whisper of which, among others, Mendelssohn
also affirmed that for him nothing more enchanting
existed.” But enough of subjective fancies.
This study contains much beauty, and every bar rules
over a little harmonic kingdom of its own. It
is so lovely that not even the Brahms’ distortion
in double notes or the version in octaves can dull
its magnetic crooning. At times so delicate is
its design that it recalls the faint fantastic tracery
made by frost on glass. In all instances save
one it is written as four unbroken quarter triplets
in the bar right hand. Not so Riemann.
He has views of his own, both as to fingering and
phrasing:
[Musical score excerpt]
Jean Kleczynski’s interesting
brochure, “The Works of Frederic Chopin and
Their Proper Interpretation,” is made up of three
lectures delivered at Warsaw. While the subject
is of necessity foreshortened, he says some practical
things about the use of the pedals in Chopin’s
music. He speaks of this very study in F minor
and the enchanting way Rubinstein and Essipowa ended
it the echo-like effects on the four C’s,
the pedal floating the tone. The pedals are half
the battle in Chopin playing. One can
never play Chopin beautifully enough.
Realistic treatment dissipates his dream palaces,
shatters his aerial architecture. He may be played
broadly, fervently, dramatically but coarsely, never.
I deprecate the rose-leaf sentimentalism in which he
is swathed by nearly all pianists. “Chopin
is a sigh, with something pleasing in it,” wrote
some one, and it is precisely this notion which has
created such havoc among his interpreters. But
if excess in feeling is objectionable, so too is the
“healthy” reading accorded his works by
pianists with more brawn than brain. The real
Chopin player is born and can never be a product of
the schools.
Schumann thinks the third study in
F less novel in character, although “here the
master showed his admirable bravura powers.”
“But,” he continues, “they are all
models of bold, indwelling, creative force, truly
poetic creations, though not without small blots in
their details, but on the whole striking and powerful.
Yet, if I give my complete opinion, I must confess
that his earlier collection seems more valuable to
me. Not that I mean to imply any deterioration,
for these recently published studies were nearly all
written at the same time as the earlier ones, and
only a few were composed a little while ago the
first in A flat and the last magnificent one in C minor,
both of which display great mastership.”
One may be permitted to disagree with
Schumann, for o contains at least two of Chopin’s
greater studies A minor and C minor.
The most valuable point of the passage quoted is the
clenching of the fact that the studies were composed
in a bunch. That settles many important psychological
details. Chopin had suffered much before going
to Paris, had undergone the purification and renunciation
of an unsuccessful love affair, and arrived in Paris
with his style fully formed in his case
the style was most emphatically the man.
Kullak calls the study in F “a
spirited little caprice, whose kernel lies in the
simultaneous application of four different little rhythms
to form a single figure in sound, which figure is then
repeated continuously to the end. In these repetitions,
however, changes of accentuation, fresh modulations,
and piquant antithèses, serve to make the composition
extremely vivacious and effective.” He pulls
apart the brightly colored petals of the thematic
flower and reveals the inner chemistry of this delicate
growth. Four different voices are distinguished
in the kernel.
“The third voice is the chief
one, and after it the first, because they determine
the melodic and harmonic contents”:
[Musical score excerpt of ‘four different voices’]
Kullak and Mikuli dot the C of the
first bar. Klindworth and Von Bulow do not.
As to phrasing and fingering I pin my faith to Riemann.
His version is the most satisfactory. Here are
the first bars. The idea is clearly expressed:
[Musical score excerpt]
Best of all is the careful accentuation,
and at a place indicated in no other edition that
I have examined. With the arrival of the thirty-second
notes, Riemann punctuates the theme this way:
[Musical score excerpt]
The melody, of course in profile,
is in the eighth notes. This gives meaning to
the decorative pattern of the passage. And what
charm, buoyancy, and sweetness there is in this caprice!
It has the tantalizing, elusive charm of a humming
bird in full flight. The human element is almost
eliminated. We are in the open, the sun blazes
in the blue, and all is gay, atmospheric, and illuding.
Even where the tone deepens, where the shadows grow
cooler and darker in the B major section, there is
little hint of preoccupation with sadness. Subtle
are the harmonic shifts, admirable the ever changing
devices of the figuration. Riemann accents the
B, the E, A, B flat, C and F, at the close perilous
leaps for the left hand, but they bring into fine
relief the exquisite harmonic web. An easy way
of avoiding the tricky position in the left hand at
this spot thirteen bars from the close is
to take the upper C in bass with the right hand thumb
and in the next bar the upper B in bass the same way.
This minimizes the risk of the skip, and it is perfectly
legitimate to do this in public at least.
The ending, to be “breathed” away, according
to Kullak, is variously fingered. He also prescribes
a most trying fingering for the first group, fourth
finger on both hands. This is useful for study,
but for performance the third finger is surer.
Von Bulow advises the player to keep the “upper
part of the body as still as possible, as any haste
of movement would destroy the object in view, which
is the acquisition of a loose wrist.” He
also suggests certain phrasing in bar seventeen, and
forbids a sharp, cutting manner in playing the sforzati
at the last return of the subject. Kullak is
copious in his directions, and thinks the touch should
be light and the hand gliding, and in the B major part
“fiery, wilful accentuation of the inferior beats.”
Capricious, fantastic, and graceful, this study is
Chopin in rare spirits. Schumann has the phrase the
study should be executed with “amiable bravura.”
There is a misprint in the Kullak edition: at
the beginning of the thirty-second notes an A instead
of an F upsets the tonality, besides being absurd.
Of the fourth study in A minor there
is little to add to Theodor Kullak, who writes:
“In the broadest sense of the word,
every piece of music is an etude. In a narrower
sense, however, we demand of an etude that it shall
have a special end in view, promote facility in something,
and lead to the conquest of some particular difficulty,
whether of technics, of rhythm, expression or delivery.”
(Robert Schumann, Collected Writings, i., 201.) The
present study is less interesting from a technical
than a rhythmical point of view. While the
chief beats of the measure (1st, 3d, 5th and 7th
eighths) are represented only by single tones (in
the bass part), which are to a certain extent “free
and unconcerned, and void of all encumbrance,”
the inferior parts of the measure (2d, 4th, 6th
and 8th eighths) are burdened with chords, the most
of which, moreover, are provided with accents in
opposition to the regular beats of the measure.
Further, there is associated with these chords, or
there may be said to grow out of them, a cantilène
in the upper voice, which appears in syncopated
form opposite to the strong beats of the bass.
This cantilène begins on a weak beat, and produces
numerous suspensions, which, in view of the time
of their entrance, appear as so many retardations and
delayals of melodic tones.
All these things combine to give the composition
a wholly peculiar coloring, to render its flow somewhat
restless and to stamp the etude as a little characteristic
piece, a capriccio, which might well be named “Inquietude.”
As regards technics, two things are to
be studied: the staccato of the chords and
the execution of the cantilena. The chords
must be formed more by pressure than by striking.
The fingers must support themselves very lightly
upon the chord keys and then rise again with the
back of the hand in the most elastic manner.
The upward movement of the hand must be very slight.
Everything must be done with the greatest precision,
and not merely in a superficial manner. Where
the cantilena appears, every melodic tone must stand
apart from the tones of the accompaniment as if
in “relief.” Hence the fingers for
the melodic tones must press down the keys allotted
to them with special force, in doing which the back
of the hand may be permitted to turn lightly to
the right (sideward stroke), especially when there
is a rest in the accompaniment. Compare with
this etude the introduction to the Capriccio in B minor,
with orchestra, by Felix Mendelssohn, first page.
Aside from a few rallentando places, the etude is
to be played strictly in time.
I prefer the Klindworth editing of
this rather sombre, nervous composition, which may
be merely an etude, but it also indicates a slightly
pathologic condition. With its breath-catching
syncopations and narrow emotional range, the A minor
study has nevertheless moments of power and interest.
Riemann’s phrasing, while careful, is not more
enlightening than Klindworth’s. Von Bulow
says: “The bass must be strongly marked
throughout even when piano and
brought out in imitation of the upper part.”
Singularly enough, his is the only edition in which
the left hand arpeggios at the close, though in the
final bar “both hands may do so.”
This is editorial quibbling. Stephen Heller remarked
that this study reminded him of the first bar of the
Kyrie rather the Requiem Aeternam of Mozart’s
Requiem.
It is safe to say that the fifth study
in E minor is less often heard in the concert room
than any one of its companions. I cannot recall
having heard it since Annette Essipowa gave that famous
recital during which she played the entire twenty-seven
studies. Yet it is a sonorous piano piece, rich
in embroideries and general decorative effect in the
middle section. Perhaps the rather perverse, capricious
and not altogether amiable character of the beginning
has caused pianists to be wary of introducing it at
a recital. It is hugely effective and also difficult,
especially if played with the same fingering throughout,
as Von Bulow suggests. Niecks quotes Stephen
Heller’s partiality for this very study.
In the “Gazette Musicale,” February 24,
1839, Heller wrote of Chopin’s o:
What more do we require to pass one or
several evenings in as perfect a happiness as possible?
As for me, I seek in this collection of poesy this
is the only name appropriate to the works of Chopin some
favorite pieces which I might fix in my memory,
rather than others. Who could retain everything?
For this reason I have in my notebook quite particularly
marked the numbers four, five and seven of the present
poems. Of these twelve much loved studies every
one of which has a charm of its own the
three numbers are those I prefer to all the rest.
The middle part of this E minor study
recalls Thalberg. Von Bulow cautions the student
against “the accenting of the first note with
the thumb right hand as it does
not form part of the melody, but only comes in as
an unimportant passing note.” This refers
to the melody in E. He also writes that the addition
of the third in the left hand, Klindworth edition,
needs no special justification. I discovered one
marked difference in the Klindworth edition. The
leap in the left hand first variant of
the theme, tenth bar from beginning is preceded
by an appoggiatura, E natural. The jump is to
F sharp, instead of G, as in the Mikuli, Kullak and
Riemann editions. Von Bulow uses the F sharp,
but without the ninth below. Riemann phrases the
piece so as to get the top melody, B, E and G, and
his stems are below instead of above, as in Mikuli
and Von Bulow. Kullak dots the eighth note.
Riemann uses a sixteenth, thus:
[Musical score excerpt]
Kullak writes that the figure 184
is not found on the older metronomes. This is
not too fast for the capriccio, with its pretty and
ingenious rhythmical transformations. As regards
the execution of the 130th bar, Von Bulow says:
“The acciaccature prefixes are
to be struck simultaneously with the other parts,
as also the shake in bar 134 and following bars; this
must begin with the upper auxiliary note.”
These details are important. Kullak concludes
his notes thus:
Despite all the little transformations
of the motive member which forms the kernel, its
recognizability remains essentially unimpaired.
Meanwhile out of these little metamorphoses there
is developed a rich rhythmic life, which the performer
must bring out with great precision. If in addition,
he possesses a fine feeling for what is graceful,
coquettish, or agreeably capricious, he will understand
how to heighten still further the charm of the chief
part, which, as far as its character is concerned,
reminds one of Etude, o, N.
The secondary part, in major, begins.
Its kernel is formed of a beautiful broad melody,
which, if soulfully conceived and delivered, will
sing its way deep into the heart of the listener.
For the accompaniment in the right hand we find chord
arpeggiations in triplets, afterward in sixteenths,
calmly ascending and descending, and surrounding
the melody as with a veil. They are to be played
almost without accentuation.
It was Louis Ehlert who wrote of the
celebrated study in G sharp minor o, N:
“Chopin not only versifies an exercise in thirds;
he transforms it into such a work of art that in studying
it one could sooner fancy himself on Parnassus than
at a lesson. He deprives every passage of all
mechanical appearance by promoting it to become the
embodiment of a beautiful thought, which in turn finds
graceful expression in its motion.”
And indeed in the piano literature
no more remarkable merging of matter and manner exists.
The means justifies the end, and the means employed
by the composer are beautiful, there is no other word
to describe the style and architectonics of this noble
study. It is seldom played in public because
of its difficulty. With the Schumann Toccata,
the G sharp minor study stands at the portals of the
delectable land of Double Notes. Both compositions
have a common ancestry in the Czerny Toccata, and
both are the parents of such a sensational offspring
as Balakirew’s “Islamey.” In
reading through the double note studies for the instrument
it is in the nature of a miracle to come upon Chopin’s
transfiguration of such a barren subject. This
study is first music, then a technical problem.
Where two or three pianists are gathered together
in the name of Chopin, the conversation is bound to
formulate itself thus: “How do you finger
the double chromatic thirds in the G sharp minor study?”
That question answered, your digital politics are
known. You are classified, ranged. If you
are heterodox you are eagerly questioned; if you follow
Von Bulow and stand by the Czerny fingering, you are
regarded as a curiosity. As the interpretation
of the study is not taxing, let us examine the various
fingerings. First, a fingering given by Leopold
Godowsky. It is for double chromatic thirds:
[Musical score excerpt]
You will now be presented with a battalion
of authorities, so that you may see at a glance the
various efforts to climb those slippery chromatic
heights. Here is Mikuli:
[Musical score excerpt]
Kullak’s is exactly the same
as above. It is the so-called Chopin fingering,
as contrasted with the so-called Czerny fingering though
in reality Clementi’s, as Mr. John Kautz contends.
“In the latter the third and fifth fingers fall
upon C sharp and E and F sharp and A in the right
hand, and upon C and E flat and G and B flat in the
left.” Klindworth also employs the Chopin
fingering. Von Bulow makes this statement:
“As the peculiar fingering adopted by Chopin
for chromatic scales in thirds appears to us to render
their performance in legatissimo utterly unattainable
on our modern instruments, we have exchanged it, where
necessary, for the older method of Hummel. Two
of the greatest executive artists of modern times,
Alexander Dreyschock and Carl Tausig, were, theoretically
and practically, of the same opinion. It is to
be conjectured that Chopin was influenced in his method
of fingering by the piano of his favorite makers, Pleyel
and Wolff, of Paris who, before they adopted
the double échappement, certainly produced
instruments with the most pliant touch possible and
therefore regarded the use of the thumb in the ascending
scale on two white keys in succession the
semitones EF and BC as practicable.
On the grand piano of the present day we regard it
as irreconcilable with conditions of crescendo legato.”
This Chopin fingering in reality derives directly
from Hummel. See his “Piano School.”
So he gives this fingering:
[Musical score excerpt]
He also suggests the following phrasing
for the left hand. This is excellent:
[Musical score excerpt]
Riemann not only adopts new fingering
for the double note scale, but also begins the study
with the trill on first and third, second and fourth,
instead of the usual first and fourth, second and fifth
fingers, adopted by the rest. This is his notion
of the run in chromatic thirds:
[Musical score excerpt]
For the rest the study must be played
like the wind, or, as Kullak says: “Apart
from a few places and some accents, the Etude is to
be played almost throughout in that Chopin whisper.
The right hand must play its thirds, especially the
diatonic and chromatic scales, with such equality
that no angularity of motion shall be noticeable where
the fingers pass under or over each other. The
left hand, too, must receive careful attention and
special study. The chord passages and all similar
ones must be executed discreetly and legatissimo.
Notes with double stems must be distinguished from
notes with single stems by means of stronger shadings,
for they are mutually interconnected.”
Von Bulow calls the seventh study,
the one in C sharp minor, a nocturne a
duo for ’cello and flute. He ingeniously
smooths out the unequal rhythmic differences of the
two hands, and justly says the piece does not work
out any special technical matter. This study is
the most lauded of all. Yet I cannot help agreeing
with Niecks, who writes of it he oddly
enough places it in the key of E: “A duet
between a He and a She, of whom the former shows himself
more talkative and emphatic than the latter, is, indeed,
very sweet, but, perhaps, also somewhat tiresomely
monotonous, as such tete-a-têtes naturally are
to third parties.”
For Chopin’s contemporaries
this was one of his greatest efforts. Heller
wrote: “It engenders the sweetest sadness,
the most enviable torments, and if in playing it one
feels oneself insensibly drawn toward mournful and
melancholy ideas, it is a disposition of the soul
which I prefer to all others. Alas! how I love
these sombre and mysterious dreams, and Chopin is
the god who creates them.” In this etude
Kleczynski thinks there are traces of weariness of
life, and quotes Orlowski, Chopin’s friend,
“He is only afflicted with homesickness.”
Willeby calls this study the most beautiful of them
all. For me it is both morbid and elegiac.
There is nostalgia in it, the nostalgia of a sick,
lacerated soul. It contains in solution all the
most objectionable and most endearing qualities of
the master. Perhaps we have heard its sweet,
highly perfumed measures too often. Its interpretation
is a matter of taste. Kullak has written the most
ambitious programme for it. Here is a quotation
from Albert R. Parsons’ translation in Schirmer’s
edition of Kullak.
Throughout the entire piece an elegiac
mood prevails. The composer paints with psychologic
truthfulness a fragment out of the life of a deeply
clouded soul. He lets a broken heart, filled
with grief, proclaim its sorrow in a language of pain
which is incapable of being misunderstood. The
heart has lost not something, but everything.
The tones, however, do not always bear the impress
of a quiet, melancholy resignation. More passionate
impulses awaken, and the still plaint becomes a
complaint against cruel fate. It seeks the conflict,
and tries through force of will to burst the fetters
of pain, or at least to alleviate it through absorption
in a happy past. But in vain! The heart
has not lost something it has lost everything.
The musical poem divides into three, or if one views
the little episode in B major as a special part, into
four parts (strophes), of which the last is an elaborated
repetition of the first with a brief closing part
appended. The whole piece is a song, or, better
still, an aria, in which two principal voices are
to be brought out; the upper one is in imitation
of a human voice, while the lower one must bear the
character throughout of an obligato violoncello.
It is well known that Chopin was very fond of the
violoncello and that in his piano compositions he
imitated the style of passages peculiar to that
instrument. The two voices correspond closely,
supplementing and imitating each other reciprocally.
Between the two a third element exists: an accompaniment
of eighths in uniform succession without any significance
beyond that of filling out the harmony. This
third element is to be kept wholly subordinate.
The little, one-voiced introduction in recitative
style which precedes the aria reminds one vividly
of the beginning of the Ballade in G minor, o.
The D flat study, N, is called
by Von Bulow “the most useful exercise in the
whole range of etude literature. It might truly
be called ‘l’indispensable du pianiste,’
if the term, through misuse, had not fallen into disrepute.
As a remedy for stiff fingers and preparatory to performing
in public, playing it six times through is recommended,
even to the most expert pianist.” Only six
times! The separate study of the left hand is
recommended. Kullak finds this study “surprisingly
euphonious, but devoid of depth of content.”
It is an admirable study for the cultivation of double
sixths. It contains a remarkable passage of consecutive
fifths that set the theorists by the ears. Riemann
manages to get some new editorial comment upon it.
The nimble study, N, which bears
the title of “The Butterfly,” is in G
flat Von Bulow transposes it enharmonically to F sharp,
avoiding numerous double flats. The change is
not laudable. He holds anything but an elevated
opinion of the piece, classing it with a composition
of the Charles Mayer order. This is unjust; the
study if not deep is graceful and certainly very effective.
It has lately become the stamping ground for the display
of piano athletics. Nearly all modern virtuosi
pull to pieces the wings of this gay little butterfly.
They smash it, they bang it, and, adding insult to
cruelty, they finish it with three chords, mounting
an octave each time, thus giving a conventional character
to the close the very thing the composer
avoids. Much distorted phrasing is also indulged
in. The Tellefsen’s edition and Klindworth’s
give these differences:
[Musical score excerpt]
Mikuli, Von Bulow and Kullak place
the legato bow over the first three notes of the group.
Riemann, of course, is different:
[Musical score excerpt]
The metronomic markings are about the same in all
editions.
Asiatic wildness, according to Von
Bulow, pervades the B minor study, o, N,
although Willeby claims it to be only a study in octaves
“for the left hand”! Von Bulow furthermore
compares it, because of its monophonic character,
to the Chorus of Dervishes in Beethoven’s “Ruins
of Athens.” Niecks says it is “a real
pandemonium; for a while holier sounds intervene,
but finally hell prevails.” The study is
for Kullak “somewhat far fetched and forced
in invention, and leaves one cold, although it plunges
on wildly to the end.” Von Bulow has made
the most complete edition. Klindworth strengthens
the first and the seventh eighth notes of the fifth
bar before the last by filling in the harmonics of
the left hand. This etude is an important one,
technically; because many pianists make little of it
that does not abate its musical significance, and
I am almost inclined to group it with the last two
studies of this opus. The opening is portentous
and soon becomes a driving whirlwind of tone.
Chopin has never penned a lovelier melody than the
one in B the middle section of this etude it
is only to be compared to the one in the same key in
the B minor Scherzo, while the return to the first
subject is managed as consummately as in the E flat
minor Scherzo, from o. I confess to being
stirred by this B minor study, with its tempo at a
forced draught and with its precipitous close.
There is a lushness about the octave melody; the tune
may be a little overripe, but it is sweet, sensuous
music, and about it hovers the hush of a rich evening
in early autumn.
And now the “Winter Wind” the
study in A minor, o, N. Here even Von
Bulow becomes enthusiastic:
“It must be mentioned as a particular
merit of this, the longest and, in every respect,
the grandest of Chopin’s studies, that, while
producing the greatest fulness of sound imaginable,
it keeps itself so entirely and utterly unorchestral,
and represents piano music in the most accurate sense
of the word. To Chopin is due the honor and credit
of having set fast the boundary between piano and orchestral
music, which through other composers of the romantic
school, especially Robert Schumann, has been defaced
and blotted out, to the prejudice and damage of both
species.”
Kullak is equally as warm in his praise of it:
One of the grandest and most ingenious
of Chopin’s etudes, and a companion piece
to o, N, which perhaps it even surpasses.
It is a bravura study of the highest order; and is
captivating through the boldness and originality
of its passages, whose rising and falling waves,
full of agitation, overflow the entire keyboard;
captivating through its harmonic and modulatory
shadings; and captivating, finally, through a wonderfully
invented little theme which is drawn like a “red
thread” through all the flashing and glittering
waves of tone, and which, as it were, prevents them
from scattering to all quarters of the heavens.
This little theme, strictly speaking only a phrase
of two measures, is, in a certain sense, the motto
which serves as a superscription for the etude, appearing
first one voiced, and immediately afterward four voiced.
The slow time (Lento) shows the great importance which
is to be attached to it. They who have followed
thus far and agree with what has been said cannot
be in doubt concerning the proper artistic delivery.
To execute the passages quite in the rapid time
prescribed one must possess a finished technique.
Great facility, lightness of touch, equality, strength
and endurance in the forte passages, together with
the clearest distinctness in the piano and pianissimo all
of this must have been already achieved, for the
interpreter must devote his whole attention to the
poetic contents of the composition, especially to
the delivery of the march-like rhythms, which possess
a life of their own, appearing now calm and circumspect,
and anon bold and challenging. The march-like
element naturally requires strict playing in time.
This study is magnificent, and moreover it is music.
In bar fifteen Von Bulow makes B natural
the second note of the last group, although all other
editions, except Klindworth, use a B flat. Von
Bulow has common sense on his side. The B flat
is a misprint. The same authority recommends
slow staccato practice, with the lid of the piano
closed. Then the hurly-burly of tone will not
intoxicate the player and submerge his critical faculty.
Each editor has his notion of the
phrasing of the initial sixteenths. Thus Mikuli’s which
is normal:
[Musical score excerpt]
Klindworth fingers this passage more
ingeniously, but phrases it about the same, omitting
the sextolet mark. Kullak retains it.
Von Bulow makes his phrase run in this fashion:
[Musical score excerpt]
As regards grouping, Riemann follows
Von Bulow, but places his accents differently.
The canvas is Chopin’s largest for
the idea and its treatment are on a vastly grander
scale than any contained in the two concertos.
The latter are after all miniatures, precious ones
if you will, joined and built with cunning artifice;
in neither work is there the resistless overflow of
this etude, which has been compared to the screaming
of the winter blasts. Ah, how Chopin puts to
flight those modern men who scheme out a big decorative
pattern and then have nothing wherewith to fill it!
He never relaxes his theme, and its fluctuating surprises
are many. The end is notable for the fact that
scales appear. Chopin very seldom uses scale
figures in his studies. From Hummel to Thalberg
and Herz the keyboard had glittered with spangled
scales. Chopin must have been sick of them, as
sick of them as of the left-hand melody with arpeggiated
accompaniment in the right, a la Thalberg. Scales
had been used too much, hence Chopin’s sparing
employment of them. In the first C sharp minor
study, o, there is a run for the left hand in
the coda. In the seventh study, same key, o, there are more. The second study of o,
in A minor, is a chromatic scale study; but there
are no other specimens of the form until the mighty
run at the conclusion of this A minor study.
It takes prodigious power and endurance
to play this work, prodigious power, passion and no
little poetry. It is open air music, storm music,
and at times moves in processional splendor. Small
souled men, no matter how agile their fingers, should
avoid it.
The prime technical difficulty is
the management of the thumb. Kullak has made
a variant at the end for concert performance.
It is effective. The average metronomic marking
is sixty-nine to the half.
Kullak thinks the twelfth and last
study of o in C minor “a grand, magnificent
composition for practice in broken chord passages for
both hands, which requires no comment.”
I differ from this worthy teacher. Rather is
Niecks more to my taste: “N, C minor,
in which the emotions rise not less high than the
waves of arpeggios which symbolize them.”
Von Bulow is didactic:
The requisite strength for this grandiose
bravura study can only be attained by the utmost
clearness, and thus only by a gradually increasing
speed. It is therefore most desirable to practise
it piano also by way of variety, for otherwise the
strength of tone might easily degenerate into hardness,
and in the poetic striving after a realistic portrayal
of a storm on the piano the instrument, as well
as the piece, would come to grief.
The pedal is needful to give the requisite
effect, and must change with every new harmony;
but it should only be used in the latter stages
of study, when the difficulties are nearly mastered.
We have our preferences. Mine
in o is the C minor study, which, like the prelude
in D minor, is “full of the sound of great guns.”
Willeby thinks otherwise. On page 81 in his life
of Chopin he has the courage to write: “Had
Professor Niecks applied the term monotonous to N we should have been more ready to indorse his opinion,
as, although great power is manifested, the very ‘sameness’
of the form of the arpeggio figure causes a certain
amount of monotony to be felt.” The C minor
study is, in a degree, a return to the first study
in C. While the idea in the former is infinitely nobler,
more dramatic and tangible, there is in the latter
naked, primeval simplicity, the larger eloquence,
the elemental puissance. Monotonous? A thousand
times no! Monotonous as is the thunder and spray
of the sea when it tumbles and roars on some sullen,
savage shore. Beethov-ian, in its ruggedness,
the Chopin of this C minor study is as far removed
from the musical dandyisms of the Parisian drawing
rooms as is Beethoven himself. It is orchestral
in intention and a true epic of the piano.
Riemann places half notes at the beginning
of each measure, as a reminder of the necessary clinging
of the thumbs. I like Von Bulow’s version
the best of all. His directions are most minute.
He gives the Liszt method of working up the climax
in octave triplets. How Liszt must have thundered
through this tumultuous work! Before it all criticism
should be silenced that fails to allow Chopin a place
among the greatest creative musicians. We are
here in the presence of Chopin the musician, not Chopin
the composer for piano.
III
In 1840, Trois Nouvelles
Etudes, by Frederic Chopin, appeared in the “Methode
des Méthodes pour lé piano,”
by F. J. Fetis and I. Moscheles. It was odd company
for the Polish composer. “Internal evidence
seems to show,” writes Niecks, “that these
weakest of the master’s studies which,
however, are by no means uninteresting and certainly
very characteristic may be regarded more
than o as the outcome of a gleaning.”
The last decade has added much to
the artistic stature of these three supplementary
studies. They have something of the concision
of the Preludes. The first is a masterpiece.
In F minor the theme in triplet quarters, broad, sonorous
and passionate, is unequally pitted against four-eight
notes in the bass. The technical difficulty to
be overcome is purely rhythmic, and Kullak takes pains
to show how it may be overcome. It is the musical,
the emotional content of the study that fascinates.
The worthy editor calls it a companion piece to the
F minor study in o. The comparison is not
an apt one. Far deeper is this new study, and
although the doors never swing quite open, we divine
the tragic issues concealed.
Beautiful in a different way is the
A flat study which follows. Again the problem
is a rhythmical one, and again the composer demonstrates
his exhaustless invention and his power of evoking
a single mood, viewing all its lovely contours and
letting it melt away like dream magic. Full of
gentle sprightliness and lingering sweetness is this
study. Chopin has the hypnotic quality more than
any composer of the century, Richard Wagner excepted.
After you have enjoyed playing this study read Kullak
and his “triplicity in biplicity.”
It may do you good, and it will not harm the music.
In all the editions save one that
I have seen the third study in D flat begins on A
flat, like the famous Valse in D flat. The
exception is Klindworth, who starts with B flat, the
note above. The study is full of sunny, good
humor, spiritualized humor, and leaves the most cheering
impression after its performance. Its technical
object is a simultaneous legato and staccato.
The result is an idealized Valse in allegretto
tempo, the very incarnation of joy, tempered by aristocratic
reserve. Chopin never romps, but he jests wittily,
and always in supremely good taste. This study
fitly closes his extraordinary labors in this form,
and it is as if he had signed it “F. Chopin,
et ego in Arcady.”
Among the various editions let me
recommend Klindworth for daily usage, while frequent
reference to Von Bulow, Riemann and Kullak cannot fail
to prove valuable, curious and interesting.
Of the making of Chopin editions there
is seemingly no end. In 1894 I saw in manuscript
some remarkable versions of the Chopin Studies by
Leopold Godowsky. The study in G sharp minor was
the first one published and played in public by this
young pianist Unlike the Brahms dérangements,
they are musical but immensely difficult. Topsy-turvied
as are the figures, a Chopin, even if lop-sided, hovers
about, sometimes with eye-brows uplifted, sometimes
with angry, knitted forehead and not seldom amused
to the point of smiling. You see his narrow shoulders,
shrugged in the Polish fashion as he examines the
study in double-thirds transposed to the left hand!
Curiously enough this transcription, difficult as
it is, does not tax the fingers as much as a bedevilment
of the A minor, o, N, which is extremely
difficult, demanding color discrimination and individuality
of finger.
More breath-catching, and a piece
at which one must cry out: “Hats off, gentlemen!
A tornado!” is the caprice called “Badinage.”
But if it is meant to badinage, it is no sport for
the pianist of everyday technical attainments.
This is formed of two studies. In the right hand
is the G flat study, o, N, and in the left
the black key study, o, N. The two go
laughing through the world like old friends; brother
and sister they are tonally, trailing behind them a
cloud of iridescent glory. Godowsky has cleverly
combined the two, following their melodic curves as
nearly as is possible. In some places he has thickened
the harmonies and shifted the “black key”
figures to the right hand. It is the work of
a remarkable pianist. This is the way it looks
on paper at the beginning:
[Musical llustration]
The same study G flat, o, N, is also treated separately, the melody being transferred
to the treble. The Butterfly octaves, in another
study, are made to hop nimbly along in the left hand,
and the C major study, o, N, Chopin’s
Toccata, is arranged for the left hand, and seems
very practical and valuable. Here the adapter
has displayed great taste and skill, especially on
the third page. The pretty musical idea is not
destroyed, but viewed from other points of vantage.
O, N, is treated like a left hand study, as
it should be. Chopin did not always give enough
work to the left hand, and the first study of this
opus in C is planned on brilliant lines for both hands.
Ingenious is the manipulation of the seldom played
o, N, in E minor. As a study in rhythms
and double notes it is very welcome. The F minor
study, o, N, as considered by the ambidextrous
Godowsky, is put in the bass, where it whirrs along
to the melodic encouragement of a theme of the paraphraser’s
own, in the right. This study has suffered the
most of all, for Brahms, in his heavy, Teutonic way,
set it grinding double sixths, while Isidor Philipp,
in his “Studies for the Left Hand,” has
harnessed it to sullen octaves. This Frenchman,
by the way, has also arranged for left hand alone
the G sharp minor, the D flat double sixths, the A
minor “Winter Wind” studies,
the B flat minor prelude, and, terrible to relate,
the last movement of the Chopin B flat minor Sonata.
Are the Godowsky transcriptions available?
Certainly. In ten years so rapid is
the technical standard advancing they will
be used in the curriculum of students. Whether
he has treated Chopin with reverence I leave my betters
to determine. What has reverence to do with the
case, anyhow? Plato is parsed in the schoolroom,
and Beethoven taught in conservatories! Therefore
why worry over the question of Godowsky’s attitude!
Besides, he is writing for the next generation presumably
a generation of Rosenthals.
And now, having passed over the salt
and stubbly domain of pedagogics, what is the dominant
impression gleaned from the twenty-seven Chopin studies?
Is it not one of admiration, tinged with wonder at
such a prodigal display of thematic and technical
invention? Their variety is great, the aesthetic
side is nowhere neglected for the purely mechanical,
and in the most poetic of them stuff may be found for
delicate fingers. Astounding, canorous, enchanting,
alembicated and dramatic, the Chopin studies are exemplary
essays in emotion and manner. In them is mirrored
all of Chopin, the planetary as well as the secular
Chopin. When most of his piano music has gone
the way of all things fashioned by mortal hands, these
studies will endure, will stand for the nineteenth
century as Beethoven crystallized the eighteenth,
Bach the seventeenth centuries in piano music.
Chopin is a classic.