I have preferred to take up in some
detail the analysis of our hesitation in using a locution
like “Whom did you see?” and to point to
some of the English drifts, particular and general,
that are implied by this hesitation than to discuss
linguistic change in the abstract. What is true
of the particular idiom that we started with is true
of everything else in language. Nothing is perfectly
static. Every word, every grammatical element,
every locution, every sound and accent is a slowly
changing configuration, molded by the invisible and
impersonal drift that is the life of language.
The evidence is overwhelming that this drift has a
certain consistent direction. Its speed varies
enormously according to circumstances that it is not
always easy to define. We have already seen that
Lithuanian is to-day nearer its Indo-European prototype
than was the hypothetical Germanic mother-tongue five
hundred or a thousand years before Christ. German
has moved more slowly than English; in some respects
it stands roughly midway between English and Anglo-Saxon,
in others it has of course diverged from the Anglo-Saxon
line. When I pointed out in the preceding chapter
that dialects formed because a language broken up
into local segments could not move along the same
drift in all of these segments, I meant of course
that it could not move along identically the same drift.
The general drift of a language has its depths.
At the surface the current is relatively fast.
In certain features dialects drift apart rapidly.
By that very fact these features betray themselves
as less fundamental to the genius of the language
than the more slowly modifiable features in which
the dialects keep together long after they have grown
to be mutually alien forms of speech. But this
is not all. The momentum of the more fundamental,
the pre-dialectic, drift is often such that languages
long disconnected will pass through the same or strikingly
similar phases. In many such cases it is perfectly
clear that there could have been no dialectic interinfluencing.
These parallelisms in drift may operate
in the phonetic as well as in the morphological sphere,
or they may affect both at the same time. Here
is an interesting example. The English type of
plural represented by foot: feet,
mouse: mice is strictly parallel
to the German Fuss: Fuesse, Maus:
Maeuse. One would be inclined to surmise
that these dialectic forms go back to old Germanic
or West-Germanic alternations of the same type.
But the documentary evidence shows conclusively that
there could have been no plurals of this type in primitive
Germanic. There is no trace of such vocalic mutation
("umlaut”) in Gothic, our most archaic Germanic
language. More significant still is the fact
that it does not appear in our oldest Old High German
texts and begins to develop only at the very end of
the Old High German period (circa 1000 A.D.).
In the Middle High German period the mutation was
carried through in all dialects. The typical Old
High German forms are singular fuoss, plural
fuossi; singular mus, plural musi.
The corresponding Middle High German forms are fuoss,
fueesse; mus, muese. Modern
German Fuss: Fuesse, Maus:
Maeuse are the regular developments of these
medieval forms. Turning to Anglo-Saxon, we find
that our modern English forms correspond to fot,
fet; mus, mys. These forms
are already in use in the earliest English monuments
that we possess, dating from the eighth century, and
thus antedate the Middle High German forms by three
hundred years or more. In other words, on this
particular point it took German at least three hundred
years to catch up with a phonetic-morphological drift
that had long been under way in English. The mere
fact that the affected vowels of related words (Old
High German uo, Anglo-Saxon o) are not
always the same shows that the affection took place
at different periods in German and English. There
was evidently some general tendency or group of tendencies
at work in early Germanic, long before English and
German had developed as such, that eventually drove
both of these dialects along closely parallel paths.
How did such strikingly individual
alternations as fot: fet, fuoss:
fueesse develop? We have now reached what
is probably the most central problem in linguistic
history, gradual phonetic change. “Phonetic
laws” make up a large and fundamental share of
the subject-matter of linguistics. Their influence
reaches far beyond the proper sphere of phonetics
and invades that of morphology, as we shall see.
A drift that begins as a slight phonetic readjustment
or unsettlement may in the course of millennia bring
about the most profound structural changes. The
mere fact, for instance, that there is a growing tendency
to throw the stress automatically on the first syllable
of a word may eventually change the fundamental type
of the language, reducing its final syllables to zero
and driving it to the use of more and more analytical
or symbolic methods. The English phonetic
laws involved in the rise of the words foot,
feet, mouse and mice from their
early West-Germanic prototypes fot, foti,
mus, musi may be briefly summarized
as follows:
1. In foti “feet”
the long o was colored by the following i
to long oe, that is, o kept its lip-rounded
quality and its middle height of tongue position but
anticipated the front tongue position of the i;
oe is the resulting compromise. This assimilatory
change was regular, i.e., every accented long
o followed by an i in the following
syllable automatically developed to long oe;
hence tothi “teeth” became toethi,
fodian “to feed” became foedian.
At first there is no doubt the alternation between
o and oe was not felt as intrinsically
significant. It could only have been an unconscious
mechanical adjustment such as may be observed in the
speech of many to-day who modify the “oo”
sound of words like you and few in the
direction of German ue without, however, actually
departing far enough from the “oo” vowel
to prevent their acceptance of who and you
as satisfactory rhyming words. Later on the quality
of the oe vowel must have departed widely enough
from that of o to enable oe to rise in
consciousness as a neatly distinct vowel.
As soon as this happened, the expression of plurality
in foeti, toethi, and analogous words
became symbolic and fusional, not merely fusional.
2. In musi “mice”
the long u was colored by the following i
to long ue. This change also was regular;
lusi “lice” became luesi,
kui “cows” became kuei (later
simplified to kue; still preserved as ki-
in kine), fulian “to make foul”
became fuelian (still preserved as -file
in defile). The psychology of this phonetic
law is entirely analogous to that of 1.
3. The old drift toward reducing
final syllables, a rhythmic consequence of the strong
Germanic stress on the first syllable, now manifested
itself. The final -i, originally an important
functional element, had long lost a great share of
its value, transferred as that was to the symbolic
vowel change (o: oe). It had
little power of resistance, therefore, to the drift.
It became dulled to a colorless -e; foeti
became foete.
4. The weak -e finally disappeared.
Probably the forms foete and foet long
coexisted as prosodic variants according to the rhythmic
requirements of the sentence, very much as Fuesse
and Fuess’ now coexist in German.
5. The oe of foet
became “unrounded” to long e (our
present a of fade). The alternation
of fot: foti, transitionally fot:
foeti, foete, foet, now appears
as fot: fet. Analogously, toeth
appears as teth, foedian as fedian,
later fedan. The new long e-vowel
“fell together” with the older e-vowel
already existent (e.g., her “here,”
he “he"). Henceforward the two are
merged and their later history is in common.
Thus our present he has the same vowel as feet,
teeth, and feed. In other words,
the old sound pattern o, e, after an
interim of o, oe, e, reappeared
as o, e, except that now the e
had greater “weight” than before.
6. Fot: fet, mus:
mues (written mys) are the typical forms
of Anglo-Saxon literature. At the very end of
the Anglo-Saxon period, say about 1050 to 1100 A.D.,
the ue, whether long or short, became unrounded
to i. Mys was then pronounced mis
with long i (rhyming with present niece).
The change is analogous to 5, but takes place several
centuries later.
7. In Chaucer’s day (circa
1350-1400 A.D.) the forms were still fot:
fet (written foot, feet) and mus:
mis (written very variably, but mous,
myse are typical). About 1500 all the long
i-vowels, whether original (as in write,
ride, wine) or unrounded from Anglo-Saxon
ue (as in hide, bride, mice,
defile), became diphthongized to ei (i.e.,
e of met + short i). Shakespeare
pronounced mice as meis (almost the same
as the present Cockney pronunciation of mace).
8. About the same time the long
u-vowels were diphthongized to où (i.e.,
o of present Scotch not + u of
full). The Chaucerian mus:
mis now appears as the Shakespearean mous:
meis. This change may have manifested
itself somewhat later than 7; all English dialects
have diphthongized old Germanic long i,
but the long undiphthongized u is still preserved
in Lowland Scotch, in which house and mouse
rhyme with our loose. 7 and 8 are analogous
developments, as were 5 and 6; 8 apparently lags behind
7 as 6, centuries earlier, lagged behind 7.
9. Some time before 1550 the
long e of fet (written feet) took
the position that had been vacated by the old long
i, now diphthongized (see 7), i.e., e
took the higher tongue position of i. Our
(and Shakespeare’s) “long e”
is, then, phonetically the same as the old long i.
Feet now rhymed with the old write and
the present beat.
10. About the same time the long
o of fot (written foot) took the
position that had been vacated by the old long u,
now diphthongized (see 8), i.e., o took
the higher tongue position of u. Our (and
Shakespeare’s) “long oo” is
phonetically the same as the old long u. Foot
now rhymed with the old out and the present
boot. To summarize 7 to 10, Shakespeare
pronounced meis, mous, fit, fût,
of which meis and mous would affect our
ears as a rather “mincing” rendering of
our present mice and mouse, fit
would sound practically identical with (but probably
a bit more “drawled” than) our present
feet, while foot, rhyming with boot,
would now be set down as “broad Scotch.”
11. Gradually the first vowel
of the diphthong in mice (see 7) was retracted
and lowered in position. The resulting diphthong
now varies in different English dialects, but aï
(i.e., a of father, but shorter, + short
i) may be taken as a fairly accurate rendering
of its average quality. What we now call the
“long i” (of words like ride,
bite, mice) is, of course, an aï-diphthong.
Mice is now pronounced maïs.
12. Analogously to 11, the first
vowel of the diphthong in mouse (see 8) was
unrounded and lowered in position. The resulting
diphthong may be phonetically rendered au,
though it too varies considerably according to dialect.
Mouse, then, is now pronounced maus.
13. The vowel of foot
(see 10) became “open” in quality and shorter
in quantity, i.e., it fell together with the
old short u-vowel of words like full,
wolf, wool. This change has taken
place in a number of words with an originally long
u (Chaucerian long close o), such as
forsook, hook, book, look,
rook, shook, all of which formerly had
the vowel of boot. The older vowel, however,
is still preserved in most words of this class, such
as fool, moon, spool, stoop.
It is highly significant of the nature of the slow
spread of a “phonetic law” that there
is local vacillation at present in several words.
One hears roof, soot, and hoop,
for instance, both with the “long” vowel
of boot and the “short” of foot.
It is impossible now, in other words, to state in
a definitive manner what is the “phonetic law”
that regulated the change of the older foot
(rhyming with boot) to the present foot.
We know that there is a strong drift towards the short,
open vowel of foot, but whether or not all the
old “long oo” words will eventually
be affected we cannot presume to say. If they
all, or practically all, are taken by the drift, phonetic
law 13 will be as “regular,” as sweeping,
as most of the twelve that have preceded it. If
not, it may eventually be possible, if past experience
is a safe guide, to show that the modified words form
a natural phonetic group, that is, that the “law”
will have operated under certain definable limiting
conditions, e.g., that all words ending in a voiceless
consonant (such as p, t, k, f)
were affected (e.g., hoof, foot, look,
roof), but that all words ending in the oo-vowel
or in a voiced consonant remained unaffected (e.g.,
do, food, move, fool).
Whatever the upshot, we may be reasonably certain that
when the “phonetic law” has run its course,
the distribution of “long” and “short”
vowels in the old oo-words will not seem quite
as erratic as at the present transitional moment.
We learn, incidentally, the fundamental fact that
phonetic laws do not work with spontaneous automatism,
that they are simply a formula for a consummated drift
that sets in at a psychologically exposed point and
gradually worms its way through a gamut of phonetically
analogous forms.
I. fot: foti;
mus: musi (West Germanic)
II. fot: foeti; mus:
muesi
III. fot: foete; mus:
muese
IV. fot: foet; mus:
mues
V. fot: fet;
mus: mues (Anglo-Saxon)
VI. fot: fet; mus:
mis(Chaucer)
VII. fot: fet; mous:
meis
VIII. fût (rhymes with boot): fit;
mous: meis (Shakespeare)
IX. fût: fit; maus:
maïs
X. fût (rhymes with put):
fit; maus: maïs (English
of 1900)
It will not be necessary to list the
phonetic laws that gradually differentiated the modern
German equivalents of the original West Germanic forms
from their English cognates. The following table
gives a rough idea of the form sequences in German:
I. fot: foti;
mus: musi (West Germanic)
II. foss: fossi; mus:
musi
III. fuoss: fuossi; mus:
musi (Old High German)
IV. fuoss: fueessi;
mus: muesi
V. fuoss: fueesse;
mus: muese (Middle High German)
VI. fuoss: fueesse;
mus: mueze
VII. fuos: fueese; mus:
mueze
VIII. fuos: fueese; mous:
moeueze
IX. fus: fuese; mous:
moeueze (Luther)
X. fus: fuese;
maus: moize (German of 1900)
We cannot even begin to ferret out
and discuss all the psychological problems that are
concealed behind these bland tables. Their general
parallelism is obvious. Indeed we might say that
to-day the English and German forms resemble each
other more than does either set the West Germanic
prototypes from which each is independently derived.
Each table illustrates the tendency to reduction of
unaccented syllables, the vocalic modification of
the radical element under the influence of the following
vowel, the rise in tongue position of the long middle
vowels (English o to u, e to
i; German o to uo to u,
uee to ue), the diphthongizing of the
old high vowels (English i to ei to
aï; English and German u to où
to au; German ue to oeue to oi).
These dialectic parallels cannot be accidental.
They are rooted in a common, pre-dialectic drift.
Phonetic changes are “regular.”
All but one (English table, X.), and that as yet uncompleted,
of the particular phonetic laws represented in our
tables affect all examples of the sound in question
or, if the phonetic change is conditional, all examples
of the same sound that are analogously circumstanced.
An example of the first type of change is the passage
in English of all old long i-vowels to diphthongal
aï via ei. The passage could hardly
have been sudden or automatic, but it was rapid enough
to prevent an irregularity of development due to cross
drifts. The second type of change is illustrated
in the development of Anglo-Saxon long o to
long e, via oe, under the influence of
a following i. In the first case we may
say that au mechanically replaced long u,
in the second that the old long o “split”
into two sounds long o, eventually
u, and long e, eventually i.
The former type of change did no violence to the old
phonetic pattern, the formal distribution of sounds
into groups; the latter type rearranged the pattern
somewhat. If neither of the two sounds into which
an old one “splits” is a new sound, it
means that there has been a phonetic leveling, that
two groups of words, each with a distinct sound or
sound combination, have fallen together into one group.
This kind of leveling is quite frequent in the history
of language. In English, for instance, we have
seen that all the old long ue-vowels, after
they had become unrounded, were indistinguishable
from the mass of long i-vowels. This meant
that the long i-vowel became a more heavily
weighted point of the phonetic pattern than before.
It is curious to observe how often languages have
striven to drive originally distinct sounds into certain
favorite positions, regardless of resulting confusions.
In Modern Greek, for instance, the vowel i
is the historical resultant of no less than ten etymologically
distinct vowels (long and short) and diphthongs of
the classical speech of Athens. There is, then,
good evidence to show that there are general phonetic
drifts toward particular sounds.
More often the phonetic drift is of
a more general character. It is not so much a
movement toward a particular set of sounds as toward
particular types of articulation. The vowels tend
to become higher or lower, the diphthongs tend to
coalesce into monophthongs, the voiceless consonants
tend to become voiced, stops tend to become spirants.
As a matter of fact, practically all the phonetic
laws enumerated in the two tables are but specific
instances of such far-reaching phonetic drifts.
The raising of English long o to u and
of long e to i, for instance, was part
of a general tendency to raise the position of the
long vowels, just as the change of t to ss
in Old High German was part of a general tendency
to make voiceless spirants of the old voiceless stopped
consonants. A single sound change, even if there
is no phonetic leveling, generally threatens to upset
the old phonetic pattern because it brings about a
disharmony in the grouping of sounds. To reestablish
the old pattern without going back on the drift the
only possible method is to have the other sounds of
the series shift in analogous fashion. If, for
some reason or other, p becomes shifted to
its voiced correspondent b, the old series p,
t, k appears in the unsymmetrical form
b, t, k. Such a series is,
in phonetic effect, not the equivalent of the old
series, however it may answer to it in etymology.
The general phonetic pattern is impaired to that extent.
But if t and k are also shifted to their
voiced correspondents d and g, the old
series is reestablished in a new form: b,
d, g. The pattern as such is preserved,
or restored. Provided that the new series b,
d, g does not become confused with an
old series b, d, g of distinct
historical antecedents. If there is no such older
series, the creation of a b, d, g
series causes no difficulties. If there is, the
old patterning of sounds can be kept intact only by
shifting the old b, d, g sounds
in some way. They may become aspirated to bh,
dh, gh or spirantized or nasalized or
they may develop any other peculiarity that keeps them
intact as a series and serves to differentiate them
from other series. And this sort of shifting
about without loss of pattern, or with a minimum loss
of it, is probably the most important tendency in the
history of speech sounds. Phonetic leveling and
“splitting” counteract it to some extent
but, on the whole, it remains the central unconscious
regulator of the course and speed of sound changes.
The desire to hold on to a pattern,
the tendency to “correct” a disturbance
by an elaborate chain of supplementary changes, often
spread over centuries or even millennia these
psychic undercurrents of language are exceedingly
difficult to understand in terms of individual psychology,
though there can be no denial of their historical reality.
What is the primary cause of the unsettling of a phonetic
pattern and what is the cumulative force that selects
these or those particular variations of the individual
on which to float the pattern readjustments we hardly
know. Many linguistic students have made the fatal
error of thinking of sound change as a quasi-physiological
instead of as a strictly psychological phenomenon,
or they have tried to dispose of the problem by bandying
such catchwords as “the tendency to increased
ease of articulation” or “the cumulative
result of faulty perception” (on the part of
children, say, in learning to speak). These easy
explanations will not do. “Ease of articulation”
may enter in as a factor, but it is a rather subjective
concept at best. Indians find hopelessly difficult
sounds and sound combinations that are simple to us;
one language encourages a phonetic drift that another
does everything to fight. “Faulty perception”
does not explain that impressive drift in speech sounds
which I have insisted upon. It is much better
to admit that we do not yet understand the primary
cause or causes of the slow drift in phonetics, though
we can frequently point to contributing factors.
It is likely that we shall not advance seriously until
we study the intuitional bases of speech. How
can we understand the nature of the drift that frays
and reforms phonetic patterns when we have never thought
of studying sound patterning as such and the “weights”
and psychic relations of the single elements (the
individual sounds) in these patterns?
Every linguist knows that phonetic
change is frequently followed by morphological rearrangements,
but he is apt to assume that morphology exercises
little or no influence on the course of phonetic history.
I am inclined to believe that our present tendency
to isolate phonetics and grammar as mutually irrelevant
linguistic provinces is unfortunate. There are
likely to be fundamental relations between them and
their respective histories that we do not yet fully
grasp. After all, if speech sounds exist merely
because they are the symbolic carriers of significant
concepts and groupings of concepts, why may not a strong
drift or a permanent feature in the conceptual sphere
exercise a furthering or retarding influence on the
phonetic drift? I believe that such influences
may be demonstrated and that they deserve far more
careful study than they have received.
This brings us back to our unanswered
question: How is it that both English and German
developed the curious alternation of unmodified vowel
in the singular (foot, Fuss) and modified
vowel in the plural (feet, Fuesse)?
Was the pre-Anglo-Saxon alternation of fot and
foeti an absolutely mechanical matter, without
other than incidental morphological interest?
It is always so represented, and, indeed, all the
external facts support such a view. The change
from o to oe, later e, is by
no means peculiar to the plural. It is found also
in the dative singular (fet), for it too goes
back to an older foti. Moreover, fet
of the plural applies only to the nominative and accusative;
the genitive has fota, the dative fotum.
Only centuries later was the alternation of o
and e reinterpreted as a means of distinguishing
number; o was generalized for the singular,
e for the plural. Only when this reassortment
of forms took place was the modern symbolic value
of the foot: feet alternation clearly
established. Again, we must not forget that o
was modified to oe (e) in all manner of other
grammatical and derivative formations. Thus, a
pre-Anglo-Saxon hohan (later hon) “to
hang” corresponded to a hoehith, hehith
(later hehth) “hangs”; to dom
“doom,” blöd “blood,”
and fod “food” corresponded the
verbal derivatives doemian (later deman)
“to deem,” bloedian (later bledan)
“to bleed,” and foedian (later
fedan) “to feed.” All this
seems to point to the purely mechanical nature of
the modification of o to oe to e.
So many unrelated functions were ultimately served
by the vocalic change that we cannot believe that
it was motivated by any one of them.
The German facts are entirely analogous.
Only later in the history of the language was the
vocalic alternation made significant for number.
And yet consider the following facts. The change
of foti to foeti antedated that of foeti
to foete, foet. This may be looked
upon as a “lucky accident,” for if foti
had become fote, fot before the -i
had had the chance to exert a retroactive influence
on the o, there would have been no difference
between the singular and the plural. This would
have been anomalous in Anglo-Saxon for a masculine
noun. But was the sequence of phonetic changes
an “accident”? Consider two further
facts. All the Germanic languages were familiar
with vocalic change as possessed of functional significance.
Alternations like sing, sang, sung
(Anglo-Saxon singan, sang, sungen)
were ingrained in the linguistic consciousness.
Further, the tendency toward the weakening of final
syllables was very strong even then and had been manifesting
itself in one way and another for centuries. I
believe that these further facts help us to understand
the actual sequence of phonetic changes. We may
go so far as to say that the o (and u)
could afford to stay the change to oe (and
ue) until the destructive drift had advanced
to the point where failure to modify the vowel would
soon result in morphological embarrassment. At
a certain moment the -i ending of the plural (and
analogous endings with i in other formations)
was felt to be too weak to quite bear its functional
burden. The unconscious Anglo-Saxon mind, if
I may be allowed a somewhat summary way of putting
the complex facts, was glad of the opportunity afforded
by certain individual variations, until then automatically
canceled out, to have some share of the burden thrown
on them. These particular variations won through
because they so beautifully allowed the general phonetic
drift to take its course without unsettling the morphological
contours of the language. And the presence of
symbolic variation (sing, sang, sung)
acted as an attracting force on the rise of a new
variation of similar character. All these factors
were equally true of the German vocalic shift.
Owing to the fact that the destructive phonetic drift
was proceeding at a slower rate in German than in
English, the preservative change of uo to uee
(u to ue) did not need to set in until
300 years or more after the analogous English change.
Nor did it. And this is to my mind a highly significant
fact. Phonetic changes may sometimes be unconsciously
encouraged in order to keep intact the psychological
spaces between words and word forms. The general
drift seizes upon those individual sound variations
that help to preserve the morphological balance or
to lead to the new balance that the language is striving
for.
I would suggest, then, that phonetic
change is compacted of at least three basic strands:
(1) A general drift in one direction, concerning the
nature of which we know almost nothing but which may
be suspected to be of prevailingly dynamic character
(tendencies, e.g., to greater or less stress,
greater or less voicing of elements); (2) A readjusting
tendency which aims to preserve or restore the fundamental
phonetic pattern of the language; (3) A preservative
tendency which sets in when a too serious morphological
unsettlement is threatened by the main drift.
I do not imagine for a moment that it is always possible
to separate these strands or that this purely schematic
statement does justice to the complex forces that
guide the phonetic drift. The phonetic pattern
of a language is not invariable, but it changes far
less readily than the sounds that compose it.
Every phonetic element that it possesses may change
radically and yet the pattern remain unaffected.
It would be absurd to claim that our present English
pattern is identical with the old Indo-European one,
yet it is impressive to note that even at this late
day the English series of initial consonants:
p t k
b d g
f th h
corresponds point for point to the Sanskrit series:
b d g
bh dh gh
p t k
The relation between phonetic pattern
and individual sound is roughly parallel to that which
obtains between the morphologic type of a language
and one of its specific morphological features.
Both phonetic pattern and fundamental type are exceedingly
conservative, all superficial appearances to the contrary
notwithstanding. Which is more so we cannot say.
I suspect that they hang together in a way that we
cannot at present quite understand.
If all the phonetic changes brought
about by the phonetic drift were allowed to stand,
it is probable that most languages would present such
irregularities of morphological contour as to lose
touch with their formal ground-plan. Sound changes
work mechanically. Hence they are likely to affect
a whole morphological group here this does
not matter , only part of a morphological
group there and this may be disturbing.
Thus, the old Anglo-Saxon paradigm:
Sing. Plur.
N. Ac. fot fet (older foti)
G. fotes fota
D. fet (older foti) fotum
could not long stand unmodified.
The o e alternation was welcome
in so far as it roughly distinguished the singular
from the plural. The dative singular fet,
however, though justified historically, was soon felt
to be an intrusive feature. The analogy of simpler
and more numerously represented paradigms created
the form fote (compare, e.g., fisc
“fish,” dative singular fisce).
Fet as a dative becomes obsolete. The
singular now had o throughout. But this
very fact made the genitive and dative o-forms
of the plural seem out of place. The nominative
and accusative fet was naturally far more frequently
in use than were the corresponding forms of the genitive
and dative. These, in the end, could not but
follow the analogy of fet. At the very
beginning of the Middle English period, therefore,
we find that the old paradigm has yielded to a more
regular one:
Sing. Plur.
N. Ac. fot fet
G. fotes fete
D. fote feten
The starred forms are the old nucleus
around which the new paradigm is built. The unstarred
forms are not genealogical kin of their formal prototypes.
They are analogical replacements.
The history of the English language
teems with such levelings or extensions. Elder
and eldest were at one time the only possible
comparative and superlative forms of old (compare
German alt, aelter, der aelteste;
the vowel following the old-, alt- was
originally an i, which modified the quality
of the stem vowel). The general analogy of the
vast majority of English adjectives, however, has
caused the replacement of the forms elder and
eldest by the forms with unmodified vowel,
older and oldest. Elder and eldest
survive only as somewhat archaic terms for the older
and oldest brother or sister. This illustrates
the tendency for words that are psychologically disconnected
from their etymological or formal group to preserve
traces of phonetic laws that have otherwise left no
recognizable trace or to preserve a vestige of a morphological
process that has long lost its vitality. A careful
study of these survivals or atrophied forms is not
without value for the reconstruction of the earlier
history of a language or for suggestive hints as to
its remoter affiliations.
Analogy may not only refashion forms
within the confines of a related cluster of forms
(a “paradigm”) but may extend its influence
far beyond. Of a number of functionally equivalent
elements, for instance, only one may survive, the
rest yielding to its constantly widening influence.
This is what happened with the English -s plural.
Originally confined to a particular class of masculines,
though an important class, the -s plural was gradually
generalized for all nouns but a mere handful that
still illustrate plural types now all but extinct (foot:
feet, goose: geese, tooth:
teeth, mouse: mice, louse:
lice; ox: oxen; child:
children; sheep: sheep, deer:
deer). Thus analogy not only regularizes
irregularities that have come in the wake of phonetic
processes but introduces disturbances, generally in
favor of greater simplicity or regularity, in a long
established system of forms. These analogical
adjustments are practically always symptoms of the
general morphological drift of the language.
A morphological feature that appears
as the incidental consequence of a phonetic process,
like the English plural with modified vowel, may spread
by analogy no less readily than old features that owe
their origin to other than phonetic causes. Once
the e-vowel of Middle English fet had
become confined to the plural, there was no theoretical
reason why alternations of the type fot:
fet and mus: mis might not
have become established as a productive type of number
distinction in the noun. As a matter of fact,
it did not so become established. The fot:
fet type of plural secured but a momentary
foothold. It was swept into being by one of the
surface drifts of the language, to be swept aside
in the Middle English period by the more powerful
drift toward the use of simple distinctive forms.
It was too late in the day for our language to be
seriously interested in such pretty symbolisms as
foot: feet. What examples of
the type arose legitimately, in other words via
purely phonetic processes, were tolerated for a time,
but the type as such never had a serious future.
It was different in German. The
whole series of phonetic changes comprised under the
term “umlaut,” of which u:
ue and au: oi (written aeu)
are but specific examples, struck the German language
at a time when the general drift to morphological
simplification was not so strong but that the resulting
formal types (e.g., Fuss: Fuesse;
fallen “to fall”: faellen
“to fell”; Horn “horn”:
Gehoerne “group of horns”; Haus
“house”: Haeuslein “little
house”) could keep themselves intact and even
extend to forms that did not legitimately come within
their sphere of influence. “Umlaut”
is still a very live symbolic process in German, possibly
more alive to-day than in medieval times. Such
analogical plurals as Baum “tree”:
Baeume (contrast Middle High German boum:
boume) and derivatives as lachen “to
laugh”: Gelaechter “laughter”
(contrast Middle High German gelach) show that
vocalic mutation has won through to the status of a
productive morphologic process. Some of the dialects
have even gone further than standard German, at least
in certain respects. In Yiddish, for instance,
“umlaut” plurals have been formed where
there are no Middle High German prototypes or modern
literary parallels, e.g., tog “day”:
teg “days” (but German Tag:
Tage) on the analogy of gast “guest”:
gest “guests” (German Gast:
Gaeste), shuch “shoe”:
shich “shoes” (but German Schuh:
Schuhe) on the analogy of fus “foot”:
fis “feet.” It is possible
that “umlaut” will run its course and
cease to operate as a live functional process in German,
but that time is still distant. Meanwhile all
consciousness of the merely phonetic nature of “umlaut”
vanished centuries ago. It is now a strictly
morphological process, not in the least a mechanical
phonetic adjustment. We have in it a splendid
example of how a simple phonetic law, meaningless
in itself, may eventually color or transform large
reaches of the morphology of a language.