Languages, like cultures, are rarely
sufficient unto themselves. The necessities of
intercourse bring the speakers of one language into
direct or indirect contact with those of neighboring
or culturally dominant languages. The intercourse
may be friendly or hostile. It may move on the
humdrum plane of business and trade relations or it
may consist of a borrowing or interchange of spiritual
goods art, science, religion. It would
be difficult to point to a completely isolated language
or dialect, least of all among the primitive peoples.
The tribe is often so small that intermarriages with
alien tribes that speak other dialects or even totally
unrelated languages are not uncommon. It may
even be doubted whether intermarriage, intertribal
trade, and general cultural interchanges are not of
greater relative significance on primitive levels
than on our own. Whatever the degree or nature
of contact between neighboring peoples, it is generally
sufficient to lead to some kind of linguistic interinfluencing.
Frequently the influence runs heavily in one direction.
The language of a people that is looked upon as a
center of culture is naturally far more likely to exert
an appreciable influence on other languages spoken
in its vicinity than to be influenced by them.
Chinese has flooded the vocabularies of Corean, Japanese,
and Annamite for centuries, but has received nothing
in return. In the western Europe of medieval
and modern times French has exercised a similar, though
probably a less overwhelming, influence. English
borrowed an immense number of words from the French
of the Norman invaders, later also from the court
French of Isle de France, appropriated a certain number
of affixed elements of derivational value (e.g., -ess
of princess, -ard of drunkard, -ty
of royalty), may have been somewhat stimulated
in its general analytic drift by contact with French,
and even allowed French to modify its phonetic pattern
slightly (e.g., initial v and j in words
like veal and judge; in words of Anglo-Saxon
origin v and j can only occur after
vowels, e.g., over, hedge).
But English has exerted practically no influence on
French.
The simplest kind of influence that
one language may exert on another is the “borrowing”
of words. When there is cultural borrowing there
is always the likelihood that the associated words
may be borrowed too. When the early Germanic
peoples of northern Europe first learned of wine-culture
and of paved streets from their commercial or warlike
contact with the Romans, it was only natural that they
should adopt the Latin words for the strange beverage
(vinum, English wine, German Wein)
and the unfamiliar type of road (strata [via],
English street, German Straße).
Later, when Christianity was introduced into England,
a number of associated words, such as bishop
and angel, found their way into English.
And so the process has continued uninterruptedly down
to the present day, each cultural wave bringing to
the language a new deposit of loan-words. The
careful study of such loan-words constitutes an interesting
commentary on the history of culture. One can
almost estimate the rôle which various peoples have
played in the development and spread of cultural ideas
by taking note of the extent to which their vocabularies
have filtered into those of other peoples. When
we realize that an educated Japanese can hardly frame
a single literary sentence without the use of Chinese
resources, that to this day Siamese and Burmese and
Cambodgian bear the unmistakable imprint of the Sanskrit
and Pali that came in with Hindu Buddhism centuries
ago, or that whether we argue for or against the teaching
of Latin and Greek our argument is sure to be studded
with words that have come to us from Rome and Athens,
we get some inkling of what early Chinese culture
and Buddhism and classical Mediterranean civilization
have meant in the world’s history. There
are just five languages that have had an overwhelming
significance as carriers of culture. They are
classical Chinese, Sanskrit, Arabic, Greek, and Latin.
In comparison with these even such culturally important
languages as Hebrew and French sink into a secondary
position. It is a little disappointing to learn
that the general cultural influence of English has
so far been all but negligible. The English language
itself is spreading because the English have colonized
immense territories. But there is nothing to show
that it is anywhere entering into the lexical heart
of other languages as French has colored the English
complexion or as Arabic has permeated Persian and
Turkish. This fact alone is significant of the
power of nationalism, cultural as well as political,
during the last century. There are now psychological
resistances to borrowing, or rather to new sources
of borrowing, that were not greatly alive in
the Middle Ages or during the Renaissance.
Are there resistances of a more intimate
nature to the borrowing of words? It is generally
assumed that the nature and extent of borrowing depend
entirely on the historical facts of culture relation;
that if German, for instance, has borrowed less copiously
than English from Latin and French it is only because
Germany has had less intimate relations than England
with the culture spheres of classical Rome and France.
This is true to a considerable extent, but it is not
the whole truth. We must not exaggerate the physical
importance of the Norman invasion nor underrate the
significance of the fact that Germany’s central
geographical position made it peculiarly sensitive
to French influences all through the Middle Ages,
to humanistic influences in the latter fifteenth and
early sixteenth centuries, and again to the powerful
French influences of the seventeenth and eighteenth
centuries. It seems very probable that the psychological
attitude of the borrowing language itself towards
linguistic material has much to do with its receptivity
to foreign words. English has long been striving
for the completely unified, unanalyzed word, regardless
of whether it is monosyllabic or polysyllabic.
Such words as credible, certitude, intangible
are entirely welcome in English because each represents
a unitary, well-nuanced idea and because their formal
analysis (cred-ible, cert-itude, in-tang-ible)
is not a necessary act of the unconscious mind (cred-,
cert-, and tang- have no real existence
in English comparable to that of good- in goodness).
A word like intangible, once it is acclimated,
is nearly as simple a psychological entity as any
radical monosyllable (say vague, thin,
grasp). In German, however, polysyllabic
words strive to analyze themselves into significant
elements. Hence vast numbers of French and Latin
words, borrowed at the height of certain cultural influences,
could not maintain themselves in the language.
Latin-German words like kredibel “credible”
and French-German words like reussieren “to
succeed” offered nothing that the unconscious
mind could assimilate to its customary method of feeling
and handling words. It is as though this unconscious
mind said: “I am perfectly willing to accept
kredibel if you will just tell me what you
mean by kred-.” Hence German has
generally found it easier to create new words out of
its own resources, as the necessity for them arose.
The psychological contrast between
English and German as regards the treatment of foreign
material is a contrast that may be studied in all
parts of the world. The Athabaskan languages of
America are spoken by peoples that have had astonishingly
varied cultural contacts, yet nowhere do we find that
an Athabaskan dialect has borrowed at all freely
from a neighboring language. These languages have
always found it easier to create new words by compounding
afresh elements ready to hand. They have for
this reason been highly resistant to receiving the
linguistic impress of the external cultural experiences
of their speakers. Cambodgian and Tibetan offer
a highly instructive contrast in their reaction to
Sanskrit influence. Both are analytic languages,
each totally different from the highly-wrought, inflective
language of India. Cambodgian is isolating, but,
unlike Chinese, it contains many polysyllabic words
whose etymological analysis does not matter. Like
English, therefore, in its relation to French and Latin,
it welcomed immense numbers of Sanskrit loan-words,
many of which are in common use to-day. There
was no psychological resistance to them. Classical
Tibetan literature was a slavish adaptation of Hindu
Buddhist literature and nowhere has Buddhism implanted
itself more firmly than in Tibet, yet it is strange
how few Sanskrit words have found their way into the
language. Tibetan was highly resistant to the
polysyllabic words of Sanskrit because they could
not automatically fall into significant syllables,
as they should have in order to satisfy the Tibetan
feeling for form. Tibetan was therefore driven
to translating the great majority of these Sanskrit
words into native equivalents. The Tibetan craving
for form was satisfied, though the literally translated
foreign terms must often have done violence to genuine
Tibetan idiom. Even the proper names of the Sanskrit
originals were carefully translated, element for element,
into Tibetan; e.g., Suryagarbha “Sun-bosomed”
was carefully Tibetanized into Nyi-mai snying-po
“Sun-of heart-the, the heart (or essence) of
the sun.” The study of how a language reacts
to the presence of foreign words rejecting
them, translating them, or freely accepting them may
throw much valuable light on its innate formal tendencies.
The borrowing of foreign words always
entails their phonetic modification. There are
sure to be foreign sounds or accentual peculiarities
that do not fit the native phonetic habits. They
are then so changed as to do as little violence as
possible to these habits. Frequently we have
phonetic compromises. Such an English word as
the recently introduced camouflage, as now
ordinarily pronounced, corresponds to the typical
phonetic usage of neither English nor French.
The aspirated k, the obscure vowel of the second
syllable, the precise quality of the l and
of the last a, and, above all, the strong accent
on the first syllable, are all the results of unconscious
assimilation to our English habits of pronunciation.
They differentiate our camouflage clearly from
the same word as pronounced by the French. On
the other hand, the long, heavy vowel in the third
syllable and the final position of the “zh”
sound (like z in azure) are distinctly
un-English, just as, in Middle English, the initial
j and v must have been felt at
first as not strictly in accord with English usage,
though the strangeness has worn off by now. In
all four of these cases initial j,
initial v, final “zh,” and unaccented
a of father English has not
taken on a new sound but has merely extended the use
of an old one.
Occasionally a new sound is introduced,
but it is likely to melt away before long. In
Chaucer’s day the old Anglo-Saxon ue (written
y) had long become unrounded to i, but
a new set of ue-vowels had come in from the
French (in such words as due, value,
nature). The new ue did not long
hold its own; it became diphthongized to iu
and was amalgamated with the native iw of words
like new and slew. Eventually this
diphthong appears as yu, with change of stress dew
(from Anglo-Saxon deaw) like due (Chaucerian
due). Facts like these show how stubbornly
a language resists radical tampering with its phonetic
pattern.
Nevertheless, we know that languages
do influence each other in phonetic respects, and
that quite aside from the taking over of foreign sounds
with borrowed words. One of the most curious facts
that linguistics has to note is the occurrence of
striking phonetic parallels in totally unrelated or
very remotely related languages of a restricted geographical
area. These parallels become especially impressive
when they are seen contrastively from a wide phonetic
perspective. Here are a few examples. The
Germanic languages as a whole have not developed nasalized
vowels. Certain Upper German (Suabian) dialects,
however, have now nasalized vowels in lieu of the
older vowel + nasal consonant (n). Is
it only accidental that these dialects are spoken in
proximity to French, which makes abundant use of nasalized
vowels? Again, there are certain general phonetic
features that mark off Dutch and Flemish in contrast,
say, to North German and Scandinavian dialects.
One of these is the presence of unaspirated voiceless
stops (p, t, k), which have a
precise, metallic quality reminiscent of the corresponding
French sounds, but which contrast with the stronger,
aspirated stops of English, North German, and Danish.
Even if we assume that the unaspirated stops are more
archaic, that they are the unmodified descendants
of the old Germanic consonants, is it not perhaps a
significant historical fact that the Dutch dialects,
neighbors of French, were inhibited from modifying
these consonants in accordance with what seems to
have been a general Germanic phonetic drift? Even
more striking than these instances is the peculiar
resemblance, in certain special phonetic respects,
of Russian and other Slavic languages to the unrelated
Ural-Altaic languages of the Volga region.
The peculiar, dull vowel, for instance, known in Russian
as “yeri" has Ural-Altaic analogues, but
is entirely wanting in Germanic, Greek, Armenian,
and Indo-Iranian, the nearest Indo-European congeners
of Slavic. We may at least suspect that the Slavic
vowel is not historically unconnected with its Ural-Altaic
parallels. One of the most puzzling cases of
phonetic parallelism is afforded by a large number
of American Indian languages spoken west of the Rockies.
Even at the most radical estimate there are at least
four totally unrelated linguistic stocks represented
in the region from southern Alaska to central California.
Nevertheless all, or practically all, the languages
of this immense area have some important phonetic
features in common. Chief of these is the presence
of a “glottalized” series of stopped consonants
of very distinctive formation and of quite unusual
acoustic effect. In the northern part of the
area all the languages, whether related or not, also
possess various voiceless l-sounds and a series
of “velar” (back-guttural) stopped consonants
which are etymologically distinct from the ordinary
k-series. It is difficult to believe that
three such peculiar phonetic features as I have mentioned
could have evolved independently in neighboring groups
of languages.
How are we to explain these and hundreds
of similar phonetic convergences? In particular
cases we may really be dealing with archaic similarities
due to a genetic relationship that it is beyond our
present power to demonstrate. But this interpretation
will not get us far. It must be ruled entirely
out of court, for instance, in two of the three European
examples I have instanced; both nasalized vowels and
the Slavic “yeri” are demonstrably of
secondary origin in Indo-European. However we
envisage the process in detail, we cannot avoid the
inference that there is a tendency for speech sounds
or certain distinctive manners of articulation to
spread over a continuous area in somewhat the same
way that elements of culture ray out from a geographical
center. We may suppose that individual variations
arising at linguistic borderlands whether
by the unconscious suggestive influence of foreign
speech habits or by the actual transfer of foreign
sounds into the speech of bilingual individuals have
gradually been incorporated into the phonetic drift
of a language. So long as its main phonetic concern
is the preservation of its sound patterning, not of
its sounds as such, there is really no reason why
a language may not unconsciously assimilate foreign
sounds that have succeeded in worming their way into
its gamut of individual variations, provided always
that these new variations (or reinforced old variations)
are in the direction of the native drift.
A simple illustration will throw light
on this conception. Let us suppose that two neighboring
and unrelated languages, A and B, each possess voiceless
l-sounds (compare Welsh ll). We
surmise that this is not an accident. Perhaps
comparative study reveals the fact that in language
A the voiceless l-sounds correspond to a sibilant
series in other related languages, that an old alternation
s: sh has been shifted to the new
alternation l (voiceless): s.
Does it follow that the voiceless l of language
B has had the same history? Not in the least.
Perhaps B has a strong tendency toward audible breath
release at the end of a word, so that the final l,
like a final vowel, was originally followed by a marked
aspiration. Individuals perhaps tended to anticipate
a little the voiceless release and to “unvoice”
the latter part of the final l-sound (very
much as the l of English words like felt
tends to be partly voiceless in anticipation of the
voicelessness of the t). Yet this final
l with its latent tendency to unvoicing might
never have actually developed into a fully voiceless
l had not the presence of voiceless l-sounds
in A acted as an unconscious stimulus or suggestive
push toward a more radical change in the line of B’s
own drift. Once the final voiceless l emerged,
its alternation in related words with medial voiced
l is very likely to have led to its analogical
spread. The result would be that both A and B
have an important phonetic trait in common. Eventually
their phonetic systems, judged as mere assemblages
of sounds, might even become completely assimilated
to each other, though this is an extreme case hardly
ever realized in practice. The highly significant
thing about such phonetic interinfluencings is the
strong tendency of each language to keep its phonetic
pattern intact. So long as the respective alignments
of the similar sounds is different, so long as they
have differing “values” and “weights”
in the unrelated languages, these languages cannot
be said to have diverged materially from the line
of their inherent drift. In phonetics, as in
vocabulary, we must be careful not to exaggerate the
importance of interlinguistic influences.
I have already pointed out in passing
that English has taken over a certain number of morphological
elements from French. English also uses a number
of affixes that are derived from Latin and Greek.
Some of these foreign elements, like the -ize of
materialize or the -able of breakable,
are even productive to-day. Such examples as these
are hardly true evidences of a morphological influence
exerted by one language on another. Setting aside
the fact that they belong to the sphere of derivational
concepts and do not touch the central morphological
problem of the expression of relational ideas, they
have added nothing to the structural peculiarities
of our language. English was already prepared
for the relation of pity to piteous by
such a native pair as luck and lucky;
material and materialize merely swelled
the ranks of a form pattern familiar from such instances
as wide and widen. In other words,
the morphological influence exerted by foreign languages
on English, if it is to be gauged by such examples
as I have cited, is hardly different in kind from the
mere borrowing of words. The introduction of
the suffix -ize made hardly more difference to the
essential build of the language than did the mere fact
that it incorporated a given number of words.
Had English evolved a new future on the model of the
synthetic future in French or had it borrowed from
Latin and Greek their employment of reduplication as
a functional device (Latin tango: tetigi;
Greek leipo: leloipa), we should
have the right to speak of true morphological influence.
But such far-reaching influences are not demonstrable.
Within the whole course of the history of the English
language we can hardly point to one important morphological
change that was not determined by the native drift,
though here and there we may surmise that this drift
was hastened a little by the suggestive influence
of French forms.
It is important to realize the continuous,
self-contained morphological development of English
and the very modest extent to which its fundamental
build has been affected by influences from without.
The history of the English language has sometimes
been represented as though it relapsed into a kind
of chaos on the arrival of the Normans, who proceeded
to play nine-pins with the Anglo-Saxon tradition.
Students are more conservative today. That a
far-reaching analytic development may take place without
such external foreign influence as English was subjected
to is clear from the history of Danish, which has gone
even further than English in certain leveling tendencies.
English may be conveniently used as an a fortiori
test. It was flooded with French loan-words during
the later Middle Ages, at a time when its drift toward
the analytic type was especially strong. It was
therefore changing rapidly both within and on the
surface. The wonder, then, is not that it took
on a number of external morphological features, mere
accretions on its concrete inventory, but that, exposed
as it was to remolding influences, it remained so
true to its own type and historic drift. The
experience gained from the study of the English language
is strengthened by all that we know of documented
linguistic history. Nowhere do we find any but
superficial morphological interinfluencings. We
may infer one of several things from this: That
a really serious morphological influence is not, perhaps,
impossible, but that its operation is so slow that
it has hardly ever had the chance to incorporate itself
in the relatively small portion of linguistic history
that lies open to inspection; or that there are certain
favorable conditions that make for profound morphological
disturbances from without, say a peculiar instability
of linguistic type or an unusual degree of cultural
contact, conditions that do not happen to be realized
in our documentary material; or, finally, that we
have not the right to assume that a language may easily
exert a remolding morphological influence on another.
Meanwhile we are confronted by the
baffling fact that important traits of morphology
are frequently found distributed among widely differing
languages within a large area, so widely differing,
indeed, that it is customary to consider them genetically
unrelated. Sometimes we may suspect that the
resemblance is due to a mere convergence, that a similar
morphological feature has grown up independently in
unrelated languages. Yet certain morphological
distributions are too specific in character to be
so lightly dismissed. There must be some historical
factor to account for them. Now it should be remembered
that the concept of a “linguistic stock”
is never definitive in an exclusive sense.
We can only say, with reasonable certainty, that such
and such languages are descended from a common source,
but we cannot say that such and such other languages
are not genetically related. All we can do is
to say that the evidence for relationship is not cumulative
enough to make the inference of common origin absolutely
necessary. May it not be, then, that many instances
of morphological similarity between divergent languages
of a restricted area are merely the last vestiges of
a community of type and phonetic substance that the
destructive work of diverging drifts has now made
unrecognizable? There is probably still enough
lexical and morphological resemblance between modern
English and Irish to enable us to make out a fairly
conclusive case for their genetic relationship on
the basis of the present-day descriptive evidence
alone. It is true that the case would seem weak
in comparison to the case that we can actually make
with the help of the historical and the comparative
data that we possess. It would not be a bad case
nevertheless. In another two or three millennia,
however, the points of resemblance are likely to have
become so obliterated that English and Irish, in the
absence of all but their own descriptive evidence,
will have to be set down as “unrelated”
languages. They will still have in common certain
fundamental morphological features, but it will be
difficult to know how to evaluate them. Only in
the light of the contrastive perspective afforded
by still more divergent languages, such as Basque
and Finnish, will these vestigial resemblances receive
their true historic value.
I cannot but suspect that many of
the more significant distributions of morphological
similarities are to be explained as just such vestiges.
The theory of “borrowing” seems totally
inadequate to explain those fundamental features of
structure, hidden away in the very core of the linguistic
complex, that have been pointed out as common, say,
to Semitic and Hamitic, to the various Soudanese languages,
to Malayo-Polynesian and Mon-Khmer and Munda,
to Athabaskan and Tlingit and Haida. We must
not allow ourselves to be frightened away by the timidity
of the specialists, who are often notably lacking in
the sense of what I have called “contrastive
perspective.”
Attempts have sometimes been made
to explain the distribution of these fundamental structural
features by the theory of diffusion. We know that
myths, religious ideas, types of social organization,
industrial devices, and other features of culture
may spread from point to point, gradually making themselves
at home in cultures to which they were at one time
alien. We also know that words may be diffused
no less freely than cultural elements, that sounds
also may be “borrowed,” and that even
morphological elements may be taken over. We may
go further and recognize that certain languages have,
in all probability, taken on structural features owing
to the suggestive influence of neighboring languages.
An examination of such cases, however, almost
invariably reveals the significant fact that they
are but superficial additions on the morphological
kernel of the language. So long as such direct
historical testimony as we have gives us no really
convincing examples of profound morphological influence
by diffusion, we shall do well not to put too much
reliance in diffusion theories. On the whole,
therefore, we shall ascribe the major concordances
and divergences in linguistic form phonetic
pattern and morphology to the autonomous
drift of language, not to the complicating effect
of single, diffused features that cluster now this
way, now that. Language is probably the most
self-contained, the most massively resistant of all
social phenomena. It is easier to kill it off
than to disintegrate its individual form.