SCIENCE AND SCIENTIFIC METHOD
WHAT SCIENCE IS. Science may
be considered either as the product of a certain type
of human activity, or as a human activity satisfactory
even apart from its fruits. As an activity, it
is a highly refined form of that process of reflection
by which man is, in the first place, enabled to make
himself at home in the world. It differs from
the ordinary or common-sense process of thinking,
as we shall presently see, in being more thoroughgoing,
systematic, and sustained. It is common sense
of a most extraordinarily refined and penetrating
kind. But before examining the procedure of science,
we must consider briefly its imposing product, that
science whose vast structure seems to the layman so
final, imposing, and irrefragable.
From the point of view of the product
which is the fruit of reflective activity, Science
may be defined as a body of systematized and verified
knowledge, expressing in general terms the relations
of exactly defined phenomena. In all the respects
here noted, science may be contrasted with those matters
of common knowledge, of opinion or belief
which are the fruit of our casual daily thinking and
experience. Science is, in the first place, a
body of systematized knowledge. One has
but to contrast the presentation of facts in an ordinary
textbook in zooelogy with the random presentation
of facts in a newspaper or in casual conversation.
In science the facts bearing on a given problem are
presented as completely as possible and are classified
with reference to their significant bearings upon
the problem. Moreover the facts gathered and the
classifications of relationship made are not more
or less accurate, more or less true; they are tested
and verified results. That putrefaction, for
example, is due to the life of micro-organisms in
the rotting substance is not a mere assumption.
It has been proved, tested, and verified by methods
we shall have occasion presently to examine.
Scientific knowledge, moreover, is
general knowledge. The relations it expresses
are not true in some cases of the precise kind
described, untrue in others. The relations
hold true whenever these precise phenomena occur.
This generality of scientific relations is closely
connected with the fact that science expresses relations
of exactly defined phenomena. When a scientific
law expresses a certain relation between A
and B, it says in effect: Given A
as meaning this particular set of conditions and no
others, and B as meaning this particular set
of conditions and no others, then this relation holds
true. The relations between exactly defined
phenomena are expressed in general terms, that is,
the relations expressed hold true, given certain conditions,
whatever be the accompanying circumstances. It
makes no difference what be the kind of objects, the
law of gravitation still holds true: the attraction
between objects is directly proportional to the product
of their masses and inversely proportional to the square
of the distance between them.
Thus science as an activity is marked
off by its method and its intent rather than by its
subject-matter. As a method it is characterized
by thoroughness, persistency, completeness, generality,
and system. As regards its intent, it is characterized
by its freedom from partiality or prejudice, and its
interest in discovering what the facts are, apart
from personal expectations and desires. In the
scientific mood we wish to know what the nature of
things is. There are men who seem to have a boundless,
insatiable curiosity, who have a lifelong passion
for acquiring facts and understanding the relationship
between them.
SCIENCE AS EXPLANATION. The satisfactions
which scientific investigators derive from their inquiries
are various. There is, in the first place, the
sheer pleasure of gratifying the normal human impulse
of curiosity, developed in some people to an extraordinary
degree. Experience to a sensitive and inquiring
mind is full of challenges and provocations to look
further. The appearance of dew, an eclipse of
the sun, a flash of lightning, a peal of thunder,
even such commonplace phenomena as the falling of
objects, or the rusting of iron, the evaporation of
water, the melting of snow, may provoke inquiry, may
suggest the question, “Why?” Experience,
as it comes to us through the senses, is broken and
fragmentary. The connections between the occurrences
of Nature seem casual, and connected, as it were,
purely by accident. A black sky portends rain.
But such an inference made by the untrained mind is
merely the result of habit. A black sky has been
followed by rain in the past; the same sequence of
events may be expected in the future. But the
connection between the two is not really understood.
Sometimes experiences seem to contradict each other.
The straight stick looks crooked or broken in water.
The apparent anomalies and contradictions, the welter
of miscellaneous facts with which we come in contact
through the experiences of the senses, are clarified
by the generalizations of science. The world
of facts ceases to be random, miscellaneous, and incalculable.
Every phenomenon that occurs is seen to be an instance
of a general law that holds among all phenomena that
resemble it in certain definable respects. Thus
the apparent bending of the stick in water is seen
to be a special case of the laws of the refraction
of light; the apparent anomaly or contradiction of
our sense experiences is, as we say, explained.
What seemed to be a contradiction and an exception
is seen to be a clear case of a regular law.
The desire for explanation in some
minds is very strong. Science explains
in the sense that it reduces a phenomenon to the
terms of a general principle, whatever that principle
may be. When we meet a phenomenon that seems to
come under no general law, we are confronted with
a mystery and a miracle. We do not know what
to expect from it. But when we can place a phenomenon
under a general law, applicable in a wide variety
of instances, everything that can be said of all the
other instances in which the law applies, applies also
to this particular case.
Think of heat as motion, and whatever
is true of motion will be true of heat; but we have
had a hundred experiences of motion for everyone of
heat. Think of the rays passing through this lens
as bending toward the perpendicular, and you substitute
for the comparatively unfamiliar lens the very familiar
notion of a particular change in direction of a line,
of which motion every day brings us countless examples.
It must be noticed that the explanation
which science gives, is really in answer to the question,
“How?” not the question, “Why?”
We are said to understand phenomena when we understand
the laws which govern them. But to say
that certain given phenomena the appearance
of dew, the falling of rain, the flash of lightning,
the putrefaction of animal matter obey
certain laws is purely metaphorical. Phenomena
do not obey laws in the sense in which we say
the child follows the commands of his parents, or
the soldier those of his officer. The laws of
science simply describe the relations which have repeatedly
been observed to exist between phenomena. They
are laws in the sense that they are invariably observed
successions. When it has been found that whenever
A is present, B is also present, that
the presence of A is always correlated with
the presence of B, and the presence of B
is always correlated with the presence of A,
we say we have discovered a scientific law.
Science thus explains in the sense
that it reduces the multiplicity and variety of phenomena
to simple and general laws. The ideal of unity
and simplicity is the constant ideal toward which
science moves, and its success in thus reducing the
miscellaneous facts of experience has been phenomenal.
The history of science in the nineteenth century offers
some interesting examples. The discovery of the
conservation of energy and its transformations has
revealed to us the unity of force. It has shown,
for example, that the phenomenon of heat could be
explained by molecular motions. “Electricity
annexed magnetism.” Finally the relations
of electricity and light are now known; “the
three realms of light, of electricity and of magnetism,
previously separated, form now but one; and this annexation
seems final.”
There has been thus an increasing
approach toward unity, toward the summation of phenomena
under one simple, general formula. Poincare, in
reviewing this progress, writes:
The better one knows the properties
of matter the more one sees continuity reign.
Since the labors of Andrews and Van der Wals,
we get an idea of how the passage is made from the
liquid to the gaseous state and that this passage
is not abrupt. Similarly there is no gap between
the liquid and solid states, and in the proceedings
of a recent congress is to be seen, alongside of a
work on the rigidity of liquids, a memoir on the flow
of solids....
Finally the methods of physics have
invaded a new domain, that of chemistry; physical
chemistry is born. It is still very young, but
we already see that it will enable us to connect such
phenomena as electrolysis, osmosis, and the motions
of ions.
From this rapid exposition what shall we conclude?
Everything considered, we have approached
unity; we have not been as quick as we had hoped fifty
years ago, we have not always taken the predicted
way; but, finally, we have gained ever so much ground.
The satisfaction which disinterested
science gives to the investigator is thus, in the
first place, one of clarification. Science, by
enabling us to see the wide general laws of which
all phenomena are particular instances, emancipates
the imagination. It frees us from being bound
by the accidental suggestions which come to us from
mere personal caprice, habit, and environment, and
enables us to observe facts uncolored by passions
and hope, and to discover those laws of the universe
which, in the words of Karl Pearson, “hold for
all normally constituted minds.” In ordinary
experience, our impressions and beliefs are the results
of inaccurate sense observation colored by hope and
fear, aversion and revulsion, and limited by accidental
circumstance. Through science we are enabled
to detach ourselves from the personal and the particular
and to see the world, as, undistorted, it must appear
to any man anywhere:
The scientific attitude of mind involves
a sweeping away of all other desires in the interests
of the desire to know it involves suppression
of hopes and fears, loves and hates, and the whole
subjective emotional life, until we become subdued
to the material, able to see it frankly, without preconceptions,
without bias, without any wish except to see it as
it is, and without any belief that what it is must
be determined by some relation, positive or negative,
to what we should like it to be, or to what we can
easily imagine it to be.
Besides the satisfactions of system
and clarity which the sciences give, they afford man
power and security. “Knowledge is power,”
said Francis Bacon, meaning thereby that to know the
connection between causes and effects was to be able
to regulate conditions so as to be able to produce
desirable effects and eliminate undesirable ones.
Even the most disinterested inquiry may eventually
produce practical results of a highly important character.
“Science is,” as Bertrand Russell says,
“to the ordinary reader of newspapers, represented
by a varying selection of sensational triumphs, such
as wireless telegraphy and aeroplanes, radio-activity,
etc.” But these practical triumphs
in the control of natural resources are often casual
incidents of patiently constructed systems of knowledge
which were built up without the slightest reference
to their fruits in human welfare. Wireless telegraphy,
for example, was made possible by the disinterested
and abstract inquiry of three men, Faraday, Maxwell,
and Hertz.
In alternating layers of experiment
and theory these three men built up the modern theory
of electromagnetism, and demonstrated the identity
of light with electromagnetic waves. The system
which they discovered is one of profound intellectual
interest, bringing together and unifying an endless
variety of apparently detached phenomena, and displaying
a cumulative mental power which cannot but afford
delight to every generous spirit. The mechanical
details which remained to be adjusted in order to
utilize their discoveries for a practical system of
telegraphy demanded, no doubt, very considerable ingenuity,
but had not that broad sweep and that universality
which could give them intrinsic interest as an object
of disinterested contemplation.
SCIENCE AND A WORLD VIEW. One
of the values of disinterested science that is of
considerable psychological importance is the change
in attitude it brings about in man’s realization
of his place in the universe. Lucretius long ago
thought to free men’s minds from terror and
superstition by showing them how regular, ordered,
and inevitable was the nature of things. The
superstitious savage walks in dread among natural
phenomena. He lives in a world which he imagines
to be governed by capricious and incalculable forces.
To a certain extent he can, as we have seen, control
these. But he is ill at ease. He is surrounded
by vast ambiguous forces, and moves in a trembling
ignorance of what will happen next.
To those educated to the scientific
point of view, there is a solidity and assurance about
the frame of things. Beneath the variability
and flux, which they continually perceive, is the
changeless law which they have learned to comprehend.
Although they discover that the processes of Nature
move on indifferent to the welfare of man, they know,
nevertheless, that they are dependable and certain,
that they are fixed conditions of life which, to a
certain extent, can be controlled, and the incidental
goods and ills of which are definitely calculable.
Heraclitus, the ancient Greek philosopher, noted the
eternal flux, yet perceived the steady order beneath,
so that he could eventually assert that all things
changed save the law of change. The magnificent
regularity of natural processes has been repeatedly
remarked by students of science.
THE AESTHETIC VALUE OF SCIENCE.
As pointed out in the chapter on Art, scientific discovery
is more than a mere tabulation of facts. It is
also a work of the imagination, and gives to the worker
in the scientific field precisely the same sense of
satisfaction as that experienced by the creative artist.
Of Kelvin his biographer writes:
Like Faraday and the other great masters
in science, he was accustomed to let his thoughts
become so filled with the facts on which his attention
was concentrated that the relations subsisting between
the various phenomena gradually dawned upon him, and
he saw them, as if by some process of instinctive
vision denied to others. ... His imagination
was vivid; in his intense enthusiasm, he seemed to
be driven rather than to drive himself. The man
was lost in his subject, becoming as truly inspired
as is the artist in the act of creation.
In the working-out of a principle,
the systematizing of many facts under a sweeping generalization,
the scientist finds a creator’s joy. He
is giving form and significance to the disordered
and chaotic materials of experience. The scientific
imagination differs from the artistic imagination
simply in that it is controlled with reference to facts.
The first flash is subjected to criticism, examination,
revision, and testing. But the grand generalizations
of science originate in just such an unpredictable
original vision. The discovery of the fitting
formula which clarifies a mass of facts hitherto chaotic
and contradictory is very closely akin to the process
by which a poet discovers an appropriate epithet or
a musician an apposite chord.
But in its products as well as in
its processes, scientific investigations have a high
aesthetic value. There is symmetry, order, and
splendor in the relations which science reveals.
The same formal beauty that appeals to us in a Greek
statue or a Beethoven symphony is to be found in the
universe, but on a far more magnificent scale.
There is, in the first place, the sense of rhythm
and regularity:
There comes [to the scientific investigator]
a sense of pervading order. Probably this began
at the very dawn of human reason when man
first discovered the year with its magnificent object-lesson
of regularly recurrent sequences, and it has been growing
ever since. Doubtless the early forms that this
perception of order took referred to somewhat obvious
uniformities; but is there any essential difference
between realizing the orderliness of moons and tides,
of seasons and migrations, and discovering Bodes’s
law of the relations of the planets, or Mendeleeff’s
“Periodic Law” of the relations of the
atomic weights of the chemical elements?
Ever since Newton’s day the
harmony of the spheres has been a favorite poetic
metaphor. The spaciousness of the solar system
has captivated the imagination, as have the time cycles
revealed by the paths of comets and meteors. The
universe seems indeed, as revealed by science, to present
that quality of aesthetic satisfaction which is always
derived from unity in multiplicity. The stars
are as innumerable as they are ordered. And it
was Lucretius, the poet of naturalism, who was wakened
to wonder and admiration at the ceaseless productivity,
inventiveness, and fertility of Nature. We find
in the revelations of science again the same examples
of delicacy and fineness of structure that we admire
so much in the fine arts. The brain of an ant,
as Darwin said, is perhaps the most marvelous speck
of matter in the universe. Again “the physicists
tell us that the behaviour of hydrogen gas makes it
necessary to suppose that an atom of it must have a
constitution as complex as a constellation, with about
eight hundred separate corpuscles."
THE DANGER OF “PURE SCIENCE.”
The fascinations of disinterested inquiry are so great
that they may lead to a kind of scientific intemperance.
The abstracted scientific interest may become so absorbed
in the working-out of small details that it becomes
over-specialized, narrow, and pedantic. The pure
theorist has always been regarded with suspicion by
the practical man. His concern over details of
flora or fauna, over the precise minutiae of ancient
hieroglyphics, seems absurdly trivial in comparison
with the central passions and central purposes of
mankind. There are workers in every department
of knowledge who become wrapt up in their specialties,
forgetting the forest for the trees. There are
men so absorbed in probing the crevices of their own
little niche of knowledge that they forget the bearings
of their researches. Especially in time of stress,
of war or social unrest, men have felt a certain callousness
about the interests of the abstrusely remote scholar.
We shall have occasion to note presently that it is
in this coldness and emancipation from the pressing
demands of the moment that science has produced its
most pronounced eventual benefits for mankind.
But an uncontrolled passion for facts and relations
may degenerate into a mere play and luxury that may
have its fascination for the expert himself, but affords
neither sweetness nor light to any one else.
One has but to go over the lists of doctors’
dissertations published by German universities during
the late nineteenth century to find examples of inquiry
that seem to afford not the slightest justification
in the way of eventual good to mankind.
PRACTICAL OR APPLIED SCIENCE.
Thus far we have been considering science chiefly
as an activity which satisfies some men as an activity
in itself, by the aesthetic, emotional, and intellectual
values they derive from it. But a fact at once
paradoxical and significant in the history of human
progress is that this most impersonal and disinterested
of man’s activities has been profoundly influential
in its practical fruits. The practical application
of the sciences rests on the utilization of the exact
formulations of pure science. Through these formulations
we can control phenomena by artificially setting up
relations of which science has learned the consequences,
thus attaining the consequences we desire, and avoiding
those we do not.
The direct influence of pure
science on practical life is enormous. The observations
of Newton on the relations between a falling stone
and the moon, of Galvani on the convulsive movements
of frogs’ legs in contact with iron and copper,
of Darwin on the adaptation of woodpeckers, of tree-frogs,
and of seeds to their surroundings, of Kirchhoff on
certain lines which occur in the spectrum of sunlight,
of other investigators on the life-history of bacteria these
and kindred observations have not only revolutionized
our conception of the universe, but they have revolutionized
or are revolutionizing, our practical life, our means
of transit, our social conduct, our treatment of disease.
Francis Bacon was one of the first
to appreciate explicitly the possibilities of the
control of nature in the interests of human welfare.
He saw the vast possibilities which a careful and
comprehensive study of the workings of nature had in
the enlargement of human comfort, security, and power.
In The New Atlantis he envisages an ideal commonwealth,
whose unique and singular institution is a House of
Solomon, a kind of Carnegie Foundation devoted to
inquiry, the fruits of which might be, as they were,
exploited in the interests of human happiness:
“The end of our foundation is the knowledge
of causes and the secret motions of things; and the
enlarging of the bounds of human empire to the effecting
of all things possible."
Science sometimes appears so remote
and alien to the immediate concrete objects which
meet and interest us in daily experience that we tend
to forget that historically it was out of concrete
needs and practical interests that science arose.
Geometry, seemingly a clear case of abstract and theoretical
science, arose out of the requirements of practical
surveying and mensuration among the Egyptians.
In the same way botany grew out of herb gathering
and gardening.
The application of the exact knowledge
gained by the pure sciences, may, if properly directed,
immeasurably increase the sum of human welfare.
One has but to review briefly the history of invention
to appreciate this truth with vividness and detail.
The great variety of the “applied sciences”
shows the extent and multiplicity of the fruits of
theoretical inquiry. Astronomy plays an important
part in navigation; but it also earns its living by
helping the surveyor and the mapmaker and by supplying
the world with accurate time. Industrial chemistry
offers, perhaps, the most striking examples.
There is, for example, the fixation of nitrogen, which
makes possible the artificial production of ammonia
and potash; the whole group of dye industries made
possible through the chemical production of coal tar;
the industrial utilization of cellulose in the paper,
twine, and leather industries; the promise of eventual
production on a large scale of synthetic rubber; the
electric furnace, which, with its fourteen-thousand-degree
range of heat, makes possible untold increase in the
effectiveness of all the chemical industries.
Industrial chemistry is only one instance.
The application of theoretical inquiry in physics
has made possible the telegraph, the telephone, wireless
telegraphy, electric motors, and flying machines.
Mineralogy and oceanography have opened up new stores
of natural resources. Biological research has
had diverse applications. Bacteriological inquiry
has been fruitfully applied in surgery, hygiene, agriculture,
and the artificial preservation of food. The
principles of Mendelian inheritance have been used
in the practical improvement of domestic animals and
cultivated plants. The list might be indefinitely
extended. The sciences arose as attempts, more
or less successful, to solve man’s practical
problems. They became historically cut off, as
they may in the case of the pure scientist still be
cut off, from practical considerations. But no
matter how remote and abstract they become, they yield
again practical fruits.
Applied science, if it becomes too
narrowly interested in practical results, limits its
own resources. Purely theoretical inquiry may
be of the most immense ultimate advantage. In
a sense the more abstract and remote science becomes,
the more eventual promise it contains. By getting
away from the confusing and irrelevant details of
particular situations, science is enabled to frame
generalizations applicable to a wide array of phenomena
differing in detail, but having in common significant
characteristics. Men can learn fruitfully to control
their experience precisely because they can emancipate
themselves from the immediate demands of practical
life, from the suggestions that arise in the course
of instinctive and habitual action. “A
certain power of abstraction, of deliberate
turning away from the habitual responses to a situation,
was required before men could be emancipated to follow
up suggestions that in the end are fruitful."
Too complete absorption in immediate
problems may operate to deprive action of that sweeping
and penetrating vision which a freer inquiry affords.
The temporarily important may be the less important
in the long run. A practical adjustment of detail
may produce immediate benefits in the way of improved
industrial processes and more rapid and economical
production, but some seemingly obscure discovery in
the most abstruse reaches of scientific theory may
eventually be of untold practical significance.
Only the extremely ignorant can question
the utility of, let us say, the prolonged application
of the Greek intellect to the laws of conic sections.
Whether we think of bridges or projectiles, of the
curves of ships, or of the rules of navigation, we
must think of conic sections. The rules of navigation,
for instance, are in part based on astronomy.
Kepler’s Laws are foundation stones of that science,
but Kepler discovered that Mars moves in an ellipse
round the sun in one of the foci by a deduction from
conic sections.... Yet the historical fact is
that these conic sections were studied as an abstract
science for eighteen centuries before they came to
be of their highest use.
Pasteur, whose researches are of such
immediate consequence in human health, began his studies
in the crystalline forms of tartrates. The tremendous
commercial uses which have been made of benzene had
their origin “in a single idea, advanced in
a masterly treatise by Auguste Kekule in the year
1865."
Practical life has been continually
enriched by theoretical inquiry. Scientific descriptions
increase in value as they become absolutely impersonal,
absolutely precise, and especially as they become
condensed general formulas, which will be applicable
to an infinite variety of particular situations.
And such descriptions are necessarily abstract and
theoretical.
ANALYSIS OF SCIENTIFIC PROCEDURE.
Scientific method is merely common sense made more
thoroughgoing and systematic. Reflection of a
more or less effective kind takes place in ordinary
experience wherever instinctive or habitual action
is not adequate to meet a situation, whenever the individual
has a problem to solve, an adjustment to make.
Thinking, of some kind, goes on continually.
Scientific thinking merely means careful, safeguarded,
systematic thinking. It is thinking alert and
critical of its own methods. As contrasted with
ordinary common-sense thinking, it is distinguished
by “caution, carefulness, thoroughness, definiteness,
exactness, orderliness, and methodic arrangement.”
We think, in any case, because we have to, being creatures
born with a set of instincts not adequate to meet
the conditions of our environment. We can think
carelessly and ineffectively, or carefully and successfully.
Scientific method, or orderly, critical,
and systematic thinking, is not applicable to one
subject-matter exclusively. Examples are commonly
drawn from the physical or chemical or biological
laboratory, but the elements of scientific method
may be illustrated in the procedure of a business man
meeting a practical problem, a lawyer sifting evidence,
a statesman framing a new piece of legislation.
In all these cases the difference between a genuinely
scientific procedure and mere casual and random common
sense is the same.
Science is nothing but trained
and organized common sense, differing from the
latter only as a veteran may differ from a raw recruit:
and its methods differ from those of common sense only
so far as the guardsman’s cut and thrust differ
from the manner in which a savage wields his club.
The primary power is the same in each case, and perhaps
the untutored savage has the more brawny arm of the
two. The real advantage lies in the point
and polish of the swordsman’s weapon; in the
trained eye quick to spy out the weakness of the adversary;
in the ready hand prompt to follow it on the instant.
But, after all, the sword exercise is only the hewing
and poking of the clubman refined and developed.
So, the vast results obtained by science
are won by ... no mental processes, other than those
which are practiced by everyone of us, in the humblest
and meanest affairs of life. A detective policeman
discovers a burglar from the marks made by his shoe,
by a mental process identical with that by which Cuvier
restored the extinct animals of Montmartre from fragments
of their bones.... Nor does that process of induction
and deduction by which a lady finding a stain of a
peculiar kind upon her dress, concludes that somebody
has upset the inkstand thereon, differ, in any way,
in kind, from that by which Adams and Leverrier discovered
a new planet.
The man of science, in fact, simply
uses with scrupulous exactness the methods which we
all, habitually and at every moment, use carelessly;
and the man of business must as much avail himself
of the scientific method must as truly
be a man of science as the veriest bookworm
of us all.
The scientific procedure becomes,
as we shall see, highly complicated, involving elaborate
processes of observation, classification, generalization,
deduction or development of ideas, and testing.
But it remains thinking just the same, and originates
in some problem or perplexity, just as thinking does
in ordinary life.
SCIENCE AND COMMON SENSE. It
is profitable to note in some detail the ways in which
scientific method, in spirit and technique, differs
from common-sense thinking. It is more insistent
in the first place on including the whole range of
relevant data, of bringing to light all the facts that
bear on a given problem. In common-sense thinking
we make, as we say, snap judgments; we jump at conclusions.
Anything plausible is accepted as evidence; anything
heard or seen is accepted as a fact. The scientific
examiner insists on examining and subjecting to scrutiny
the facts at hand, on searching for further facts,
and on distinguishing the facts genuinely significant
in a given situation from these that happen to be
glaring or conspicuous. This is merely another
way of saying that both accuracy and completeness
of observation are demanded, accuracy in the examination
of the facts present, and completeness in the array
of facts bearing on the question at hand.
Scientific thinking is thus primarily
inquiring and skeptical. It queries the usual;
it tries, as we say, to penetrate beneath the surface.
Common sense, for example, gives suction as the explanation
of water rising in a pump. But where, as at a
great height above sea level, this mysterious power
of suction does not operate, or when it is found that
it does not raise water above thirty-two feet, common
sense is at a loss. Scientific thinking tries
to analyze the gross fact, and by accurately and completely
observing all the facts bearing on the phenomenon
endeavors to find out “what special conditions
are present when the effect occurs” and absent
when it does not occur. Instead of trying to
fit all unusual, contradictory, or exceptional facts
into a priori ideas based on miscellaneous and
unsifted facts, it starts without any fixed
conclusions beforehand, but carefully observes all
the facts which it can secure with reference to a
particular problem, deliberately seeking the exceptional
and unusual as crucial instances. Thus in a sociological
inquiry, the scientist, instead of accepting “common-sense”
judgments (based on a variety of miscellaneous, incomplete,
and unsifted facts) that certain races are inferior
or superior, tries, by specific inquiries, to establish
the facts of racial capacities or defects. Instead
of accepting proverbial wisdom and popular estimates
of the relative capacities of men and women, he tries
by careful observation and experiment accurately to
discover all the facts bearing on the question, and
to generalize from those facts.
Scientific method thus discounts prejudice
or dogmatism. A prejudice is literally a pre-judgment.
Common sense sizes up the situation beforehand.
Instead of examining a situation in its own terms,
and arriving at a conclusion, it starts
with one. The so-called hard-headed man of common
sense knows beforehand. He has a definite
and stereotyped reaction for every situation with
which he comes in contact. These rubber-stamp
responses, these unconsidered generalizations, originate
in instinctive desires, or in preferences acquired
through habit. Common sense finds fixed pigeon
holes into which to fit all the variety of specific
circumstances and conditions which characterize experience.
“When its judgments happen to be correct, it
is almost as much a matter of good luck as of method....
That potatoes should be planted only during the crescent
moon, that near the sea people are born at high tide
and die at low tide, that a comet is an omen of danger,
that bad luck follows the cracking of a mirror,”
all these are the results of common-sense observation.
Matters of common knowledge are thus not infrequently
matters of common misinformation.
Common-sense knowledge is largely
a matter of uncritical belief. When there is
absent scientific examination of the sources and grounds
of belief, those judgments and conclusions are likely
to be accepted which happen to have wide social currency
and authority. In an earlier chapter, it was
shown how the mere fact of an opinion prevailing among
a large number of one’s group or class gives
it great emotional weight. Where opinions are
not determined by intelligent examination and decision,
they are determined by force of habit, early education,
and the social influences to which one is constantly
exposed.
The scientific spirit is a spirit
of emancipated inquiry as contrasted with blind acceptance
of belief upon authority. The phenomenal developments
of modern science began when men ceased to accept
authoritatively their beliefs about man and nature,
and undertook to examine phenomena in their own terms.
The phenomenal rise of modern science is coincident
with the collapse of unquestioning faith as the leading
ingredient of intellectual life.
Common sense renders men peculiarly
insensitive to the possibilities of the novel, peculiarly
susceptible to the influence of tradition. It
was common sense that credited the influence of the
position of the stars upon men’s welfare, the
power of old women as witches, and the unhealthiness
of night air. It was common sense also that ridiculed
Fulton’s steamboat, laughed at the early attempts
of telegraphy and telephony, and dismissed the aeroplane
as an interesting toy. The characteristic feature
of common sense or empirical thinking is its excess
traditionalism, its wholesale acceptance of authority,
its reliance upon precedent. Where beliefs are
not subjected to critical revision and examination,
to the constant surveillance of the inquiring intelligence,
there will be no criterion by which to estimate the
true and the false, the important and the trivial.
All beliefs that have wide social sanction, or that
chime in with immediate sense impressions, established
individual habits, or social customs will be accepted
with the same indiscriminate hospitality. To common
sense the sun does appear to go round the earth;
the stick does appear broken in water.
Thus “totally false opinions may appear to the
holder of them to possess all the character of rationally
verifiable truth.”
The dangers and falsities of common-sense
judgments are conditioned not only by expectations
and standards fixed by the social environment, but
by one’s own personal predilections and aversions.
Recent developments in psychology have made much of
the fact that many of our so-called reasoned judgments
are rationalizations, secondary reasons found after
our initial, primary, and deep-seated emotional responses
have been made. They are the result of emotional
“complexes,” fears, expectations, and desires
of which we are not ourselves conscious. It is
from these limiting conditions of personal preference
and social environment that scientific method frees
us.
“The two mechanisms which manifest
themselves in our example of the politician, the unconscious
origin of beliefs and actions, and the subsequent
process of rationalization to which they are subjected,
are of fundamental importance in psychology.”
(Bernard Hart: The Psychology of Insanity,
pp. 64-66.)]
Again, even where common-sense judgments
are not particularly qualified by such conditions,
they are frequently based upon the observation of
purely accidental conjunctions of circumstances.
A sequence once or twice observed is taken as the
basis of a causal relation. This gives rise to
what is known in technical logic as the post hoc
ergo propter hoc fallacy; that is, the assumption
that because one thing happens after another, therefore
it happens because of it. Many superstitions
probably had their origin in such chance observations,
and belief in them is strengthened by some accidental
confirmation. Thus if a man walks under a ladder
one day and dies the next, the believer in the superstition
that walking under a ladder brings fatal results will
find in this instance a clear ratification of his
belief. There seems to be an inveterate human
tendency to seek for causes, and by those who are
not scientific inquirers causes are lightly assigned.
It is easiest and most plausible to assign as a cause
an immediately preceding circumstance. Exceptional
or contradictory circumstances are then either unnoticed
or pared down to fit the belief.
Scientific method does not depend
on such chance conjunctions of circumstance, but controls
its observations or experimentally arranges conditions
so as to discover what are the conditions necessary
to produce given effects, or what effects invariably
follow from given causes. It does not accept
a chance conjunction as evidence of an invariable
relation, but seeks, under regulated conditions, to
discover what the genuinely invariable relations are.
This method of controlling our generalizations about
the facts of experience, we shall presently examine
in some detail.
CURIOSITY AND SCIENTIFIC INQUIRY.
Curiosity, the instinctive basis of the desire to
know, is the basis of scientific inquiry. Without
this fundamental desire, there could be no sustaining
motive to deep and thoroughgoing scientific research,
for theoretical investigations do not always give
promise of immediate practical benefits. The
scientific interest is a development of that restless
curiosity for a knowledge of the world in which they
are living which children so markedly exhibit.
Beginning as a kind of miscellaneous and omnivorous
appetite for facts of whatever description, it grows
into a desire to understand the unsuspected and hidden
relations between facts, to penetrate to the unities
discoverable beneath the mysteries and multiplicities
of things.
The scientific mood is thus in the
first place a sheer instinctive curiosity, a basic
passion for facts. It is this which sustains
the scientific worker in the sometimes long and dreary
business of collecting specimens, instances, details.
Many of the most notable scientific advances, as Lord
Kelvin pointed out, must be attributed to the most
protracted and unmitigated drudgery in the collection
of facts, a thoroughgoing and trying labor in which
the scientific worker could persist only when fortified
by an eager and insistent curiosity. This “hodman’s
work” is the basis of the great generalizations
which constitute the framework of the modern scientific
systems. “The monotonous and quantitative
work of star-cataloguing has been continued from Hipparchus,
who began his work more than a century before Christ,
work which is continued even to the present day.
This work, uninspiring as it seems, is yet an essential
basis for the applications of astronomy, the determination
of time, navigation, surveying. Furthermore,
without good star places, we can have no theory of
the motions of the solar system, and without accurate
catalogues of the stars we can know nothing of the
grander problems of the universe, the motion of our
sun among the stars, or of the stars among themselves."
Not only is curiosity a sustaining
motive in the drudgery of collection and research
incident and essential to scientific generalization;
it alone makes possible that suspense of judgment
which is necessary to fruitful scientific inquiry.
This suspense is, as we have already seen, difficult
for most men. Action demands immediate decision,
and inquiry deliberately postpones decision.
It is only a persistent desire to “get at the
bottom of the matter” that will act as a check
upon the demands of social life and of individual
impatience which rush us to conclusions. In most
men, as earlier noted, the sharp edge of curiosity
becomes easily blunted. They are content, outside
their own immediate personal interests, “to take
things for granted.” They glide over the
surfaces of events, they cease to query the authenticity
of facts, or to examine their relevance and their
significance, or to be concerned about their completeness.
For an example, one has but to listen to or partake
in the average discussion of any political or social
issue of the present day. There are few men who
retain, even as far as middle life, a genuinely inquiring
interest in men and affairs. Their curiosity
is dulled by fatigue and the pressure of their own
interests and preoccupations, and they allow their
prejudices and formulas to pass for judgments and conclusions.
The scientist is the man in whom curiosity has become
a permanent passion, who, as long as he lives, is
unwilling to forego inquiry into the processes of Nature,
or of human relations.
THINKING BEGINS WITH A PROBLEM.
While the general habit of inquiry is developed in
the satisfaction of the instinct of curiosity, any
particular investigation begins with a felt difficulty.
By difficulty is not meant one of an imperative and
practical kind, but any problem whether theoretical
or practical. For many men, it is true, thinking
occurs only when instinct and habit are inadequate
to adjust them to their environment. Any problem
of daily life affords an example. To borrow an
illustration from Professor Dewey:
A man traveling in an unfamiliar region
comes to a branching of the roads. Having no
sure knowledge to fall back upon, he is brought to
a standstill of hesitation and suspense. Which
road is right? And how shall the perplexity be
resolved? There are but two alternatives.
He must either blindly and arbitrarily take his course,
trusting to luck for the outcome, or he must discover
grounds for the conclusion that a given road is right.
To the inquiring mind, purely theoretical
difficulties or discrepancies will provoke thought.
To the astronomer an unaccounted-for perturbation
in the path of a planet provokes inquiry; the chemist
is challenged by a curious unexplained reaction of
two chemical elements, the biologist, anterior to
the discovery of micro-organisms, by the putrefaction
of animal tissues. The degree to which curiosity
persists and the extent of training a man has had
in a given field largely determine the kind of situations
that will provoke inquiry. “A primrose
by the river’s brim” may be simply a primrose
to one man, while to another, a botanist, it may suggest
an interesting and complex problem of classification.
But however remote and recondite thinking
becomes, however far removed from immediate practical
concerns, it occurs essentially in a situation analogous
to the “forked-road situation” described
above. The situation as it stands is confused,
ambiguous, uncertain. In a practical problem,
for example, there are two or more courses of action
open to us, all of them giving promise as solutions
of our difficulties. We aim through reflection
to reduce the uncertainty, to clarify the situation,
to discover more clearly the consequences of the various
alternatives which suggest themselves to us. When
action is unimpeded, suggestions flow on just as they
arise in our minds. This is illustrated best
in the reveries of a day-dream when casual and disconnected
fancies follow each other in random and uncontrolled
succession. But when there is a problem to be
settled, an ambiguity to be resolved, suggestions
are held in check and controlled with reference to
the end we have in view; each suggestion is estimated
with regard to its relevance to the problem in hand.
Every idea that arises is, so to speak, queried:
“Is it or is it not a solution to our present
difficulty?”
We are indebted to Professor Dewey,
for an analysis of the thought process. Every
instance of thinking reveals five steps:
(1) A felt difficulty, (2) its location
and definition, (3) suggestions of possible solutions,
(4) development by reasoning of the bearings of the
most promising suggestion, (5) further observation
or experiment leading to its acceptance or rejection,
that is a conclusion either of belief or disbelief.
When instinct or habit suffices to
adjust us to our environment, action runs along smoothly,
freely, uninterruptedly. In consequence the provocation
to thinking may at first be a mere vague shock or
disturbance. We are, as it were, in trouble without
knowing precisely what the trouble is. We must
carefully inquire into the nature of the problem before
undertaking a solution. To take a simple instance,
an automobile may suddenly stop. We know there
is a difficulty, but whether it is a difficulty with
the transmission, with the carburetor, or with the
supply of gasoline, we cannot at first tell.
Before we do anything else in solving our problem,
we find out literally and precisely what the trouble
is. To take a different situation, a doctor
does not undertake to prescribe for a patient until
he has diagnosed the difficulty, found out precisely
what the features of the problem are.
The second step after the situation
has been examined and its precise elements defined,
is suggestion. That is, we consider the
various possibilities which suggest themselves
as solutions to our problem. There may be several
ways of temporarily repairing our engine; the doctor
may think of two or three possible treatments for
a disease. In one sense, suggestion is uncontrollable.
The kind of suggestions that occur to an individual
depend on his “genius or temperament,”
on his past experiences, on his hopes or fears or
expectations when that particular situation occurs.
We can, however, through the methods of science, control
suggestions indirectly. We can do this, in the
first place, by reexamining the facts which give rise
to suggestion. If upon close examination, the
facts appear differently from what they did at first,
we will derive different inferences from them.
Different suggestions will arise from the facts A,
B, C, than from the facts A’, B’,
C’. Again we can regulate the conditions
under which credence is given to the various suggestions
that arise. These suggestions are entertained
merely as tentative, and are not accepted until experimentally
verified. “The suggested conclusion as
only tentatively entertained constitutes an idea.”
After the variety of suggestions that
proffer themselves as solutions to a problem have
been considered, the third step is the logical development
of the idea or suggestion that gives most promise
of solving the difficulty. That is, even before
further facts are sought, the idea that gives promise
of being a solution is followed out to its logical
consequences. Thus, for example, astronomers
were for a long time puzzled by unexplained perturbations
in the path of the planet Uranus. The suggestion
occurred that an unseen planet was deflecting it from
the path it should, from observation and calculation,
be following. If this were the case, from the
amount of deflection it was mathematically calculated,
prior to any further observation, that the supposed
planet should appear at a certain point in space.
It was by this deductive elaboration that the planet
Neptune was discovered. It was figured out deductively
that a planet deflecting the path of the planet Uranus
by just so-and-so much should be found at just such
and such a particular point in the heavens. When
the telescopes were turned in that direction, the
planet Neptune was discovered at precisely the point
deductively forecast.
The elaboration of an idea through
reasoning it out may sometimes lead to its rejection.
But in thinking out its details we may for the first
time note its appositeness to the solution of the
problem in hand. The gross suggestion may seem
wild and absurd, but when its bearings and consequences
are logically developed there may be some item in
the development which dovetails into the problem as
its solution. William James gives as the outstanding
feature of reasoning, “sagacity, or the perception
of the essence." By this he meant the ability to
single out of a complex situation or idea the significant
or key feature. It is only by a logical development
of a suggested solution to a problem that it is possible
to hit upon the essence of the matter for a particular
situation, to single out of a gross total situation,
the key to the phenomenon. “In reasoning,
A may suggest B; but B, instead
of being an idea which is simply obeyed by us,
is an idea which suggests the distinct additional
idea C. And where the train of suggestion
is one of reasoning distinctively so-called as contrasted
with mere ‘revery,’ ... the ideas bear
certain inward relations to each other which we must
carefully examine. The result C yielded
by a true act of reasoning is apt to be a thing voluntarily
sought, such as the means to a proposed end,
the ground for an observed effect, or the effect of
an assumed cause." Thus what at first sight might
seem a fantastic suggestion may, when its bearings
are logically followed out, be seen in one of its
aspects to be the key to the solution of a problem.
To primitive man it might have seemed absurd to suggest
that flowing water might be used as power; to the
man in Franklin’s day that the same force that
was exhibited in the lightning might be used in transportation
and in lighting houses.
But no thinking is conclusive until
after the experimental certification and warranting
of the idea which has been held in mind as the solution
of the problem. By deduction, by logical elaboration
of an idea, we find its adoption involves certain
consequences. Some of the logical consequences
which follow from an idea may indicate that it is a
plausible solution of our problem. But no matter
how plausible a suggestion looks, until it is verified
by observation or experiment the thinking process
is not concluded, is not finished, as we say, conclusively.
When an idea or a suggestion has been developed, and
seen to involve as an idea certain
inevitable logical consequences, the idea must be tested
by further observation and experiment. Suggestions
arise from facts and must be tested by
them. Until the suggestion is verified, it remains
merely a suggestion, a theory, a hypothesis, an idea.
It is only when the consequences implied logically
in the very idea itself are found in the actual situation
that the idea is accepted as a solution to the problem.
Sometimes the suggestion may be verified by observation;
sometimes conditions must be deliberately arranged
for testing its adequacy. In either case it is
only when the facts of the situation correspond to
the conditions theoretically involved that the tentative
idea is accepted as a conclusion.
Thus a treatment that is regarded
by the doctor as a possible cure can be called an
actual cure only when its beneficent results are observed.
The supposition about the planet Neptune is only verified
when the planet is actually observed in the heavens.
Thinking ends, as it begins, in observation.
At the beginning the facts are carefully examined to
see precisely where the difficulty lies; at the end
they are again examined to see whether an idea, an
entertained hypothesis, a suggested solution, can
be verified in actual observable results.
THE QUALITY OF THINKING SUGGESTION.
The quality of thinking varies, first, with the fertility
of suggestion of the analyzing mind. Ease of
suggestion, in the first place, depends on innate
individual differences. There are some minds so
constituted that every fact provokes a multitude of
suggestions. Readiness in responding with “ideas”
to any experience is dependent primarily on initial
differences in resilience and responsiveness.
But differences in training and past experience are
also contributory. A man who has much experience
in a given field, say in automobile repairing, will,
given a difficulty, not only think of more suggestions,
but think more rapidly in that field.
Again persons differ in range or number
of suggestions that occur. The quality of the
thinking process and of the results it produces depends,
in part, on the variety of suggestions which occur
to an individual in the solution of a given problem.
If too few suggestions occur one may fail to hit upon
any promising solution. If too many suggestions
occur one may be too confused to arrive at any conclusion
at all. Whether an individual has few or many
suggestions depends largely on native differences.
It depends, also, however in part, on acquaintance
with a given field. And the fertility of suggestions
may be increased by a careful survey and re-survey
of the facts at hand, and by the deliberate searching-out
of further facts from which further suggestions may
be derived. Suggestions differ, finally, in regard
to depth or significance; by nature and by training,
individuals produce ideas of varying degrees of significance
in the solution of problems. Ease and versatility
of suggestion not infrequently connote superficiality;
to make profound and far-reaching suggestions takes
time.
It is further requisite, as already
pointed out, that the analyzing mind be free from
prejudice. Thinking is continually qualified,
as we have seen, by preferences and aversions.
Every prejudice, every a priori belief we have,
literally prejudges the inquiry. Whenever we
are moved by a “predominant passion,”
we cannot survey the facts impartially. It is
hard to think clearly and justly about people whom
we love or hate, or to estimate with precision the
morality of actions toward which we are moved by very
strong impulses. It is only the mind that remains
resolutely emancipated from the compulsions of habit
and circumstances, that persists in surveying facts
as they are, letting the chips, so to speak, fall
where they will, that can be really effective in thinking.
In the physical sciences it is comparatively easy
to start with no prejudices; in social inquiries where
we are bound by traditions, loyalties, and antipathies
it is much more difficult.
Not the least essential to effective
thinking is persistence and thoroughness of investigation.
Since we are primarily creatures of action, we crave
definiteness and immediacy of decision, and there
is a constant temptation to rush to a conclusion.
In order to attain genuine completeness of the facts
and certainty and accuracy as to what the facts are,
long, unwavering persistence is required. There
must be persistence, moreover, not merely because
of the length of time and the amount of labor involved
in the collection of data; steadiness is required
in holding in mind the end or purpose of the investigation.
Too often in inquiry into the facts of human relations,
the specific problem is forgotten and facts are collected
with an indiscriminate omnivorousness. There is
in such cases plodding, but of an unenlightened and
fruitless sort. Not only persistency but
consistency is required. The investigation
must be steadily carried on with persistent and unwavering
reference to the specific business in hand.
Effective thinking depends further
on familiarity with the field of facts under investigation.
Even the most ready and fertile of minds, the most
orderly habits of thought, are at a loss without a
store of material; that is, facts from which suggestions
may arise. And this store of materials can only
be attained through a thoroughgoing acquaintance with
the particular field of inquiry. Thinking aims
to explain the relations between facts, and an intimate
acquaintance with facts involved in a given situation
is prerequisite to any generalization whatsoever.
While the native fertility of given
minds cannot be controlled, suggestions can be controlled
indirectly. Suggestions arise from the data at
hand, but the data themselves change under more precise
conditions of observation, and the suggestions that
arise from them change in consequence. The whole
elaborate apparatus of science, its instruments of
precision, are designed to yield an exact determination
of the precise nature of the data at hand. The
scientist attempts to prevent “reading-in”
of meanings. “Reading-in” of meanings
may be due to various causes. In the first place
there may be purely physical causes: a dim light,
a fog, a cracked window-pane are examples of how ordinary
observation may lead us astray. Again, physiological
causes may be at work to distort sensations:
imperfection’s in the sense organs, fatigue,
illness, and the like are examples. But not least
among the causes of error must be set psychological
causes. That is, we read facts differently in
the light of what we fear or hope, like or dislike,
expect or recall. We see things the way we want
them to be, or the way previous experience has taught
us to expect them to be.
Both physiological and psychological
causes may be checked up by instruments. Indeed,
one of the chief utilities of instruments of precision
is that they do serve to check up personal error.
They prevent scientific inquirers from reading in
meanings to which they are led by hope, fear, preference,
or aversion. They help us to see the facts as
they are, not as for various social and personal reasons
we want or expect them to be. They help to give
precise and permanent impressions which are not dependent
for their discovery or for their preservation on the
precariousness of human observation or memory.
CLASSIFICATION. Next only in
importance to accurate observation of the facts is
their classification. Objects of experience as
they come to us through the senses appear in a sequence
which is random and chaotic. But in order to deal
effectively with our experience we must arrange facts
according to their likenesses and differences.
Whenever we discover certain striking similarities
between facts, we classify them, place them in a class,
knowing that what will apply to one will apply to
all. Some logicians go so far as to say that
science cannot go any further than accurate classification.
In the words of Poincare:
The most interesting facts are those
which may serve many times; these are the facts which
have a chance of coming up again. We have been
so fortunate as to have been born in a world where
there are such. Suppose that instead of sixty
chemical elements there were sixty milliards
of them, that they were not some common, the others
rare, but that they were equally distributed.
Then, every time we picked up a new pebble there would
be great probability of its being formed of some unknown
substance; all that we knew of other pebbles would
be worthless for it; before each new object we should
be as the new-born babe; like it we could only obey
our caprices or our needs. Biologists would
be just as much at a loss if there were only individuals
and no species, and if heredity did not make sons
like their fathers.
The aim of classification in science
is grouping in such a way as to make manifest at once
similarities in the behavior of objects. That
characteristic is selected as a basis of classification
with which is correlated the greatest number of other
characteristics belonging to the facts in question.
It would be possible to classify all living things
according to color, but such a classification would
be destitute of scientific value. Biology offers
some interesting examples of how an illuminating classification
may be made on the basis of a single characteristic.
It has been found, for example, that the differences
or resemblances of animals are correlated with corresponding
differences or resemblances in their teeth. In
general, the function of classification may be summarized
in Huxley’s definition as modified by Jevons:
By the classification of any series
of objects is meant the actual or ideal arrangement
together of those things which are like and the separation
of those things which are unlike, the purpose of the
arrangement being, primarily, to disclose the correlations
or laws of union of properties and circumstances,
and, secondarily, to facilitate the operations of
the mind in clearly conceiving and retaining in memory
the characters of the object in question.
It should be noted that the object
of classification is not simply to indicate similarities
but to indicate distinctions or differences.
In scientific inquiry, differences are as crucial in
the forming of generalizations as similarities.
It is only possible to classify a given fact under
a scientific generalization when the given fact is
set off from other facts, when it is seen to be the
result of certain special conditions.
If a man infers from a single sample
of grain as to the grade of wheat of the car as a
whole, it is induction, and under certain circumstances,
a sound induction; other cases are resorted
to simply for the sake of rendering that induction
more guarded and correct. In the case of the
various samples of grain, it is the fact that the samples
are unlike, at least in the part of the carload from
which they are taken, that is important. Were
it not for this unlikeness, their likeness in quality
would be of no avail in assisting inference.
EXPERIMENTAL VARIATION OF CONDITIONS.
In forming our generalizations from the observation
of situations as they occur in Nature, we are at a
disadvantage. If we observe cases just as we
find them, there is much present that is irrelevant
to our problem; much that is of genuine importance
in its solution is hidden or obscure. In experimental
investigation we are, in the words of Sir John Herschel,
“active observers”; we deliberately invent
crucial or test cases. That is, we deliberately
arrange conditions so that every factor is definitely
known and recognized. We then introduce into this
set of completely known conditions one change, one
new circumstance, and observe its effect. In
Mill’s phrase, we “take a phenomenon home
with us,” and watch its behavior. Mill
states clearly the outstanding advantage of experimentation
over observation:
When we can produce a phenomenon artificially,
we can take it, as it were, home with us, and observe
it in the midst of circumstances with which in all
other respects we are accurately acquainted. If
we desire to know what are the effects of the cause
A, and are able to produce A by means
at our disposal, we can generally determine at our
own discretion ... the whole of the circumstances which
shall be present along with it; and thus, knowing
exactly the simultaneous state of everything else
which is within the reach of A’s influence,
we have only to observe what alteration is made in
that state by the presence of A.
For example, by the electric machine
we can produce, in the midst of known circumstances,
the phenomena which Nature exhibits on a grander scale
in the form of lightning and thunder. Now let
any one consider what amount of knowledge of the effects
and laws of electric agency mankind could have obtained
from the mere observation of thunderstorms, and compare
it with that which they have gained, and may expect
to gain, from electrical and galvanic experiments....
When we have succeeded in isolating
the phenomenon which is the subject of inquiry, by
placing it among known circumstances, we may produce
further variations of circumstances to any extent,
and of such kinds as we think best calculated to bring
the laws of the phenomenon into a clear light.
By introducing one well-defined circumstance after
another into the experiment, we obtain assurance of
the manner in which the phenomenon behaves under an
indefinite variety of possible circumstances.
Thus, chemists, after having obtained some newly discovered
substance in a pure state, ... introduce various other
substances, one by one, to ascertain whether it will
combine with them, or decompose them, and with what
result; and also apply heat or electricity or pressure,
to discover what will happen to the substance under
each of these circumstances.
Through experiment, we are thus enabled
to observe the relation of specific elements in a
situation. We are, furthermore, enabled to observe
phenomena which are so rare in occurrence that it
is impossible to form generalizations from them or
improbable that we should even notice them: “We
might have to wait years or centuries to meet accidentally
with facts which we can readily produce at any moment
in a laboratory; and it is probable that many of the
chemical substances now known, and many excessively
useful products, would never have been discovered
at all, by waiting till Nature presented them spontaneously
to our observation.” And phenomena, such
as that of electricity, which can only be understood
when the conditions of their occurrence are varied,
are presented to us in Nature most frequently in a
fixed and invariable form.
GENERALIZATIONS, THEIR ELABORATION
AND TESTING. So far we have been concerned with
the steps in the control of suggestion, the reexamination
of the facts so that significant suggestions may be
derived, and the elimination of the significant from
the insignificant in the elements of the situation
as it first confronts us. In logically elaborating
a suggestion, as we have already seen, we trace out
the bearings of a given situation. We expand
it; we see what it implies, what it means.
Thus, if we came, for example, to a meeting that had
been scheduled, and found no one present, we might
have several solutions arise in our minds. The
meeting, we might suppose, had been transferred to
another room. If that were the case, there would
probably be some notice posted. In all cases
of deductive elaboration, we go through what might
be called the If-Then process. If such-and-such
is the case, then such-and-such will follow.
We can then verify our suggested solution to a problem,
by going back to the facts, to see whether they correspond
with the implications of our suggestion. We may,
to take another example, think that a man who enters
our office is an insurance agent, or a book solicitor
who had said he would call upon us at a definite date.
If such is the case, he will say such-and-such things.
If he does say them, then our suggestion is seen to
be correct. The advantages of developing a suggestion
include the fact that some link in the logical chain
may bear a more obvious relation to our problem than
did the undeveloped suggestion itself.
The systematic sciences consist of
such sets of principles so related that any single
term implies certain others, which imply certain others
and so on ad infinitum.
After the facts have been elaborated,
the generalization, however plausible it may seem,
must be subjected to experimental corroboration.
That is, if a suggestion is found through local elaboration
to mean A, B, C, then the situation must be
reexamined to see if the facts to be found tally with
the facts deduced. In the case cited, the suggestion
that the man who entered the room was the insurance
agent we expected would be verified if he immediately
broached the subject and the fact, say, of a previous
conversation. In the case of disease, if the
illness is typhoid, we shall find certain specific
conditions in the patient. If these are found,
the suggestion of typhoid is verified.
The reliability of generalizations
made by this scientific procedure varies according
to several factors. It varies, in the first place,
according to the correspondence of the predictions
made on the basis of the generalization, with subsequent
events. The reason we say the law of gravitation
holds true is because in every instance where observations
or experiments have been made, the results have tallied
precisely with expectations based upon the generalization.
We can, to a certain extent, determine the reliability
of a generalization before comparing our predictions
with subsequent events. If a generalization made
contradicts laws that have been established in so
many instances that they are practically beyond peradventure,
it is suspect. A law, for example, that should
be an exception to the laws of motion or gravitation,
is a priori dubious.
If an induction conflicts with stronger
inductions, or with conclusions capable of being correctly
deduced from them, then, unless on reconsideration
it should appear that some of the stronger inductions
have been expressed with greater universality than
their evidence warrants, the weaker one must give
way. The opinion so long prevalent that a comet,
or any other unusual appearance in the heavenly regions,
was the precursor of calamities to mankind, or to those
at least who witnessed it; the belief in the veracity
of the oracles of Delphi or Dodona; the reliance on
astrology, or on the weather prophecies in almanacs,
were doubtless inductions supposed to be grounded
on experience.... What has really put an end to
these insufficient inductions is their inconsistency
with the stronger inductions subsequently obtained
by scientific inquiry, respecting the causes on which
terrestrial events really depend.
THE QUANTITATIVE BASIS OF SCIENTIFIC
PROCEDURE. Science is science, some scientists
insist, in so far as it is mathematical. That
is, in the precise determination of facts, and in their
repetition with a view to their exact determination,
quantities must be known. The sciences have developed
in exactness, in so far as they have succeeded in
expressing their formulations in numerical terms.
The physical sciences, such as physics and chemistry,
which have been able to frame their generalizations
from precise quantities, have been immeasurably more
certain and secure than such sciences as psychology
and sociology, where the measurement of exact quantities
is more difficult and rare. Jevons writes in
his Principles of Science:
As physical science advances, it becomes
more and more accurately quantitative. Questions
of simple logical fact resolve themselves after a
while into questions of degree, time, distance, or
weight. Forces hardly suspected to exist by one
generation are clearly recognized by the next, and
precisely measured by the third generation.
The history of science exhibits a
constant progress from rude guesses to precise measurement
of quantities. In the earliest history of astronomy
there were attempts at quantitative determinations,
very crude, of course, in comparison with the exactness
of present-day scientific methods.
Every branch of knowledge commences
with quantitative notions of a very rude character.
After we have far progressed, it is often amusing
to look back into the infancy of the science, and contrast
present with past methods. At Greenwich Observatory
in the present day, the hundredth part of a second
is not thought an inconsiderable portion of time.
The ancient Chaldreans recorded an eclipse to the
nearest hour, and the early Alexandrian astronomers
thought it superfluous to distinguish between the
edge and center of the sun. By the introduction
of the astrolabe, Ptolemy, and the later Alexandrian
astronomers could determine the places of the heavenly
bodies within about ten minutes of arc. Little
progress then ensued for thirteen centuries, until
Tycho Brahe made the first great step toward accuracy,
not only by employing better instruments, but even
more by ceasing to regard an instrument as correct....
He also took notice of the effects of atmospheric
refraction, and succeeded in attaining an accuracy
often sixty times as great as that of Ptolemy.
Yet Tycho and Hevelius often erred several minutes
in the determination of a star’s place, and
it was a great achievement of Roemer and Flamsteed
to reduce this error to seconds. Bradley, the
modern Hipparchus, carried on the improvement, his
errors in right ascension, according to Bessel, being
under one second of time, and those of declination
under four seconds of arc. In the present day
the average error of a single observation is probably
reduced to the half or the quarter of what it was
in Bradley’s time; and further extreme accuracy
is attained by the multiplication of observations,
and their skillful combination according to the theory
of error. Some of the more important constants...
have been determined within a tenth part of a second
of space.
The precise measurement of quantities
is important because we can, in the first place, only
through quantitative determinations be sure we have
made accurate observations, observations uncolored
by personal idiosyncrasies. Both errors of observation
and errors of judgment are checked up and averted
by exact quantitative measurements. The relations
of phenomena, moreover, are so complex that specific
causes and effects can only be understood when they
are given precise quantitative determination.
In investigating the solubility of salts, for example,
we find variability depending on differences in temperature,
pressure, the presence of other salts already dissolved,
and the like. The solubility of salt in water
differs again from its solubility in alcohol, ether,
carbon, bisulphide. Generalization about the
solubility of salt, therefore, depends on the exact
measurement of the phenomenon under all these conditions.
The importance of exact measurement
in scientific discovery and generalization may be
illustrated briefly from one instance in the history
of chemistry. The discovery of the chemical element
argon came about through some exact measurements
by Lord Rayleigh and Sir William Ramsay of the nitrogen
and the oxygen in a glass flask. It was found
that the nitrogen derived from air was not altogether
pure; that is, there were very minute differences
in the weighings of nitrogen made from certain of
its compounds and the weight obtained by removing
oxygen, water, traces of carbonic acid, and other
impurities from the atmospheric air. It was found
that the very slightly heavier weight in one case was
caused by the presence of argon (about one and one
third times as heavy as nitrogen) and some other elementary
gases. The discovery was here clearly due to
the accurate measurement which made possible the discovery
of this minute discrepancy.
It must be noted in general that accuracy
in measurement is immediately dependent on the instruments
of precision available. It has frequently been
pointed out that the Greeks, although incomparably
fresh, fertile, and direct in their thinking, yet
made such a comparatively slender contribution to
scientific knowledge precisely because they had no
instruments for exact measurement. The thermometer
made possible the science of heat. The use of
the balance has been in large part responsible for
advances in chemistry.
The degree to which sciences have
attained quantitative accuracy varies among the physical
sciences. The phenomena of light are not yet
subject to accurate measurement; many natural phenomena
have not yet been made the subject of measurement
at all. Such are the intensity of sound, the
phenomena of taste and smell, the magnitude of atoms,
the temperature of the electric spark or of the sun’s
atmosphere.
The sciences tend, in general, to
become more and more quantitative. All phenomena
“exist in space and involve molecular movements,
measurable in velocity and extent.” The
ideal of all sciences is thus to reduce all phenomena
to measurements of mass and motion. This ideal
is obviously far from being attained. Especially
in the social sciences are quantitative measurements
difficult, and in these sciences we must remain therefore
at best in the region of shrewd guesses or fairly
reliable probability.
STATISTICS AND PROBABILITY. While
in the social sciences, exact quantitative measurements
are difficult, they are to an extent possible, and
to the extent that they are possible we can arrive
at fairly accurate generalizations as to the probable
occurrence of phenomena. There are many phenomena
where the elements are so complex that they cannot
be analyzed and invariable causal relations established.
In a study of the phenomena of the
weather, for example, the phenomena are so exceedingly
complex that anything approaching a complete statement
of their elements is quite out of the question.
The fallibility of most popular generalizations in
these fields is evidence of the difficulty of dealing
with such facts. Must we be content then simply
to guess at such phenomena? ... In instances of
this sort, another method ... becomes important:
The Method of Statistics. In statistics we have
an exact enumeration of cases. If a small
number of cases does not enable us to detect the causal
relations of a phenomenon, it sometimes happens that
a large number, accurately counted, and taken from
a field widely extended in time and space, will lead
to a solution of the problem.
If we find, in a wide variety of instances,
two phenomena occurring in a certain constant correlation,
we infer a causal relation. If the variations
in the frequency of one correspond to variations in
the frequency of the other, there is probability of
more than connection by coincidence.
The correlation between phenomena
may be measured mathematically; it is possible to
express in figures the exact relations between the
occurrence of one phenomenon and the occurrence of
another. The number which expresses this relation
is called the coefficient of correlation. This
coefficient expresses relationship in terms of the
mean values of the two series of phenomena by measuring
the amount each individual phenomenon varies from
its respective mean. Suppose, for example, that
in correlating crime and unemployment, the coefficient
of correlation were found to be .47. If in every
case of unemployment crime were found and in every
case of crime, unemployment, the coefficient of correlation
would be +1. If crime were never found in unemployment,
and unemployment never in crime, the coefficient of
correlation would be -1, indicating a perfect inverse
relationship. A coefficient of 0 would indicate
that there is no relationship. The coefficient
of .47 would accordingly indicate a significant but
not a “high” correlation between crime
and unemployment.
We cannot consider here all the details
of statistical methods, but attention may be called
to a few of the more significant features of the process.
Statistics is a science, and consists in much more
than the mere counting of cases.
With the collection of statistical
data, only the first step has been taken. The
statistics in that condition are only raw material
showing nothing. They are not an instrument of
investigation any more than a kiln of bricks is a
monument of architecture. They need to be arranged,
classified, tabulated, and brought into connection
with other statistics by the statistician. Then
only do they become an instrument of investigation,
just as a tool is nothing more than a mass of wood
or metal, except in the hands of a skilled workman.
The essential steps in a statistical
investigation are: (1) the collection of material,
(2) its tabulation, (3) the summary, and (4) a critical
examination of the results. The terms are almost
self-explanatory. There are, however, several
general points of method to be noted.
In the collection of data a wide field
must be covered, to be sure that we are dealing with
invariable relations instead of with mere coincidences,
“or overemphasizing the importance of one out
of a number of cooeperating causes.” Tabulation
of the data collected is very important, since classification
of the data does much to suggest the causal relations
sought. The headings under which data will be
collected depend on the purposes of the investigation.
In general, statistics can suggest generalizations,
rather than establish them. They indicate probability,
not invariable relation.
SCIENCE AS AN INSTRUMENT OF HUMAN
PROGRESS. We have, in an earlier section of this
chapter, referred to the practical value of science.
“Man’s power of deliberate control of his
own affairs depends upon ability to direct energies
to use; an ability which is, in turn, dependent upon
insight into nature’s processes. Whatever
natural science may be for the specialist,... it is
knowledge of the conditions of human action." And
the wider, the more complete and the more penetrating
our knowledge of the world in which we live, the more
extended become the boundaries of human action.
Through a knowledge of natural processes, men have
passed from a frightened subjection to Nature to its
conscious control. And the fruits of that control
are, as we have already had occasion to notice, all-pervading
in practical life. That complete transformation
of life known as the Industrial Revolution, which
came about with such swiftness and completeness in
the early nineteenth century, and whose effects have
not yet ceased to accumulate, was the direct outcome
of the application of the experimental science which
had begun in the sixteenth. Some of the consequences
of the application of theoretical investigation to
practical life have already been noted. There
are first the more obvious facts of the inventions,
great and small the railways, steamships,
electric transportation, automobiles, and telephones which
have changed in countless details our daily life.
There are the profound and all-pervasive changes which
have been brought about in industrial and social relations:
the building-up of our vast industrial centers, the
change from small-scale handicrafts to large-scale
machine production, the factory system, with its concomitants
of immensely increased resources and immensely complicated
problems of human life. Science in the short
span of three centuries has shown how rapid and immediate
could be the fruits of human control of Nature, and
its further fruits are incalculable.
Science has indeed already begun to
affect men’s attitude towards experience as
well as their material progress. It is only when
men set out with the conscious realization that intelligence
does make a difference in the world, that science
becomes articulate. Science is the guarantee of
progress. It has shown men that the future is
to some extent in their own hands; that by dint of
a laborious and detailed application of intelligence
to the processes of nature, those processes can be
controlled in the interests of human welfare.
Science has led men to look to the
future instead of the past. The coincidence of
the ideal of progress with the advance of science is
not a mere coincidence. Before this advance men
placed the golden age in remote antiquity. Now
they face the future with a firm belief that intelligence
properly used can do away with evils once thought
inevitable. To subjugate devastating disease is
no longer a dream; the hope of abolishing poverty
is not Utopian.
But science may be used for any end.
It reveals the relations of phenomena, relations which
hold for all men. It shows what causes are connected
with what consequents, and, as already pointed out,
in the knowledge of causes lies the possible control
of effects. We can secure the results we desire,
by discovering what antecedents must first be established.
Science is thus a fund of common resources. Specific
causes are revealed to be connected with specific
effects, and men, by making a choice of antecedents,
can secure the consequences they desire. But
which effects they will desire depends on the instincts,
standards, and habits of the individual, and the traditions
and ideals of the group. A knowledge of chemistry
may be used for productive industrial processes, or
in the invention of poison gas. Expert acquaintance
with psychology and educational methods may be used
to impress upon a nation an arbitrary type of life
(an accusation justly brought against the Prussian
educational system), or to promote the specific possibilities
that each individual displays.
Not only are the fruits of scientific
inquiry used in different ways by different individuals
and groups, but scientific inquiry is itself affected
by the prevailing interests and mode of life.
What inquiries shall be furthered depends on what
the individual or group feels it important to know.
From a social point of view, certain scientific developments
are of more urgency and imperativeness than others.
During an emergency, as during the Great War, it might
be necessary to turn all the energies of scientific
men into immediately productive pursuits. And,
since the pursuit of inquiry on a large scale demands
large resources, those researches which give promise
of beneficent human consequences will the more readily
command social sanction and approval and will be developed
at the expense of more remote speculations however
intrinsically interesting these latter may be.
Science has proved so valuable a human
instrument that it has attained a moral responsibility.
Men have increasingly come to realize that the pressing
problems of our industrial life require for their
solution not the confusions and incompétences
of passion and prejudice, but an application of the
fruits of scientific inquiry. Science has already
so completely demonstrated its vast fruitfulness in
human welfare, that it must be watched with jealous
vigilance. It must result as it began, in the
improvement of human welfare. But what constitutes
human welfare is a question which leads us into the
final activity of the Career of Reason, Morals and
Moral Valuation, man’s attempt to determine
what happiness is, and how he may attain it.