The principles asserted in these pages
must be more generally admitted as the basis for discussion
of details, before a consistent application of them
to all the various departments of government and morals
can be attempted with any prospect of advantage.
The few observations I propose to make on questions
of detail, are designed to illustrate the principles,
rather than to follow them out to their consequences.
I offer, not so much applications, as specimens of
application; which may serve to bring into greater
clearness the meaning and limits of the two maxims
which together form the entire doctrine of this Essay,
and to assist the judgment in holding the balance
between them, in the cases where it appears doubtful
which of them is applicable to the case.
The maxims are, first, that the individual
is not accountable to society for his actions, in
so far as these concern the interests of no person
but himself. Advice, instruction, persuasion,
and avoidance by other people if thought necessary
by them for their own good, are the only measures
by which society can justifiably express its dislike
or disapprobation of his conduct. Secondly, that
for such actions as are prejudicial to the interests
of others, the individual is accountable and may be
subjected either to social or to legal punishments,
if society is of opinion that the one or the other
is requisite for its protection.
In the first place, it must by no
means be supposed, because damage, or probability
of damage, to the interests of others, can alone justify
the interference of society, that therefore it always
does justify such interference. In many cases,
an individual, in pursuing a legitimate object, necessarily
and therefore legitimately causes pain or loss to
others, or intercepts a good which they had a reasonable
hope of obtaining. Such oppositions of interest
between individuals often arise from bad social institutions,
but are unavoidable while those institutions last;
and some would be unavoidable under any institutions.
Whoever succeeds in an overcrowded profession, or in
a competitive examination; whoever is preferred to
another in any contest for an object which both desire,
reaps benefit from the loss of others, from their
wasted exertion and their disappointment. But
it is, by common admission, better for the general
interest of mankind, that persons should pursue their
objects undeterred by this sort of consequences.
In other words, society admits no rights, either legal
or moral, in the disappointed competitors, to immunity
from this kind of suffering; and feels called on to
interfere, only when means of success have been employed
which it is contrary to the general interest to permit-namely,
fraud or treachery, and force.
Again, trade is a social act.
Whoever undertakes to sell any description of goods
to the public, does what affects the interest of other
persons, and of society in general; and thus his conduct,
in principle, comes within the jurisdiction of society:
accordingly, it was once held to be the duty of governments,
in all cases which were considered of importance,
to fix prices, and regulate the processes of manufacture.
But it is now recognised, though not till after a long
struggle, that both the cheapness and the good quality
of commodities are most effectually provided for by
leaving the producers and sellers perfectly free,
under the sole check of equal freedom to the buyers
for supplying themselves elsewhere. This is the
so-called doctrine of Free Trade, which rests on grounds
different from, though equally solid with, the principle
of individual liberty asserted in this Essay.
Restrictions on trade, or on production for purposes
of trade, are indeed restraints; and all restraint,
qua restraint, is an evil: but the restraints
in question affect only that part of conduct which
society is competent to restrain, and are wrong solely
because they do not really produce the results which
it is desired to produce by them. As the principle
of individual liberty is not involved in the doctrine
of Free Trade, so neither is it in most of the questions
which arise respecting the limits of that doctrine:
as for example, what amount of public control is admissible
for the prevention of fraud by adulteration; how far
sanitary precautions, or arrangements to protect work-people
employed in dangerous occupations, should be enforced
on employers. Such questions involve considerations
of liberty, only in so far as leaving people to themselves
is always better, caeteris paribus, than controlling
them: but that they may be legitimately controlled
for these ends, is in principle undeniable. On
the other hand, there are questions relating to interference
with trade, which are essentially questions of liberty;
such as the Maine Law, already touched upon; the prohibition
of the importation of opium into China; the restriction
of the sale of poisons; all cases, in short, where
the object of the interference is to make it impossible
or difficult to obtain a particular commodity.
These interferences are objectionable, not as infringements
on the liberty of the producer or seller, but on that
of the buyer.
One of these examples, that of the
sale of poisons, opens a new question; the proper
limits of what may be called the functions of police;
how far liberty may legitimately be invaded for the
prevention of crime, or of accident. It is one
of the undisputed functions of government to take
precautions against crime before it has been committed,
as well as to detect and punish it afterwards.
The preventive function of government, however, is
far more liable to be abused, to the prejudice of
liberty, than the punitory function; for there is hardly
any part of the legitimate freedom of action of a human
being which would not admit of being represented,
and fairly too, as increasing the facilities for some
form or other of delinquency. Nevertheless, if
a public authority, or even a private person, sees
any one evidently preparing to commit a crime, they
are not bound to look on inactive until the crime
is committed, but may interfere to prevent it.
If poisons were never bought or used for any purpose
except the commission of murder, it would be right
to prohibit their manufacture and sale. They
may, however, be wanted not only for innocent but for
useful purposes, and restrictions cannot be imposed
in the one case without operating in the other.
Again, it is a proper office of public authority to
guard against accidents. If either a public officer
or any one else saw a person attempting to cross a
bridge which had been ascertained to be unsafe, and
there were no time to warn him of his danger, they
might seize him and turn him back, without any real
infringement of his liberty; for liberty consists
in doing what one desires, and he does not desire
to fall into the river. Nevertheless, when there
is not a certainty, but only a danger of mischief,
no one but the person himself can judge of the sufficiency
of the motive which may prompt him to incur the risk:
in this case, therefore (unless he is a child, or delirious,
or in some state of excitement or absorption incompatible
with the full use of the reflecting faculty), he ought,
I conceive, to be only warned of the danger; not forcibly
prevented from exposing himself to it. Similar
considerations, applied to such a question as the sale
of poisons, may enable us to decide which among the
possible modes of regulation are or are not contrary
to principle. Such a precaution, for example,
as that of labelling the drug with some word expressive
of its dangerous character, may be enforced without
violation of liberty: the buyer cannot wish not
to know that the thing he possesses has poisonous
qualities. But to require in all cases the certificate
of a medical practitioner, would make it sometimes
impossible, always expensive, to obtain the article
for legitimate uses. The only mode apparent to
me, in which difficulties may be thrown in the way
of crime committed through this means, without any
infringement, worth taking into account, upon the
liberty of those who desire the poisonous substance
for other purposes, consists in providing what, in
the apt language of Bentham, is called “preappointed
evidence.” This provision is familiar to
every one in the case of contracts. It is usual
and right that the law, when a contract is entered
into, should require as the condition of its enforcing
performance, that certain formalities should be observed,
such as signatures, attestation of witnesses, and
the like, in order that in case of subsequent dispute,
there may be evidence to prove that the contract was
really entered into, and that there was nothing in
the circumstances to render it legally invalid:
the effect being, to throw great obstacles in the
way of fictitious contracts, or contracts made in
circumstances which, if known, would destroy their
validity. Precautions of a similar nature might
be enforced in the sale of articles adapted to be
instruments of crime. The seller, for example,
might be required to enter into a register the exact
time of the transaction, the name and address of the
buyer, the precise quality and quantity sold; to ask
the purpose for which it was wanted, and record the
answer he received. When there was no medical
prescription, the presence of some third person might
be required, to bring home the fact to the purchaser,
in case there should afterwards be reason to believe
that the article had been applied to criminal purposes.
Such regulations would in general be no material impediment
to obtaining the article, but a very considerable
one to making an improper use of it without detection.
The right inherent in society, to
ward off crimes against itself by antecedent precautions,
suggests the obvious limitations to the maxim, that
purely self-regarding misconduct cannot properly be
meddled with in the way of prevention or punishment.
Drunkenness, for example, in ordinary cases, is not
a fit subject for legislative interference; but I
should deem it perfectly legitimate that a person,
who had once been convicted of any act of violence
to others under the influence of drink, should be
placed under a special legal restriction, personal
to himself; that if he were afterwards found drunk,
he should be liable to a penalty, and that if when
in that state he committed another offence, the punishment
to which he would be liable for that other offence
should be increased in severity. The making himself
drunk, in a person whom drunkenness excites to do
harm to others, is a crime against others. So,
again, idleness, except in a person receiving support
from the public, or except when it constitutes a breach
of contract, cannot without tyranny be made a subject
of legal punishment; but if either from idleness or
from any other avoidable cause, a man fails to perform
his legal duties to others, as for instance to support
his children, it is no tyranny to force him to fulfil
that obligation, by compulsory labour, if no other
means are available.
Again, there are many acts which,
being directly injurious only to the agents themselves,
ought not to be legally interdicted, but which, if
done publicly, are a violation of good manners and
coming thus within the category of offences against
others may rightfully be prohibited. Of this
kind are offences against decency; on which it is unnecessary
to dwell, the rather as they are only connected indirectly
with our subject, the objection to publicity being
equally strong in the case of many actions not in
themselves condemnable, nor supposed to be so.
There is another question to which
an answer must be found, consistent with the principles
which have been laid down. In cases of personal
conduct supposed to be blamable, but which respect
for liberty precludes society from preventing or punishing,
because the evil directly resulting falls wholly on
the agent; what the agent is free to do, ought other
persons to be equally free to counsel or instigate?
This question is not free from difficulty. The
case of a person who solicits another to do an act,
is not strictly a case of self-regarding conduct.
To give advice or offer inducements to any one, is
a social act, and may therefore, like actions in general
which affect others, be supposed amenable to social
control. But a little reflection corrects the
first impression, by showing that if the case is not
strictly within the definition of individual liberty,
yet the reasons on which the principle of individual
liberty is grounded, are applicable to it. If
people must be allowed, in whatever concerns only themselves,
to act as seems best to themselves at their own peril,
they must equally be free to consult with one another
about what is fit to be so done; to exchange opinions,
and give and receive suggestions. Whatever it
is permitted to do, it must be permitted to advise
to do. The question is doubtful, only when the
instigator derives a personal benefit from his advice;
when he makes it his occupation, for subsistence or
pecuniary gain, to promote what society and the state
consider to be an evil. Then, indeed, a new element
of complication is introduced; namely, the existence
of classes of persons with an interest opposed to
what is considered as the public weal, and whose mode
of living is grounded on the counteraction of it.
Ought this to be interfered with, or not? Fornication,
for example, must be tolerated, and so must gambling;
but should a person be free to be a pimp, or to keep
a gambling-house? The case is one of those which
lie on the exact boundary line between two principles,
and it is not at once apparent to which of the two
it properly belongs. There are arguments on both
sides. On the side of toleration it may be said,
that the fact of following anything as an occupation,
and living or profiting by the practice of it, cannot
make that criminal which would otherwise be admissible;
that the act should either be consistently permitted
or consistently prohibited; that if the principles
which we have hitherto defended are true, society
has no business, as society, to decide anything
to be wrong which concerns only the individual; that
it cannot go beyond dissuasion, and that one person
should be as free to persuade, as another to dissuade.
In opposition to this it may be contended, that although
the public, or the State, are not warranted in authoritatively
deciding, for purposes of repression or punishment,
that such or such conduct affecting only the interests
of the individual is good or bad, they are fully justified
in assuming, if they regard it as bad, that its being
so or not is at least a disputable question: That,
this being supposed, they cannot be acting wrongly
in endeavouring to exclude the influence of solicitations
which are not disinterested, of instigators who cannot
possibly be impartial-who have a direct
personal interest on one side, and that side the one
which the State believes to be wrong, and who confessedly
promote it for personal objects only. There can
surely, it may be urged, be nothing lost, no sacrifice
of good, by so ordering matters that persons shall
make their election, either wisely or foolishly, on
their own prompting, as free as possible from the arts
of persons who stimulate their inclinations for interested
purposes of their own. Thus (it may be said)
though the statutes respecting unlawful games are
utterly indefensible-though all persons
should be free to gamble in their own or each other’s
houses, or in any place of meeting established by
their own subscriptions, and open only to the members
and their visitors-yet public gambling-houses
should not be permitted. It is true that the
prohibition is never effectual, and that whatever
amount of tyrannical power is given to the police,
gambling-houses can always be maintained under other
pretences; but they may be compelled to conduct their
operations with a certain degree of secrecy and mystery,
so that nobody knows anything about them but those
who seek them; and more than this, society ought not
to aim at. There is considerable force in these
arguments; I will not venture to decide whether they
are sufficient to justify the moral anomaly of punishing
the accessary, when the principal is (and must be)
allowed to go free; or fining or imprisoning the procurer,
but not the fornicator, the gambling-house keeper,
but not the gambler. Still less ought the common
operations of buying and selling to be interfered
with on analogous grounds. Almost every article
which is bought and sold may be used in excess, and
the sellers have a pecuniary interest in encouraging
that excess; but no argument can be founded on this,
in favour, for instance, of the Maine Law; because
the class of dealers in strong drinks, though interested
in their abuse, are indispensably required for the
sake of their legitimate use. The interest, however,
of these dealers in promoting intemperance is a real
evil, and justifies the State in imposing restrictions
and requiring guarantees, which but for that justification
would be infringements of legitimate liberty.
A further question is, whether the
State, while it permits, should nevertheless indirectly
discourage conduct which it deems contrary to the
best interests of the agent; whether, for example,
it should take measures to render the means of drunkenness
more costly, or add to the difficulty of procuring
them, by limiting the number of the places of sale.
On this as on most other practical questions, many
distinctions require to be made. To tax stimulants
for the sole purpose of making them more difficult
to be obtained, is a measure differing only in degree
from their entire prohibition; and would be justifiable
only if that were justifiable. Every increase
of cost is a prohibition, to those whose means do
not come up to the augmented price; and to those who
do, it is a penalty laid on them for gratifying a
particular taste. Their choice of pleasures,
and their mode of expending their income, after satisfying
their legal and moral obligations to the State and
to individuals, are their own concern, and must rest
with their own judgment. These considerations
may seem at first sight to condemn the selection of
stimulants as special subjects of taxation for purposes
of revenue. But it must be remembered that taxation
for fiscal purposes is absolutely inevitable; that
in most countries it is necessary that a considerable
part of that taxation should be indirect; that the
State, therefore, cannot help imposing penalties,
which to some persons may be prohibitory, on the use
of some articles of consumption. It is hence the
duty of the State to consider, in the imposition of
taxes, what commodities the consumers can best spare;
and a fortiori, to select in preference those
of which it deems the use, beyond a very moderate
quantity, to be positively injurious. Taxation,
therefore, of stimulants, up to the point which produces
the largest amount of revenue (supposing that the
State needs all the revenue which it yields) is not
only admissible, but to be approved of.
The question of making the sale of
these commodities a more or less exclusive privilege,
must be answered differently, according to the purposes
to which the restriction is intended to be subservient.
All places of public resort require the restraint
of a police, and places of this kind peculiarly, because
offences against society are especially apt to originate
there. It is, therefore, fit to confine the power
of selling these commodities (at least for consumption
on the spot) to persons of known or vouched-for respectability
of conduct; to make such regulations respecting hours
of opening and closing as may be requisite for public
surveillance, and to withdraw the licence if breaches
of the peace repeatedly take place through the connivance
or incapacity of the keeper of the house, or if it
becomes a rendezvous for concocting and preparing
offences against the law. Any further restriction
I do not conceive to be, in principle, justifiable.
The limitation in number, for instance, of beer and
spirit-houses, for the express purpose of rendering
them more difficult of access, and diminishing the
occasions of temptation, not only exposes all to an
inconvenience because there are some by whom the facility
would be abused, but is suited only to a state of
society in which the labouring classes are avowedly
treated as children or savages, and placed under an
education of restraint, to fit them for future admission
to the privileges of freedom. This is not the
principle on which the labouring classes are professedly
governed in any free country; and no person who sets
due value on freedom will give his adhesion to their
being so governed, unless after all efforts have been
exhausted to educate them for freedom and govern them
as freemen, and it has been definitively proved that
they can only be governed as children. The bare
statement of the alternative shows the absurdity of
supposing that such efforts have been made in any
case which needs be considered here. It is only
because the institutions of this country are a mass
of inconsistencies, that things find admittance into
our practice which belong to the system of despotic,
or what is called paternal, government, while the
general freedom of our institutions precludes the
exercise of the amount of control necessary to render
the restraint of any real efficacy as a moral education.
It was pointed out in an early part
of this Essay, that the liberty of the individual,
in things wherein the individual is alone concerned,
implies a corresponding liberty in any number of individuals
to regulate by mutual agreement such things as regard
them jointly, and regard no persons but themselves.
This question presents no difficulty, so long as the
will of all the persons implicated remains unaltered;
but since that will may change, it is often necessary,
even in things in which they alone are concerned,
that they should enter into engagements with one another;
and when they do, it is fit, as a general rule, that
those engagements should be kept. Yet in the
laws, probably, of every country, this general rule
has some exceptions. Not only persons are not
held to engagements which violate the rights of third
parties, but it is sometimes considered a sufficient
reason for releasing them from an engagement, that
it is injurious to themselves. In this and most
other civilised countries, for example, an engagement
by which a person should sell himself, or allow himself
to be sold, as a slave, would be null and void; neither
enforced by law nor by opinion. The ground for
thus limiting his power of voluntarily disposing of
his own lot in life, is apparent, and is very clearly
seen in this extreme case. The reason for not
interfering, unless for the sake of others, with a
person’s voluntary acts, is consideration for
his liberty. His voluntary choice is evidence
that what he so chooses is desirable, or at the least
endurable, to him, and his good is on the whole best
provided for by allowing him to take his own means
of pursuing it. But by selling himself for a
slave, he abdicates his liberty; he foregoes any future
use of it, beyond that single act. He therefore
defeats, in his own case, the very purpose which is
the justification of allowing him to dispose of himself.
He is no longer free; but is thenceforth in a position
which has no longer the presumption in its favour,
that would be afforded by his voluntarily remaining
in it. The principle of freedom cannot require
that he should be free not to be free. It is not
freedom, to be allowed to alienate his freedom.
These reasons, the force of which is so conspicuous
in this peculiar case, are evidently of far wider
application; yet a limit is everywhere set to them
by the necessities of life, which continually require,
not indeed that we should resign our freedom, but
that we should consent to this and the other limitation
of it. The principle, however, which demands
uncontrolled freedom of action in all that concerns
only the agents themselves, requires that those who
have become bound to one another, in things which concern
no third party, should be able to release one another
from the engagement: and even without such voluntary
release, there are perhaps no contracts or engagements,
except those that relate to money or money’s
worth, of which one can venture to say that there
ought to be no liberty whatever of rétractation.
Baron Wilhelm von Humboldt, in the excellent essay
from which I have already quoted, states it as his
conviction, that engagements which involve personal
relations or services, should never be legally binding
beyond a limited duration of time; and that the most
important of these engagements, marriage, having the
peculiarity that its objects are frustrated unless
the feelings of both the parties are in harmony with
it, should require nothing more than the declared will
of either party to dissolve it. This subject is
too important, and too complicated, to be discussed
in a parenthesis, and I touch on it only so far as
is necessary for purposes of illustration. If
the conciseness and generality of Baron Humboldt’s
dissertation had not obliged him in this instance
to content himself with enunciating his conclusion
without discussing the premises, he would doubtless
have recognised that the question cannot be decided
on grounds so simple as those to which he confines
himself. When a person, either by express promise
or by conduct, has encouraged another to rely upon
his continuing to act in a certain way-to
build expectations and calculations, and stake any
part of his plan of life upon that supposition, a
new series of moral obligations arises on his part
towards that person, which may possibly be overruled,
but cannot be ignored. And again, if the relation
between two contracting parties has been followed
by consequences to others; if it has placed third
parties in any peculiar position, or, as in the case
of marriage, has even called third parties into existence,
obligations arise on the part of both the contracting
parties towards those third persons, the fulfilment
of which, or at all events the mode of fulfilment,
must be greatly affected by the continuance or disruption
of the relation between the original parties to the
contract. It does not follow, nor can I admit,
that these obligations extend to requiring the fulfilment
of the contract at all costs to the happiness of the
reluctant party; but they are a necessary element in
the question; and even if, as Von Humboldt maintains,
they ought to make no difference in the legal
freedom of the parties to release themselves from the
engagement (and I also hold that they ought not to
make much difference), they necessarily make
a great difference in the moral freedom.
A person is bound to take all these circumstances into
account, before resolving on a step which may affect
such important interests of others; and if he does
not allow proper weight to those interests, he is
morally responsible for the wrong. I have made
these obvious remarks for the better illustration
of the general principle of liberty, and not because
they are at all needed on the particular question,
which, on the contrary, is usually discussed as if
the interest of children was everything, and that
of grown persons nothing.
I have already observed that, owing
to the absence of any recognised general principles,
liberty is often granted where it should be withheld,
as well as withheld where it should be granted; and
one of the cases in which, in the modern European
world, the sentiment of liberty is the strongest,
is a case where, in my view, it is altogether misplaced.
A person should be free to do as he likes in his own
concerns; but he ought not to be free to do as he likes
in acting for another, under the pretext that the
affairs of another are his own affairs. The State,
while it respects the liberty of each in what specially
regards himself, is bound to maintain a vigilant control
over his exercise of any power which it allows him
to possess over others. This obligation is almost
entirely disregarded in the case of the family relations,
a case, in its direct influence on human happiness,
more important than all others taken together.
The almost despotic power of husbands over wives need
not be enlarged upon here because nothing more is
needed for the complete removal of the evil, than that
wives should have the same rights, and should receive
the protection of law in the same manner, as all other
persons; and because, on this subject, the defenders
of established injustice do not avail themselves of
the plea of liberty, but stand forth openly as the
champions of power. It is in the case of children,
that misapplied notions of liberty are a real obstacle
to the fulfilment by the State of its duties.
One would almost think that a man’s children
were supposed to be literally, and not metaphorically,
a part of himself, so jealous is opinion of the smallest
interference of law with his absolute and exclusive
control over them; more jealous than of almost any
interference with his own freedom of action:
so much less do the generality of mankind value liberty
than power. Consider, for example, the case of
education. Is it not almost a self-evident axiom,
that the State should require and compel the education,
up to a certain standard, of every human being who
is born its citizen? Yet who is there that is
not afraid to recognise and assert this truth?
Hardly any one indeed will deny that it is one of the
most sacred duties of the parents (or, as law and usage
now stand, the father), after summoning a human being
into the world, to give to that being an education
fitting him to perform his part well in life towards
others and towards himself. But while this is
unanimously declared to be the father’s duty,
scarcely anybody, in this country, will bear to hear
of obliging him to perform it. Instead of his
being required to make any exertion or sacrifice for
securing education to the child, it is left to his
choice to accept it or not when it is provided gratis!
It still remains unrecognised, that to bring a child
into existence without a fair prospect of being able,
not only to provide food for its body, but instruction
and training for its mind, is a moral crime, both against
the unfortunate offspring and against society; and
that if the parent does not fulfil this obligation,
the State ought to see it fulfilled, at the charge,
as far as possible, of the parent.
Were the duty of enforcing universal
education once admitted, there would be an end to
the difficulties about what the State should teach,
and how it should teach, which now convert the subject
into a mere battle-field for sects and parties, causing
the time and labour which should have been spent in
educating, to be wasted in quarrelling about education.
If the government would make up its mind to require
for every child a good education, it might save itself
the trouble of providing one. It might
leave to parents to obtain the education where and
how they pleased, and content itself with helping to
pay the school fees of the poorer class of children,
and defraying the entire school expenses of those
who have no one else to pay for them. The objections
which are urged with reason against State education,
do not apply to the enforcement of education by the
State, but to the State’s taking upon itself
to direct that education; which is a totally different
thing. That the whole or any large part of the
education of the people should be in State hands,
I go as far as any one in deprecating. All that
has been said of the importance of individuality of
character, and diversity in opinions and modes of
conduct, involves, as of the same unspeakable importance,
diversity of education. A general State education
is a mere contrivance for moulding people to be exactly
like one another; and as the mould in which it casts
them is that which pleases the predominant power in
the government, whether this be a monarch, a priesthood,
an aristocracy, or the majority of the existing generation,
in proportion as it is efficient and successful, it
establishes a despotism over the mind, leading by
natural tendency to one over the body. An education
established and controlled by the State, should only
exist, if it exist at all, as one among many competing
experiments, carried on for the purpose of example
and stimulus, to keep the others up to a certain standard
of excellence. Unless, indeed, when society in
general is in so backward a state that it could not
or would not provide for itself any proper institutions
of education, unless the government undertook the
task; then, indeed, the government may, as the less
of two great evils, take upon itself the business
of schools and universities, as it may that of joint
stock companies, when private enterprise, in a shape
fitted for undertaking great works of industry, does
not exist in the country. But in general, if
the country contains a sufficient number of persons
qualified to provide education under government auspices,
the same persons would be able and willing to give
an equally good education on the voluntary principle,
under the assurance of remuneration afforded by a
law rendering education compulsory, combined with State
aid to those unable to defray the expense.
The instrument for enforcing the law
could be no other than public examinations, extending
to all children, and beginning at an early age.
An age might be fixed at which every child must be
examined, to ascertain if he (or she) is able to read.
If a child proves unable, the father, unless he has
some sufficient ground of excuse, might be subjected
to a moderate fine, to be worked out, if necessary,
by his labour, and the child might be put to school
at his expense. Once in every year the examination
should be renewed, with a gradually extending range
of subjects, so as to make the universal acquisition,
and what is more, retention, of a certain minimum
of general knowledge, virtually compulsory. Beyond
that minimum, there should be voluntary examinations
on all subjects, at which all who come up to a certain
standard of proficiency might claim a certificate.
To prevent the State from exercising, through these
arrangements, an improper influence over opinion,
the knowledge required for passing an examination (beyond
the merely instrumental parts of knowledge, such as
languages and their use) should, even in the higher
class of examinations, be confined to facts and positive
science exclusively. The examinations on religion,
politics, or other disputed topics, should not turn
on the truth or falsehood of opinions, but on the
matter of fact that such and such an opinion is held,
on such grounds, by such authors, or schools, or churches.
Under this system, the rising generation would be no
worse off in regard to all disputed truths, than they
are at present; they would be brought up either churchmen
or dissenters as they now are, the state merely taking
care that they should be instructed churchmen, or
instructed dissenters. There would be nothing
to hinder them from being taught religion, if their
parents chose, at the same schools where they were
taught other things. All attempts by the state
to bias the conclusions of its citizens on disputed
subjects, are evil; but it may very properly offer
to ascertain and certify that a person possesses the
knowledge, requisite to make his conclusions, on any
given subject, worth attending to. A student
of philosophy would be the better for being able to
stand an examination both in Locke and in Kant, whichever
of the two he takes up with, or even if with neither:
and there is no reasonable objection to examining
an atheist in the evidences of Christianity, provided
he is not required to profess a belief in them.
The examinations, however, in the higher branches of
knowledge should, I conceive, be entirely voluntary.
It would be giving too dangerous a power to governments,
were they allowed to exclude any one from professions,
even from the profession of teacher, for alleged deficiency
of qualifications: and I think, with Wilhelm von
Humboldt, that degrees, or other public certificates
of scientific or professional acquirements, should
be given to all who present themselves for examination,
and stand the test; but that such certificates should
confer no advantage over competitors, other than the
weight which may be attached to their testimony by
public opinion.
It is not in the matter of education
only, that misplaced notions of liberty prevent moral
obligations on the part of parents from being recognised,
and legal obligations from being imposed, where there
are the strongest grounds for the former always, and
in many cases for the latter also. The fact itself,
of causing the existence of a human being, is one
of the most responsible actions in the range of human
life. To undertake this responsibility-to
bestow a life which may be either a curse or a blessing-unless
the being on whom it is to be bestowed will have at
least the ordinary chances of a desirable existence,
is a crime against that being. And in a country
either over-peopled, or threatened with being so,
to produce children, beyond a very small number, with
the effect of reducing the reward of labour by their
competition, is a serious offence against all who
live by the remuneration of their labour. The
laws which, in many countries on the Continent, forbid
marriage unless the parties can show that they have
the means of supporting a family, do not exceed the
legitimate powers of the state: and whether such
laws be expedient or not (a question mainly dependent
on local circumstances and feelings), they are not
objectionable as violations of liberty. Such
laws are interferences of the state to prohibit a
mischievous act-an act injurious to others,
which ought to be a subject of reprobation, and social
stigma, even when it is not deemed expedient to superadd
legal punishment. Yet the current ideas of liberty,
which bend so easily to real infringements of the freedom
of the individual, in things which concern only himself,
would repel the attempt to put any restraint upon
his inclinations when the consequence of their indulgence
is a life, or lives, of wretchedness and depravity
to the offspring, with manifold evils to those sufficiently
within reach to be in any way affected by their actions.
When we compare the strange respect of mankind for
liberty, with their strange want of respect for it,
we might imagine that a man had an indispensable right
to do harm to others, and no right at all to please
himself without giving pain to any one.
I have reserved for the last place
a large class of questions respecting the limits of
government interference, which, though closely connected
with the subject of this Essay, do not, in strictness,
belong to it. These are cases in which the reasons
against interference do not turn upon the principle
of liberty: the question is not about restraining
the actions of individuals, but about helping them:
it is asked whether the government should do, or cause
to be done, something for their benefit, instead of
leaving it to be done by themselves, individually,
or in voluntary combination.
The objections to government interference,
when it is not such as to involve infringement of
liberty, may be of three kinds.
The first is, when the thing to be
done is likely to be better done by individuals than
by the government. Speaking generally, there is
no one so fit to conduct any business, or to determine
how or by whom it shall be conducted, as those who
are personally interested in it. This principle
condemns the interferences, once so common, of the
legislature, or the officers of government, with the
ordinary processes of industry. But this part
of the subject has been sufficiently enlarged upon
by political economists, and is not particularly related
to the principles of this Essay.
The second objection is more nearly
allied to our subject. In many cases, though
individuals may not do the particular thing so well,
on the average, as the officers of government, it
is nevertheless desirable that it should be done by
them, rather than by the government, as a means to
their own mental education-a mode of strengthening
their active faculties, exercising their judgment,
and giving them a familiar knowledge of the subjects
with which they are thus left to deal. This is
a principal, though not the sole, recommendation of
jury trial (in cases not political); of free and popular
local and municipal institutions; of the conduct of
industrial and philanthropic enterprises by voluntary
associations. These are not questions of liberty,
and are connected with that subject only by remote
tendencies; but they are questions of development.
It belongs to a different occasion from the present
to dwell on these things as parts of national education;
as being, in truth, the peculiar training of a citizen,
the practical part of the political education of a
free people, taking them out of the narrow circle
of personal and family selfishness, and accustoming
them to the comprehension of joint interests, the
management of joint concerns-habituating
them to act from public or semi-public motives, and
guide their conduct by aims which unite instead of
isolating them from one another. Without these
habits and powers, a free constitution can neither
be worked nor preserved, as is exemplified by the too-often
transitory nature of political freedom in countries
where it does not rest upon a sufficient basis of
local liberties. The management of purely local
business by the localities, and of the great enterprises
of industry by the union of those who voluntarily
supply the pecuniary means, is further recommended
by all the advantages which have been set forth in
this Essay as belonging to individuality of development,
and diversity of modes of action. Government
operations tend to be everywhere alike. With
individuals and voluntary associations, on the contrary,
there are varied experiments, and endless diversity
of experience. What the State can usefully do,
is to make itself a central depository, and active
circulator and diffuser, of the experience resulting
from many trials. Its business is to enable each
experimentalist to benefit by the experiments of others,
instead of tolerating no experiments but its own.
The third, and most cogent reason
for restricting the interference of government, is
the great evil of adding unnecessarily to its power.
Every function superadded to those already exercised
by the government, causes its influence over hopes
and fears to be more widely diffused, and converts,
more and more, the active and ambitious part of the
public into hangers-on of the government, or of some
party which aims at becoming the government.
If the roads, the railways, the banks, the insurance
offices, the great joint-stock companies, the universities,
and the public charities, were all of them branches
of the government; if, in addition, the municipal
corporations and local boards, with all that now devolves
on them, became departments of the central administration;
if the employes of all these different enterprises
were appointed and paid by the government, and looked
to the government for every rise in life; not all
the freedom of the press and popular constitution
of the legislature would make this or any other country
free otherwise than in name. And the evil would
be greater, the more efficiently and scientifically
the administrative machinery was constructed-the
more skilful the arrangements for obtaining the best
qualified hands and heads with which to work it.
In England it has of late been proposed that all the
members of the civil service of government should
be selected by competitive examination, to obtain for
those employments the most intelligent and instructed
persons procurable; and much has been said and written
for and against this proposal. One of the arguments
most insisted on by its opponents, is that the occupation
of a permanent official servant of the State does
not hold out sufficient prospects of emolument and
importance to attract the highest talents, which will
always be able to find a more inviting career in the
professions, or in the service of companies and other
public bodies. One would not have been surprised
if this argument had been used by the friends of the
proposition, as an answer to its principal difficulty.
Coming from the opponents it is strange enough.
What is urged as an objection is the safety-valve of
the proposed system. If indeed all the high talent
of the country could be drawn into the service
of the government, a proposal tending to bring about
that result might well inspire uneasiness. If
every part of the business of society which required
organised concert, or large and comprehensive views,
were in the hands of the government, and if government
offices were universally filled by the ablest men,
all the enlarged culture and practised intelligence
in the country, except the purely speculative, would
be concentrated in a numerous bureaucracy, to whom
alone the rest of the community would look for all
things: the multitude for direction and dictation
in all they had to do; the able and aspiring for personal
advancement. To be admitted into the ranks of
this bureaucracy, and when admitted, to rise therein,
would be the sole objects of ambition. Under
this regime, not only is the outside public ill-qualified,
for want of practical experience, to criticise or
check the mode of operation of the bureaucracy, but
even if the accidents of despotic or the natural working
of popular institutions occasionally raise to the summit
a ruler or rulers of reforming inclinations, no reform
can be effected which is contrary to the interest
of the bureaucracy. Such is the melancholy condition
of the Russian empire, as is shown in the accounts
of those who have had sufficient opportunity of observation.
The Czar himself is powerless against the bureaucratic
body; he can send any one of them to Siberia, but
he cannot govern without them, or against their will.
On every decree of his they have a tacit veto, by
merely refraining from carrying it into effect.
In countries of more advanced civilisation and of
a more insurrectionary spirit, the public, accustomed
to expect everything to be done for them by the State,
or at least to do nothing for themselves without asking
from the State not only leave to do it, but even how
it is to be done, naturally hold the State responsible
for all evil which befalls them, and when the evil
exceeds their amount of patience, they rise against
the government and make what is called a revolution;
whereupon somebody else, with or without legitimate
authority from the nation, vaults into the seat, issues
his orders to the bureaucracy, and everything goes
on much as it did before; the bureaucracy being unchanged,
and nobody else being capable of taking their place.
A very different spectacle is exhibited
among a people accustomed to transact their own business.
In France, a large part of the people having been
engaged in military service, many of whom have held
at least the rank of non-commissioned officers, there
are in every popular insurrection several persons
competent to take the lead, and improvise some tolerable
plan of action. What the French are in military
affairs, the Americans are in every kind of civil
business; let them be left without a government, every
body of Americans is able to improvise one, and to
carry on that or any other public business with a sufficient
amount of intelligence, order, and decision. This
is what every free people ought to be: and a
people capable of this is certain to be free; it will
never let itself be enslaved by any man or body of
men because these are able to seize and pull the reins
of the central administration. No bureaucracy
can hope to make such a people as this do or undergo
anything that they do not like. But where everything
is done through the bureaucracy, nothing to which
the bureaucracy is really adverse can be done at all.
The constitution of such countries is an organisation
of the experience and practical ability of the nation,
into a disciplined body for the purpose of governing
the rest; and the more perfect that organisation is
in itself, the more successful in drawing to itself
and educating for itself the persons of greatest capacity
from all ranks of the community, the more complete
is the bondage of all, the members of the bureaucracy
included. For the governors are as much the slaves
of their organisation and discipline, as the governed
are of the governors. A Chinese mandarin is as
much the tool and creature of a despotism as the humblest
cultivator. An individual Jesuit is to the utmost
degree of abasement the slave of his order, though
the order itself exists for the collective power and
importance of its members.
It is not, also, to be forgotten,
that the absorption of all the principal ability of
the country into the governing body is fatal, sooner
or later, to the mental activity and progressiveness
of the body itself. Banded together as they are-working
a system which, like all systems, necessarily proceeds
in a great measure by fixed rules-the official
body are under the constant temptation of sinking into
indolent routine, or, if they now and then desert
that mill-horse round, of rushing into some half-examined
crudity which has struck the fancy of some leading
member of the corps: and the sole check to these
closely allied, though seemingly opposite, tendencies,
the only stimulus which can keep the ability of the
body itself up to a high standard, is liability to
the watchful criticism of equal ability outside the
body. It is indispensable, therefore, that the
means should exist, independently of the government,
of forming such ability, and furnishing it with the
opportunities and experience necessary for a correct
judgment of great practical affairs. If we would
possess permanently a skilful and efficient body of
functionaries-above all, a body able to
originate and willing to adopt improvements; if we
would not have our bureaucracy degenerate into a pedantocracy,
this body must not engross all the occupations which
form and cultivate the faculties required for the
government of mankind.
To determine the point at which evils,
so formidable to human freedom and advancement, begin,
or rather at which they begin to predominate over
the benefits attending the collective application of
the force of society, under its recognised chiefs,
for the removal of the obstacles which stand in the
way of its well-being; to secure as much of the advantages
of centralised power and intelligence, as can be had
without turning into governmental channels too great
a proportion of the general activity, is one of the
most difficult and complicated questions in the art
of government. It is, in a great measure, a question
of detail, in which many and various considerations
must be kept in view, and no absolute rule can be
laid down. But I believe that the practical principle
in which safety resides, the ideal to be kept in view,
the standard by which to test all arrangements intended
for overcoming the difficulty, may be conveyed in
these words: the greatest dissemination of power
consistent with efficiency; but the greatest possible
centralisation of information, and diffusion of it
from the centre. Thus, in municipal administration,
there would be, as in the New England States, a very
minute division among separate officers, chosen by
the localities, of all business which is not better
left to the persons directly interested; but besides
this, there would be, in each department of local
affairs, a central superintendence, forming a branch
of the general government. The organ of this superintendence
would concentrate, as in a focus, the variety of information
and experience derived from the conduct of that branch
of public business in all the localities, from everything
analogous which is done in foreign countries, and
from the general principles of political science.
This central organ should have a right to know all
that is done, and its special duty should be that
of making the knowledge acquired in one place available
for others. Emancipated from the petty prejudices
and narrow views of a locality by its elevated position
and comprehensive sphere of observation, its advice
would naturally carry much authority; but its actual
power, as a permanent institution, should, I conceive,
be limited to compelling the local officers to obey
the laws laid down for their guidance. In all
things not provided for by general rules, those officers
should be left to their own judgment, under responsibility
to their constituents. For the violation of rules,
they should be responsible to law, and the rules themselves
should be laid down by the legislature; the central
administrative authority only watching over their
execution, and if they were not properly carried into
effect, appealing, according to the nature of the
case, to the tribunal to enforce the law, or to the
constituencies to dismiss the functionaries who had
not executed it according to its spirit. Such,
in its general conception, is the central superintendence
which the Poor Law Board is intended to exercise over
the administrators of the Poor Rate throughout the
country. Whatever powers the Board exercises beyond
this limit, were right and necessary in that peculiar
case, for the cure of rooted habits of maladministration
in matters deeply affecting not the localities merely,
but the whole community; since no locality has a moral
right to make itself by mismanagement a nest of pauperism,
necessarily overflowing into other localities, and
impairing the moral and physical condition of the
whole labouring community. The powers of administrative
coercion and subordinate legislation possessed by the
Poor Law Board (but which, owing to the state of opinion
on the subject, are very scantily exercised by them),
though perfectly justifiable in a case of first-rate
national interest, would be wholly out of place in
the superintendence of interests purely local.
But a central organ of information and instruction
for all the localities, would be equally valuable
in all departments of administration. A government
cannot have too much of the kind of activity which
does not impede, but aids and stimulates, individual
exertion and development. The mischief begins
when, instead of calling forth the activity and powers
of individuals and bodies, it substitutes its own
activity for theirs; when, instead of informing, advising,
and, upon occasion, denouncing, it makes them work
in fetters, or bids them stand aside and does their
work instead of them. The worth of a State, in
the long run, is the worth of the individuals composing
it; and a State which postpones the interests of their
mental expansion and elevation, to a little more of
administrative skill, or of that semblance of it which
practice gives, in the details of business; a State
which dwarfs its men, in order that they may be more
docile instruments in its hands even for beneficial
purposes, will find that with small men no great thing
can really be accomplished; and that the perfection
of machinery to which it has sacrificed everything,
will in the end avail it nothing, for want of the
vital power which, in order that the machine might
work more smoothly, it has preferred to banish.