And now, I said, let me show in a
figure how far our nature is enlightened or unenlightened: Behold!
human beings living in a underground den, which has
a mouth open towards the light and reaching all along
the den; here they have been from their childhood,
and have their legs and necks chained so that they
cannot move, and can only see before them, being prevented
by the chains from turning round their heads.
Above and behind them a fire is blazing at a distance,
and between the fire and the prisoners there is a
raised way; and you will see, if you look, a low wall
built along the way, like the screen which marionette
players have in front of them, over which they show
the puppets.
I see.
And do you see, I said, men passing
along the wall carrying all sorts of vessels, and
statues and figures of animals made of wood and stone
and various materials, which appear over the wall?
Some of them are talking, others silent.
You have shown me a strange image,
and they are strange prisoners.
Like ourselves, I replied; and they
see only their own shadows, or the shadows of one
another, which the fire throws on the opposite wall
of the cave?
True, he said; how could they see
anything but the shadows if they were never allowed
to move their heads?
And of the objects which are being
carried in like manner they would only see the shadows?
Yes, he said.
And if they were able to converse
with one another, would they not suppose that they
were naming what was actually before them?
Very true.
And suppose further that the prison
had an echo which came from the other side, would
they not be sure to fancy when one of the passers-by
spoke that the voice which they heard came from the
passing shadow?
No question, he replied.
To them, I said, the truth would be
literally nothing but the shadows of the images.
That is certain.
And now look again, and see what will
naturally follow if the prisoners are released and
disabused of their error. At first, when any of
them is liberated and compelled suddenly to stand
up and turn his neck round and walk and look towards
the light, he will suffer sharp pains; the glare will
distress him, and he will be unable to see the realities
of which in his former state he had seen the shadows;
and then conceive some one saying to him, that what
he saw before was an illusion, but that now, when
he is approaching nearer to being and his eye is turned
towards more real existence, he has a clearer vision, what
will be his reply? And you may further imagine
that his instructor is pointing to the objects as
they pass and requiring him to name them, will
he not be perplexed? Will he not fancy that the
shadows which he formerly saw are truer than the objects
which are now shown to him?
Far truer.
And if he is compelled to look straight
at the light, will he not have a pain in his eyes
which will make him turn away to take refuge in the
objects of vision which he can see, and which he will
conceive to be in reality clearer than the things
which are now being shown to him?
True, he said.
And suppose once more, that he is
reluctantly dragged up a steep and rugged ascent,
and held fast until he is forced into the presence
of the sun himself, is he not likely to be pained
and irritated? When he approaches the light his
eyes will be dazzled, and he will not be able to see
anything at all of what are now called realities.
Not all in a moment, he said.
He will require to grow accustomed
to the sight of the upper world. And first he
will see the shadows best, next the reflections of
men and other objects in the water, and then the objects
themselves; then he will gaze upon the light of the
moon and the stars and the spangled heaven; and he
will see the sky and the stars by night better than
the sun or the light of the sun by day?
Certainly.
Last of all he will be able to see
the sun, and not mere reflections of him in the water,
but he will see him in his own proper place, and not
in another; and he will contemplate him as he is.
Certainly.
He will then proceed to argue that
this is he who gives the season and the years, and
is the guardian of all that is in the visible world,
and in a certain way the cause of all things which
he and his fellows have been accustomed to behold?
Clearly, he said, he would first see
the sun and then reason about him.
And when he remembered his old habitation,
and the wisdom of the den and his fellow-prisoners,
do you not suppose that he would felicitate himself
on the change, and pity them?
Certainly, he would.
And if they were in the habit of conferring
honours among themselves on those who were quickest
to observe the passing shadows and to remark which
of them went before, and which followed after, and
which were together; and who were therefore best able
to draw conclusions as to the future, do you think
that he would care for such honours and glories, or
envy the possessors of them? Would he not say
with Homer,
‘Better to be the poor servant of a poor master,’
and to endure anything, rather than
think as they do and live after their manner?
Yes, he said, I think that he would
rather suffer anything than entertain these false
notions and live in this miserable manner.
Imagine once more, I said, such an
one coming suddenly out of the sun to be replaced
in his old situation; would he not be certain to have
his eyes full of darkness?
To be sure, he said.
And if there were a contest, and he
had to compete in measuring the shadows with the prisoners
who had never moved out of the den, while his sight
was still weak, and before his eyes had become steady
(and the time which would be needed to acquire this
new habit of sight might be very considerable), would
he not be ridiculous? Men would say of him that
up he went and down he came without his eyes; and that
it was better not even to think of ascending; and
if any one tried to loose another and lead him up
to the light, let them only catch the offender, and
they would put him to death.
No question, he said.
This entire allegory, I said, you
may now append, dear Glaucon, to the previous argument;
the prison-house is the world of sight, the light of
the fire is the sun, and you will not misapprehend
me if you interpret the journey upwards to be the
ascent of the soul into the intellectual world according
to my poor belief, which, at your desire, I have expressed whether
rightly or wrongly God knows. But, whether true
or false, my opinion is that in the world of knowledge
the idea of good appears last of all, and is seen
only with an effort; and, when seen, is also inferred
to be the universal author of all things beautiful
and right, parent of light and of the lord of light
in this visible world, and the immediate source of
reason and truth in the intellectual; and that this
is the power upon which he who would act rationally
either in public or private life must have his eye
fixed.
I agree, he said, as far as I am able to understand
you.
Moreover, I said, you must not wonder
that those who attain to this beatific vision are
unwilling to descend to human affairs; for their souls
are ever hastening into the upper world where they
desire to dwell; which desire of theirs is very natural,
if our allegory may be trusted.
Yes, very natural.
And is there anything surprising in
one who passes from divine contemplations to the evil
state of man, misbehaving himself in a ridiculous
manner; if, while his eyes are blinking and before
he has become accustomed to the surrounding darkness,
he is compelled to fight in courts of law, or in other
places, about the images or the shadows of images
of justice, and is endeavouring to meet the conceptions
of those who have never yet seen absolute justice?
Anything but surprising, he replied.
Any one who has common sense will
remember that the bewilderments of the eyes are of
two kinds, and arise from two causes, either from coming
out of the light or from going into the light, which
is true of the mind’s eye, quite as much as
of the bodily eye; and he who remembers this when
he sees any one whose vision is perplexed and weak,
will not be too ready to laugh; he will first ask
whether that soul of man has come out of the brighter
life, and is unable to see because unaccustomed to
the dark, or having turned from darkness to the day
is dazzled by excess of light. And he will count
the one happy in his condition and state of being,
and he will pity the other; or, if he have a mind to
laugh at the soul which comes from below into the
light, there will be more reason in this than in the
laugh which greets him who returns from above out of
the light into the den.
That, he said, is a very just distinction.
But then, if I am right, certain professors
of education must be wrong when they say that they
can put a knowledge into the soul which was not there
before, like sight into blind eyes.
They undoubtedly say this, he replied.
Whereas, our argument shows that the
power and capacity of learning exists in the soul
already; and that just as the eye was unable to turn
from darkness to light without the whole body, so too
the instrument of knowledge can only by the movement
of the whole soul be turned from the world of becoming
into that of being, and learn by degrees to endure
the sight of being, and of the brightest and best of
being, or in other words, of the good.
Very true.
And must there not be some art which
will effect conversion in the easiest and quickest
manner; not implanting the faculty of sight, for that
exists already, but has been turned in the wrong direction,
and is looking away from the truth?
Yes, he said, such an art may be presumed.
And whereas the other so-called virtues
of the soul seem to be akin to bodily qualities, for
even when they are not originally innate they can
be implanted later by habit and exercise, the virtue
of wisdom more than anything else contains a divine
element which always remains, and by this conversion
is rendered useful and profitable; or, on the other
hand, hurtful and useless. Did you never observe
the narrow intelligence flashing from the keen eye
of a clever rogue how eager he is, how
clearly his paltry soul sees the way to his end; he
is the reverse of blind, but his keen eye-sight is
forced into the service of evil, and he is mischievous
in proportion to his cleverness?
Very true, he said.
But what if there had been a circumcision
of such natures in the days of their youth; and they
had been severed from those sensual pleasures, such
as eating and drinking, which, like leaden weights,
were attached to them at their birth, and which drag
them down and turn the vision of their souls upon
the things that are below if, I say, they
had been released from these impediments and turned
in the opposite direction, the very same faculty in
them would have seen the truth as keenly as they see
what their eyes are turned to now.
Very likely.
Yes, I said; and there is another
thing which is likely, or rather a necessary inference
from what has preceded, that neither the uneducated
and uninformed of the truth, nor yet those who never
make an end of their education, will be able ministers
of State; not the former, because they have no single
aim of duty which is the rule of all their actions,
private as well as public; nor the latter, because
they will not act at all except upon compulsion, fancying
that they are already dwelling apart in the islands
of the blest.
Very true, he replied.
Then, I said, the business of us who
are the founders of the State will be to compel the
best minds to attain that knowledge which we have
already shown to be the greatest of all they
must continue to ascend until they arrive at the good;
but when they have ascended and seen enough we must
not allow them to do as they do now.
What do you mean?
I mean that they remain in the upper
world: but this must not be allowed; they must
be made to descend again among the prisoners in the
den, and partake of their labours and honours, whether
they are worth having or not.
But is not this unjust? he said; ought
we to give them a worse life, when they might have
a better?
You have again forgotten, my friend,
I said, the intention of the legislator, who did not
aim at making any one class in the State happy above
the rest; the happiness was to be in the whole State,
and he held the citizens together by persuasion and
necessity, making them benefactors of the State, and
therefore benefactors of one another; to this end
he created them, not to please themselves, but to be
his instruments in binding up the State.
True, he said, I had forgotten.
Observe, Glaucon, that there will
be no injustice in compelling our philosophers to
have a care and providence of others; we shall explain
to them that in other States, men of their class are
not obliged to share in the toils of politics:
and this is reasonable, for they grow up at their
own sweet will, and the government would rather not
have them. Being self-taught, they cannot be
expected to show any gratitude for a culture which
they have never received. But we have brought
you into the world to be rulers of the hive, kings
of yourselves and of the other citizens, and have
educated you far better and more perfectly than they
have been educated, and you are better able to share
in the double duty. Wherefore each of you, when
his turn comes, must go down to the general underground
abode, and get the habit of seeing in the dark.
When you have acquired the habit, you will see ten
thousand times better than the inhabitants of the
den, and you will know what the several images are,
and what they represent, because you have seen the
beautiful and just and good in their truth. And
thus our State, which is also yours, will be a reality,
and not a dream only, and will be administered in a
spirit unlike that of other States, in which men fight
with one another about shadows only and are distracted
in the struggle for power, which in their eyes is
a great good. Whereas the truth is that the State
in which the rulers are most reluctant to govern is
always the best and most quietly governed, and the
State in which they are most eager, the worst.
Quite true, he replied.
And will our pupils, when they hear
this, refuse to take their turn at the toils of State,
when they are allowed to spend the greater part of
their time with one another in the heavenly light?
Impossible, he answered; for they
are just men, and the commands which we impose upon
them are just; there can be no doubt that every one
of them will take office as a stern necessity, and
not after the fashion of our present rulers of State.
Yes, my friend, I said; and there
lies the point. You must contrive for your future
rulers another and a better life than that of a ruler,
and then you may have a well-ordered State; for only
in the State which offers this, will they rule who
are truly rich, not in silver and gold, but in virtue
and wisdom, which are the true blessings of life.
Whereas if they go to the administration of public
affairs, poor and hungering after their own private
advantage, thinking that hence they are to snatch
the chief good, order there can never be; for they
will be fighting about office, and the civil and domestic
broils which thus arise will be the ruin of the rulers
themselves and of the whole State.
Most true, he replied.
And the only life which looks down
upon the life of political ambition is that of true
philosophy. Do you know of any other?
Indeed, I do not, he said.
And those who govern ought not to
be lovers of the task? For, if they are, there
will be rival lovers, and they will fight.
No question.
Who then are those whom we shall compel
to be guardians? Surely they will be the men
who are wisest about affairs of State, and by whom
the State is best administered, and who at the same
time have other honours and another and a better life
than that of politics?
They are the men, and I will choose them, he replied.
And now shall we consider in what
way such guardians will be produced, and how they
are to be brought from darkness to light, as
some are said to have ascended from the world below
to the gods?
By all means, he replied.
The process, I said, is not the turning
over of an oyster-shell (In allusion to a game in
which two parties fled or pursued according as an
oyster-shell which was thrown into the air fell with
the dark or light side uppermost.), but the turning
round of a soul passing from a day which is little
better than night to the true day of being, that is,
the ascent from below, which we affirm to be true
philosophy?
Quite so.
And should we not enquire what sort
of knowledge has the power of effecting such a change?
Certainly.
What sort of knowledge is there which
would draw the soul from becoming to being? And
another consideration has just occurred to me:
You will remember that our young men are to be warrior
athletes?
Yes, that was said.
Then this new kind of knowledge must have an additional
quality?
What quality?
Usefulness in war.
Yes, if possible.
There were two parts in our former scheme of education,
were there not?
Just so.
There was gymnastic which presided
over the growth and decay of the body, and may therefore
be regarded as having to do with generation and corruption?
True.
Then that is not the knowledge which we are seeking
to discover?
No.
But what do you say of music, which
also entered to a certain extent into our former scheme?
Music, he said, as you will remember,
was the counterpart of gymnastic, and trained the
guardians by the influences of habit, by harmony making
them harmonious, by rhythm rhythmical, but not giving
them science; and the words, whether fabulous or possibly
true, had kindred elements of rhythm and harmony in
them. But in music there was nothing which tended
to that good which you are now seeking.
You are most accurate, I said, in
your recollection; in music there certainly was nothing
of the kind. But what branch of knowledge is
there, my dear Glaucon, which is of the desired nature;
since all the useful arts were reckoned mean by us?
Undoubtedly; and yet if music and
gymnastic are excluded, and the arts are also excluded,
what remains?
Well, I said, there may be nothing
left of our special subjects; and then we shall have
to take something which is not special, but of universal
application.
What may that be?
A something which all arts and sciences
and intelligences use in common, and which every one
first has to learn among the elements of education.
What is that?
The little matter of distinguishing
one, two, and three in a word, number and
calculation: do not all arts and sciences
necessarily partake of them?
Yes.
Then the art of war partakes of them?
To be sure.
Then Palamedes, whenever he appears
in tragedy, proves Agamemnon ridiculously unfit to
be a general. Did you never remark how he declares
that he had invented number, and had numbered the ships
and set in array the ranks of the army at Troy; which
implies that they had never been numbered before,
and Agamemnon must be supposed literally to have been
incapable of counting his own feet how could
he if he was ignorant of number? And if that
is true, what sort of general must he have been?
I should say a very strange one, if this was as you
say.
Can we deny that a warrior should have a knowledge
of arithmetic?
Certainly he should, if he is to have
the smallest understanding of military tactics, or
indeed, I should rather say, if he is to be a man
at all.
I should like to know whether you
have the same notion which I have of this study?
What is your notion?
It appears to me to be a study of
the kind which we are seeking, and which leads naturally
to reflection, but never to have been rightly used;
for the true use of it is simply to draw the soul towards
being.
Will you explain your meaning? he said.
I will try, I said; and I wish you
would share the enquiry with me, and say ‘yes’
or ‘no’ when I attempt to distinguish in
my own mind what branches of knowledge have this attracting
power, in order that we may have clearer proof that
arithmetic is, as I suspect, one of them.
Explain, he said.
I mean to say that objects of sense
are of two kinds; some of them do not invite thought
because the sense is an adequate judge of them; while
in the case of other objects sense is so untrustworthy
that further enquiry is imperatively demanded.
You are clearly referring, he said,
to the manner in which the senses are imposed upon
by distance, and by painting in light and shade.
No, I said, that is not at all my meaning.
Then what is your meaning?
When speaking of uninviting objects,
I mean those which do not pass from one sensation
to the opposite; inviting objects are those which do;
in this latter case the sense coming upon the object,
whether at a distance or near, gives no more vivid
idea of anything in particular than of its opposite.
An illustration will make my meaning clearer: here
are three fingers a little finger, a second
finger, and a middle finger.
Very good.
You may suppose that they are seen
quite close: And here comes the point.
What is it?
Each of them equally appears a finger,
whether seen in the middle or at the extremity, whether
white or black, or thick or thin it makes
no difference; a finger is a finger all the same.
In these cases a man is not compelled to ask of thought
the question what is a finger? for the sight never
intimates to the mind that a finger is other than a
finger.
True.
And therefore, I said, as we might
expect, there is nothing here which invites or excites
intelligence.
There is not, he said.
But is this equally true of the greatness
and smallness of the fingers? Can sight adequately
perceive them? and is no difference made by the circumstance
that one of the fingers is in the middle and another
at the extremity? And in like manner does the
touch adequately perceive the qualities of thickness
or thinness, of softness or hardness? And so of
the other senses; do they give perfect intimations
of such matters? Is not their mode of operation
on this wise the sense which is concerned
with the quality of hardness is necessarily concerned
also with the quality of softness, and only intimates
to the soul that the same thing is felt to be both
hard and soft?
You are quite right, he said.
And must not the soul be perplexed
at this intimation which the sense gives of a hard
which is also soft? What, again, is the meaning
of light and heavy, if that which is light is also
heavy, and that which is heavy, light?
Yes, he said, these intimations which
the soul receives are very curious and require to
be explained.
Yes, I said, and in these perplexities
the soul naturally summons to her aid calculation
and intelligence, that she may see whether the several
objects announced to her are one or two.
True.
And if they turn out to be two, is not each of them
one and different?
Certainly.
And if each is one, and both are two,
she will conceive the two as in a state of division,
for if there were undivided they could only be conceived
of as one?
True.
The eye certainly did see both small
and great, but only in a confused manner; they were
not distinguished.
Yes.
Whereas the thinking mind, intending
to light up the chaos, was compelled to reverse the
process, and look at small and great as separate and
not confused.
Very true.
Was not this the beginning of the
enquiry ‘What is great?’ and ’What
is small?’
Exactly so.
And thus arose the distinction of the visible and
the intelligible.
Most true.
This was what I meant when I spoke
of impressions which invited the intellect, or the
reverse those which are simultaneous with
opposite impressions, invite thought; those which
are not simultaneous do not.
I understand, he said, and agree with you.
And to which class do unity and number belong?
I do not know, he replied.
Think a little and you will see that
what has preceded will supply the answer; for if simple
unity could be adequately perceived by the sight or
by any other sense, then, as we were saying in the
case of the finger, there would be nothing to attract
towards being; but when there is some contradiction
always present, and one is the reverse of one and
involves the conception of plurality, then thought
begins to be aroused within us, and the soul perplexed
and wanting to arrive at a decision asks ‘What
is absolute unity?’ This is the way in which
the study of the one has a power of drawing and converting
the mind to the contemplation of true being.
And surely, he said, this occurs notably
in the case of one; for we see the same thing to be
both one and infinite in multitude?
Yes, I said; and this being true of
one must be equally true of all number?
Certainly.
And all arithmetic and calculation have to do with
number?
Yes.
And they appear to lead the mind towards truth?
Yes, in a very remarkable manner.
Then this is knowledge of the kind
for which we are seeking, having a double use, military
and philosophical; for the man of war must learn the
art of number or he will not know how to array his
troops, and the philosopher also, because he has to
rise out of the sea of change and lay hold of true
being, and therefore he must be an arithmetician.
That is true.
And our guardian is both warrior and philosopher?
Certainly.
Then this is a kind of knowledge which
legislation may fitly prescribe; and we must endeavour
to persuade those who are to be the principal men
of our State to go and learn arithmetic, not as amateurs,
but they must carry on the study until they see the
nature of numbers with the mind only; nor again, like
merchants or retail-traders, with a view to buying
or selling, but for the sake of their military use,
and of the soul herself; and because this will be
the easiest way for her to pass from becoming to truth
and being.
That is excellent, he said.
Yes, I said, and now having spoken
of it, I must add how charming the science is! and
in how many ways it conduces to our desired end, if
pursued in the spirit of a philosopher, and not of
a shopkeeper!
How do you mean?
I mean, as I was saying, that arithmetic
has a very great and elevating effect, compelling
the soul to reason about abstract number, and rebelling
against the introduction of visible or tangible objects
into the argument. You know how steadily the
masters of the art repel and ridicule any one who
attempts to divide absolute unity when he is calculating,
and if you divide, they multiply (Meaning either (1)
that they integrate the number because they deny the
possibility of fractions; or (2) that division is
regarded by them as a process of multiplication, for
the fractions of one continue to be units.), taking
care that one shall continue one and not become lost
in fractions.
That is very true.
Now, suppose a person were to say
to them: O my friends, what are these wonderful
numbers about which you are reasoning, in which, as
you say, there is a unity such as you demand, and
each unit is equal, invariable, indivisible, what
would they answer?
They would answer, as I should conceive,
that they were speaking of those numbers which can
only be realized in thought.
Then you see that this knowledge may
be truly called necessary, necessitating as it clearly
does the use of the pure intelligence in the attainment
of pure truth?
Yes; that is a marked characteristic of it.
And have you further observed, that
those who have a natural talent for calculation are
generally quick at every other kind of knowledge; and
even the dull, if they have had an arithmetical training,
although they may derive no other advantage from it,
always become much quicker than they would otherwise
have been.
Very true, he said.
And indeed, you will not easily find
a more difficult study, and not many as difficult.
You will not.
And, for all these reasons, arithmetic
is a kind of knowledge in which the best natures should
be trained, and which must not be given up.
I agree.
Let this then be made one of our subjects
of education. And next, shall we enquire whether
the kindred science also concerns us?
You mean geometry?
Exactly so.
Clearly, he said, we are concerned
with that part of geometry which relates to war; for
in pitching a camp, or taking up a position, or closing
or extending the lines of an army, or any other military
manoeuvre, whether in actual battle or on a march,
it will make all the difference whether a general
is or is not a geometrician.
Yes, I said, but for that purpose
a very little of either geometry or calculation will
be enough; the question relates rather to the greater
and more advanced part of geometry whether
that tends in any degree to make more easy the vision
of the idea of good; and thither, as I was saying,
all things tend which compel the soul to turn her gaze
towards that place, where is the full perfection of
being, which she ought, by all means, to behold.
True, he said.
Then if geometry compels us to view
being, it concerns us; if becoming only, it does not
concern us?
Yes, that is what we assert.
Yet anybody who has the least acquaintance
with geometry will not deny that such a conception
of the science is in flat contradiction to the ordinary
language of geometricians.
How so?
They have in view practice only, and
are always speaking, in a narrow and ridiculous manner,
of squaring and extending and applying and the like they
confuse the necessities of geometry with those of daily
life; whereas knowledge is the real object of the
whole science.
Certainly, he said.
Then must not a further admission be made?
What admission?
That the knowledge at which geometry
aims is knowledge of the eternal, and not of aught
perishing and transient.
That, he replied, may be readily allowed, and is true.
Then, my noble friend, geometry will
draw the soul towards truth, and create the spirit
of philosophy, and raise up that which is now unhappily
allowed to fall down.
Nothing will be more likely to have such an effect.
Then nothing should be more sternly
laid down than that the inhabitants of your fair city
should by all means learn geometry. Moreover the
science has indirect effects, which are not small.
Of what kind? he said.
There are the military advantages
of which you spoke, I said; and in all departments
of knowledge, as experience proves, any one who has
studied geometry is infinitely quicker of apprehension
than one who has not.
Yes indeed, he said, there is an infinite difference
between them.
Then shall we propose this as a second
branch of knowledge which our youth will study?
Let us do so, he replied.
And suppose we make astronomy the third what
do you say?
I am strongly inclined to it, he said;
the observation of the seasons and of months and years
is as essential to the general as it is to the farmer
or sailor.
I am amused, I said, at your fear
of the world, which makes you guard against the appearance
of insisting upon useless studies; and I quite admit
the difficulty of believing that in every man there
is an eye of the soul which, when by other pursuits
lost and dimmed, is by these purified and re-illumined;
and is more precious far than ten thousand bodily
eyes, for by it alone is truth seen. Now there
are two classes of persons: one class of those
who will agree with you and will take your words as
a revelation; another class to whom they will be utterly
unmeaning, and who will naturally deem them to be idle
tales, for they see no sort of profit which is to
be obtained from them. And therefore you had
better decide at once with which of the two you are
proposing to argue. You will very likely say
with neither, and that your chief aim in carrying
on the argument is your own improvement; at the same
time you do not grudge to others any benefit which
they may receive.
I think that I should prefer to carry
on the argument mainly on my own behalf.
Then take a step backward, for we
have gone wrong in the order of the sciences.
What was the mistake? he said.
After plane geometry, I said, we proceeded
at once to solids in revolution, instead of taking
solids in themselves; whereas after the second dimension
the third, which is concerned with cubes and dimensions
of depth, ought to have followed.
That is true, Socrates; but so little
seems to be known as yet about these subjects.
Why, yes, I said, and for two reasons: in
the first place, no government patronises them; this
leads to a want of energy in the pursuit of them,
and they are difficult; in the second place, students
cannot learn them unless they have a director.
But then a director can hardly be found, and even
if he could, as matters now stand, the students, who
are very conceited, would not attend to him. That,
however, would be otherwise if the whole State became
the director of these studies and gave honour to them;
then disciples would want to come, and there would
be continuous and earnest search, and discoveries
would be made; since even now, disregarded as they
are by the world, and maimed of their fair proportions,
and although none of their votaries can tell the use
of them, still these studies force their way by their
natural charm, and very likely, if they had the help
of the State, they would some day emerge into light.
Yes, he said, there is a remarkable
charm in them. But I do not clearly understand
the change in the order. First you began with
a geometry of plane surfaces?
Yes, I said.
And you placed astronomy next, and then you made a
step backward?
Yes, and I have delayed you by my
hurry; the ludicrous state of solid geometry, which,
in natural order, should have followed, made me pass
over this branch and go on to astronomy, or motion
of solids.
True, he said.
Then assuming that the science now
omitted would come into existence if encouraged by
the State, let us go on to astronomy, which will be
fourth.
The right order, he replied.
And now, Socrates, as you rebuked the vulgar manner
in which I praised astronomy before, my praise shall
be given in your own spirit. For every one, as
I think, must see that astronomy compels the soul
to look upwards and leads us from this world to another.
Every one but myself, I said; to every
one else this may be clear, but not to me.
And what then would you say?
I should rather say that those who
elevate astronomy into philosophy appear to me to
make us look downwards and not upwards.
What do you mean? he asked.
You, I replied, have in your mind
a truly sublime conception of our knowledge of the
things above. And I dare say that if a person
were to throw his head back and study the fretted
ceiling, you would still think that his mind was the
percipient, and not his eyes. And you are very
likely right, and I may be a simpleton: but, in
my opinion, that knowledge only which is of being
and of the unseen can make the soul look upwards,
and whether a man gapes at the heavens or blinks on
the ground, seeking to learn some particular of sense,
I would deny that he can learn, for nothing of that
sort is matter of science; his soul is looking downwards,
not upwards, whether his way to knowledge is by water
or by land, whether he floats, or only lies on his
back.
I acknowledge, he said, the justice
of your rebuke. Still, I should like to ascertain
how astronomy can be learned in any manner more conducive
to that knowledge of which we are speaking?
I will tell you, I said: The
starry heaven which we behold is wrought upon a visible
ground, and therefore, although the fairest and most
perfect of visible things, must necessarily be deemed
inferior far to the true motions of absolute swiftness
and absolute slowness, which are relative to each
other, and carry with them that which is contained
in them, in the true number and in every true figure.
Now, these are to be apprehended by reason and intelligence,
but not by sight.
True, he replied.
The spangled heavens should be used
as a pattern and with a view to that higher knowledge;
their beauty is like the beauty of figures or pictures
excellently wrought by the hand of Daedalus, or some
other great artist, which we may chance to behold;
any geometrician who saw them would appreciate the
exquisiteness of their workmanship, but he would never
dream of thinking that in them he could find the true
equal or the true double, or the truth of any other
proportion.
No, he replied, such an idea would be ridiculous.
And will not a true astronomer have
the same feeling when he looks at the movements of
the stars? Will he not think that heaven and the
things in heaven are framed by the Creator of them
in the most perfect manner? But he will never
imagine that the proportions of night and day, or of
both to the month, or of the month to the year, or
of the stars to these and to one another, and any
other things that are material and visible can also
be eternal and subject to no deviation that
would be absurd; and it is equally absurd to take
so much pains in investigating their exact truth.
I quite agree, though I never thought of this before.
Then, I said, in astronomy, as in
geometry, we should employ problems, and let the heavens
alone if we would approach the subject in the right
way and so make the natural gift of reason to be of
any real use.
That, he said, is a work infinitely
beyond our present astronomers.
Yes, I said; and there are many other
things which must also have a similar extension given
to them, if our legislation is to be of any value.
But can you tell me of any other suitable study?
No, he said, not without thinking.
Motion, I said, has many forms, and
not one only; two of them are obvious enough even
to wits no better than ours; and there are others,
as I imagine, which may be left to wiser persons.
But where are the two?
There is a second, I said, which is
the counterpart of the one already named.
And what may that be?
The second, I said, would seem relatively
to the ears to be what the first is to the eyes; for
I conceive that as the eyes are designed to look up
at the stars, so are the ears to hear harmonious motions;
and these are sister sciences as the Pythagoreans
say, and we, Glaucon, agree with them?
Yes, he replied.
But this, I said, is a laborious study,
and therefore we had better go and learn of them;
and they will tell us whether there are any other
applications of these sciences. At the same time,
we must not lose sight of our own higher object.
What is that?
There is a perfection which all knowledge
ought to reach, and which our pupils ought also to
attain, and not to fall short of, as I was saying
that they did in astronomy. For in the science
of harmony, as you probably know, the same thing happens.
The teachers of harmony compare the sounds and consonances
which are heard only, and their labour, like that
of the astronomers, is in vain.
Yes, by heaven! he said; and ’tis
as good as a play to hear them talking about their
condensed notes, as they call them; they put their
ears close alongside of the strings like persons catching
a sound from their neighbour’s wall one
set of them declaring that they distinguish an intermediate
note and have found the least interval which should
be the unit of measurement; the others insisting that
the two sounds have passed into the same either
party setting their ears before their understanding.
You mean, I said, those gentlemen
who tease and torture the strings and rack them on
the pegs of the instrument: I might carry on the
metaphor and speak after their manner of the blows
which the plectrum gives, and make accusations against
the strings, both of backwardness and forwardness
to sound; but this would be tedious, and therefore
I will only say that these are not the men, and that
I am referring to the Pythagoreans, of whom I was
just now proposing to enquire about harmony.
For they too are in error, like the astronomers; they
investigate the numbers of the harmonies which are
heard, but they never attain to problems that
is to say, they never reach the natural harmonies of
number, or reflect why some numbers are harmonious
and others not.
That, he said, is a thing of more than mortal knowledge.
A thing, I replied, which I would
rather call useful; that is, if sought after with
a view to the beautiful and good; but if pursued in
any other spirit, useless.
Very true, he said.
Now, when all these studies reach
the point of inter-communion and connection with one
another, and come to be considered in their mutual
affinities, then, I think, but not till then, will
the pursuit of them have a value for our objects;
otherwise there is no profit in them.
I suspect so; but you are speaking,
Socrates, of a vast work.
What do you mean? I said; the
prelude or what? Do you not know that all this
is but the prelude to the actual strain which we have
to learn? For you surely would not regard the
skilled mathematician as a dialectician?
Assuredly not, he said; I have hardly
ever known a mathematician who was capable of reasoning.
But do you imagine that men who are
unable to give and take a reason will have the knowledge
which we require of them?
Neither can this be supposed.
And so, Glaucon, I said, we have at
last arrived at the hymn of dialectic. This is
that strain which is of the intellect only, but which
the faculty of sight will nevertheless be found to
imitate; for sight, as you may remember, was imagined
by us after a while to behold the real animals and
stars, and last of all the sun himself. And so
with dialectic; when a person starts on the discovery
of the absolute by the light of reason only, and without
any assistance of sense, and perseveres until by pure
intelligence he arrives at the perception of the absolute
good, he at last finds himself at the end of the intellectual
world, as in the case of sight at the end of the visible.
Exactly, he said.
Then this is the progress which you call dialectic?
True.
But the release of the prisoners from
chains, and their translation from the shadows to
the images and to the light, and the ascent from the
underground den to the sun, while in his presence they
are vainly trying to look on animals and plants and
the light of the sun, but are able to perceive even
with their weak eyes the images in the water (which
are divine), and are the shadows of true existence
(not shadows of images cast by a light of fire, which
compared with the sun is only an image) this
power of elevating the highest principle in the soul
to the contemplation of that which is best in existence,
with which we may compare the raising of that faculty
which is the very light of the body to the sight of
that which is brightest in the material and visible
world this power is given, as I was saying,
by all that study and pursuit of the arts which has
been described.
I agree in what you are saying, he
replied, which may be hard to believe, yet, from another
point of view, is harder still to deny. This,
however, is not a theme to be treated of in passing
only, but will have to be discussed again and again.
And so, whether our conclusion be true or false, let
us assume all this, and proceed at once from the prelude
or preamble to the chief strain (A play upon the Greek
word, which means both ‘law’ and ’strain.’),
and describe that in like manner. Say, then,
what is the nature and what are the divisions of dialectic,
and what are the paths which lead thither; for these
paths will also lead to our final rest.
Dear Glaucon, I said, you will not
be able to follow me here, though I would do my best,
and you should behold not an image only but the absolute
truth, according to my notion. Whether what I
told you would or would not have been a reality I
cannot venture to say; but you would have seen something
like reality; of that I am confident.
Doubtless, he replied.
But I must also remind you, that the
power of dialectic alone can reveal this, and only
to one who is a disciple of the previous sciences.
Of that assertion you may be as confident as of the
last.
And assuredly no one will argue that
there is any other method of comprehending by any
regular process all true existence or of ascertaining
what each thing is in its own nature; for the arts
in general are concerned with the desires or opinions
of men, or are cultivated with a view to production
and construction, or for the preservation of such
productions and constructions; and as to the mathematical
sciences which, as we were saying, have some apprehension
of true being geometry and the like they
only dream about being, but never can they behold
the waking reality so long as they leave the hypotheses
which they use unexamined, and are unable to give an
account of them. For when a man knows not his
own first principle, and when the conclusion and intermediate
steps are also constructed out of he knows not what,
how can he imagine that such a fabric of convention
can ever become science?
Impossible, he said.
Then dialectic, and dialectic alone,
goes directly to the first principle and is the only
science which does away with hypotheses in order to
make her ground secure; the eye of the soul, which
is literally buried in an outlandish slough, is by
her gentle aid lifted upwards; and she uses as handmaids
and helpers in the work of conversion, the sciences
which we have been discussing. Custom terms them
sciences, but they ought to have some other name,
implying greater clearness than opinion and less clearness
than science: and this, in our previous sketch,
was called understanding. But why should we dispute
about names when we have realities of such importance
to consider?
Why indeed, he said, when any name
will do which expresses the thought of the mind with
clearness?
At any rate, we are satisfied, as
before, to have four divisions; two for intellect
and two for opinion, and to call the first division
science, the second understanding, the third belief,
and the fourth perception of shadows, opinion being
concerned with becoming, and intellect with being;
and so to make a proportion:
As being is to becoming, so is pure
intellect to opinion. And as intellect is to
opinion, so is science to belief, and understanding
to the perception of shadows.
But let us defer the further correlation
and subdivision of the subjects of opinion and of
intellect, for it will be a long enquiry, many times
longer than this has been.
As far as I understand, he said, I agree.
And do you also agree, I said, in
describing the dialectician as one who attains a conception
of the essence of each thing? And he who does
not possess and is therefore unable to impart this
conception, in whatever degree he fails, may in that
degree also be said to fail in intelligence?
Will you admit so much?
Yes, he said; how can I deny it?
And you would say the same of the
conception of the good? Until the person is able
to abstract and define rationally the idea of good,
and unless he can run the gauntlet of all objections,
and is ready to disprove them, not by appeals to opinion,
but to absolute truth, never faltering at any step
of the argument unless he can do all this,
you would say that he knows neither the idea of good
nor any other good; he apprehends only a shadow, if
anything at all, which is given by opinion and not
by science; dreaming and slumbering in this
life, before he is well awake here, he arrives at
the world below, and has his final quietus.
In all that I should most certainly agree with you.
And surely you would not have the
children of your ideal State, whom you are nurturing
and educating if the ideal ever becomes
a reality you would not allow the future
rulers to be like posts (Literally ‘lines,’
probably the starting-point of a race-course.), having
no reason in them, and yet to be set in authority
over the highest matters?
Certainly not.
Then you will make a law that they
shall have such an education as will enable them to
attain the greatest skill in asking and answering
questions?
Yes, he said, you and I together will make it.
Dialectic, then, as you will agree,
is the coping-stone of the sciences, and is set over
them; no other science can be placed higher the
nature of knowledge can no further go?
I agree, he said.
But to whom we are to assign these
studies, and in what way they are to be assigned,
are questions which remain to be considered.
Yes, clearly.
You remember, I said, how the rulers were chosen before?
Certainly, he said.
The same natures must still be chosen,
and the preference again given to the surest and the
bravest, and, if possible, to the fairest; and, having
noble and generous tempers, they should also have the
natural gifts which will facilitate their education.
And what are these?
Such gifts as keenness and ready powers
of acquisition; for the mind more often faints from
the severity of study than from the severity of gymnastics:
the toil is more entirely the mind’s own, and
is not shared with the body.
Very true, he replied.
Further, he of whom we are in search
should have a good memory, and be an unwearied solid
man who is a lover of labour in any line; or he will
never be able to endure the great amount of bodily
exercise and to go through all the intellectual discipline
and study which we require of him.
Certainly, he said; he must have natural gifts.
The mistake at present is, that those
who study philosophy have no vocation, and this, as
I was before saying, is the reason why she has fallen
into disrepute: her true sons should take her
by the hand and not bastards.
What do you mean?
In the first place, her votary should
not have a lame or halting industry I mean,
that he should not be half industrious and half idle:
as, for example, when a man is a lover of gymnastic
and hunting, and all other bodily exercises, but a
hater rather than a lover of the labour of learning
or listening or enquiring. Or the occupation to
which he devotes himself may be of an opposite kind,
and he may have the other sort of lameness.
Certainly, he said.
And as to truth, I said, is not a
soul equally to be deemed halt and lame which hates
voluntary falsehood and is extremely indignant at
herself and others when they tell lies, but is patient
of involuntary falsehood, and does not mind wallowing
like a swinish beast in the mire of ignorance, and
has no shame at being detected?
To be sure.
And, again, in respect of temperance,
courage, magnificence, and every other virtue, should
we not carefully distinguish between the true son
and the bastard? for where there is no discernment
of such qualities states and individuals unconsciously
err; and the state makes a ruler, and the individual
a friend, of one who, being defective in some part
of virtue, is in a figure lame or a bastard.
That is very true, he said.
All these things, then, will have
to be carefully considered by us; and if only those
whom we introduce to this vast system of education
and training are sound in body and mind, justice herself
will have nothing to say against us, and we shall
be the saviours of the constitution and of the State;
but, if our pupils are men of another stamp, the reverse
will happen, and we shall pour a still greater flood
of ridicule on philosophy than she has to endure at
present.
That would not be creditable.
Certainly not, I said; and yet perhaps,
in thus turning jest into earnest I am equally ridiculous.
In what respect?
I had forgotten, I said, that we were
not serious, and spoke with too much excitement.
For when I saw philosophy so undeservedly trampled
under foot of men I could not help feeling a sort of
indignation at the authors of her disgrace: and
my anger made me too vehement.
Indeed! I was listening, and did not think so.
But I, who am the speaker, felt that
I was. And now let me remind you that, although
in our former selection we chose old men, we must not
do so in this. Solon was under a delusion when
he said that a man when he grows old may learn many
things for he can no more learn much than
he can run much; youth is the time for any extraordinary
toil.
Of course.
And, therefore, calculation and geometry
and all the other elements of instruction, which are
a preparation for dialectic, should be presented to
the mind in childhood; not, however, under any notion
of forcing our system of education.
Why not?
Because a freeman ought not to be
a slave in the acquisition of knowledge of any kind.
Bodily exercise, when compulsory, does no harm to
the body; but knowledge which is acquired under compulsion
obtains no hold on the mind.
Very true.
Then, my good friend, I said, do not
use compulsion, but let early education be a sort
of amusement; you will then be better able to find
out the natural bent.
That is a very rational notion, he said.
Do you remember that the children,
too, were to be taken to see the battle on horseback;
and that if there were no danger they were to be brought
close up and, like young hounds, have a taste of blood
given them?
Yes, I remember.
The same practice may be followed,
I said, in all these things labours, lessons,
dangers and he who is most at home in all
of them ought to be enrolled in a select number.
At what age?
At the age when the necessary gymnastics
are over: the period whether of two or three
years which passes in this sort of training is useless
for any other purpose; for sleep and exercise are
unpropitious to learning; and the trial of who is
first in gymnastic exercises is one of the most important
tests to which our youth are subjected.
Certainly, he replied.
After that time those who are selected
from the class of twenty years old will be promoted
to higher honour, and the sciences which they learned
without any order in their early education will now
be brought together, and they will be able to see
the natural relationship of them to one another and
to true being.
Yes, he said, that is the only kind
of knowledge which takes lasting root.
Yes, I said; and the capacity for
such knowledge is the great criterion of dialectical
talent: the comprehensive mind is always the dialectical.
I agree with you, he said.
These, I said, are the points which
you must consider; and those who have most of this
comprehension, and who are most steadfast in their
learning, and in their military and other appointed
duties, when they have arrived at the age of thirty
have to be chosen by you out of the select class,
and elevated to higher honour; and you will have to
prove them by the help of dialectic, in order to learn
which of them is able to give up the use of sight
and the other senses, and in company with truth to
attain absolute being: And here, my friend, great
caution is required.
Why great caution?
Do you not remark, I said, how great
is the evil which dialectic has introduced?
What evil? he said.
The students of the art are filled with lawlessness.
Quite true, he said.
Do you think that there is anything
so very unnatural or inexcusable in their case? or
will you make allowance for them?
In what way make allowance?
I want you, I said, by way of parallel,
to imagine a supposititious son who is brought up
in great wealth; he is one of a great and numerous
family, and has many flatterers. When he grows
up to manhood, he learns that his alleged are not
his real parents; but who the real are he is unable
to discover. Can you guess how he will be likely
to behave towards his flatterers and his supposed
parents, first of all during the period when he is
ignorant of the false relation, and then again when
he knows? Or shall I guess for you?
If you please.
Then I should say, that while he is
ignorant of the truth he will be likely to honour
his father and his mother and his supposed relations
more than the flatterers; he will be less inclined
to neglect them when in need, or to do or say anything
against them; and he will be less willing to disobey
them in any important matter.
He will.
But when he has made the discovery,
I should imagine that he would diminish his honour
and regard for them, and would become more devoted
to the flatterers; their influence over him would greatly
increase; he would now live after their ways, and
openly associate with them, and, unless he were of
an unusually good disposition, he would trouble himself
no more about his supposed parents or other relations.
Well, all that is very probable.
But how is the image applicable to the disciples of
philosophy?
In this way: you know that there
are certain principles about justice and honour, which
were taught us in childhood, and under their parental
authority we have been brought up, obeying and honouring
them.
That is true.
There are also opposite maxims and
habits of pleasure which flatter and attract the soul,
but do not influence those of us who have any sense
of right, and they continue to obey and honour the
maxims of their fathers.
True.
Now, when a man is in this state,
and the questioning spirit asks what is fair or honourable,
and he answers as the legislator has taught him, and
then arguments many and diverse refute his words, until
he is driven into believing that nothing is honourable
any more than dishonourable, or just and good any
more than the reverse, and so of all the notions which
he most valued, do you think that he will still honour
and obey them as before?
Impossible.
And when he ceases to think them honourable
and natural as heretofore, and he fails to discover
the true, can he be expected to pursue any life other
than that which flatters his desires?
He cannot.
And from being a keeper of the law he is converted
into a breaker of it?
Unquestionably.
Now all this is very natural in students
of philosophy such as I have described, and also,
as I was just now saying, most excusable.
Yes, he said; and, I may add, pitiable.
Therefore, that your feelings may
not be moved to pity about our citizens who are now
thirty years of age, every care must be taken in introducing
them to dialectic.
Certainly.
There is a danger lest they should
taste the dear delight too early; for youngsters,
as you may have observed, when they first get the taste
in their mouths, argue for amusement, and are always
contradicting and refuting others in imitation of
those who refute them; like puppy-dogs, they rejoice
in pulling and tearing at all who come near them.
Yes, he said, there is nothing which they like better.
And when they have made many conquests
and received defeats at the hands of many, they violently
and speedily get into a way of not believing anything
which they believed before, and hence, not only they,
but philosophy and all that relates to it is apt to
have a bad name with the rest of the world.
Too true, he said.
But when a man begins to get older,
he will no longer be guilty of such insanity; he will
imitate the dialectician who is seeking for truth,
and not the eristic, who is contradicting for the
sake of amusement; and the greater moderation of his
character will increase instead of diminishing the
honour of the pursuit.
Very true, he said.
And did we not make special provision
for this, when we said that the disciples of philosophy
were to be orderly and steadfast, not, as now, any
chance aspirant or intruder?
Very true.
Suppose, I said, the study of philosophy
to take the place of gymnastics and to be continued
diligently and earnestly and exclusively for twice
the number of years which were passed in bodily exercise will
that be enough?
Would you say six or four years? he asked.
Say five years, I replied; at the
end of the time they must be sent down again into
the den and compelled to hold any military or other
office which young men are qualified to hold:
in this way they will get their experience of life,
and there will be an opportunity of trying whether,
when they are drawn all manner of ways by temptation,
they will stand firm or flinch.
And how long is this stage of their lives to last?
Fifteen years, I answered; and when
they have reached fifty years of age, then let those
who still survive and have distinguished themselves
in every action of their lives and in every branch
of knowledge come at last to their consummation:
the time has now arrived at which they must raise
the eye of the soul to the universal light which lightens
all things, and behold the absolute good; for that
is the pattern according to which they are to order
the State and the lives of individuals, and the remainder
of their own lives also; making philosophy their chief
pursuit, but, when their turn comes, toiling also at
politics and ruling for the public good, not as though
they were performing some heroic action, but simply
as a matter of duty; and when they have brought up
in each generation others like themselves and left
them in their place to be governors of the State,
then they will depart to the Islands of the Blest
and dwell there; and the city will give them public
memorials and sacrifices and honour them, if the Pythian
oracle consent, as demigods, but if not, as in any
case blessed and divine.
You are a sculptor, Socrates, and
have made statues of our governors faultless in beauty.
Yes, I said, Glaucon, and of our governesses
too; for you must not suppose that what I have been
saying applies to men only and not to women as far
as their natures can go.
There you are right, he said, since
we have made them to share in all things like the
men.
Well, I said, and you would agree
(would you not?) that what has been said about the
State and the government is not a mere dream, and
although difficult not impossible, but only possible
in the way which has been supposed; that is to say,
when the true philosopher kings are born in a State,
one or more of them, despising the honours of this
present world which they deem mean and worthless, esteeming
above all things right and the honour that springs
from right, and regarding justice as the greatest
and most necessary of all things, whose ministers
they are, and whose principles will be exalted by them
when they set in order their own city?
How will they proceed?
They will begin by sending out into
the country all the inhabitants of the city who are
more than ten years old, and will take possession of
their children, who will be unaffected by the habits
of their parents; these they will train in their own
habits and laws, I mean in the laws which we have
given them: and in this way the State and constitution
of which we were speaking will soonest and most easily
attain happiness, and the nation which has such a
constitution will gain most.
Yes, that will be the best way.
And I think, Socrates, that you have very well described
how, if ever, such a constitution might come into
being.
Enough then of the perfect State,
and of the man who bears its image there
is no difficulty in seeing how we shall describe him.
There is no difficulty, he replied;
and I agree with you in thinking that nothing more
need be said.