And so, Glaucon, we have arrived at
the conclusion that in the perfect State wives and
children are to be in common; and that all education
and the pursuits of war and peace are also to be common,
and the best philosophers and the bravest warriors
are to be their kings?
That, replied Glaucon, has been acknowledged.
Yes, I said; and we have further acknowledged
that the governors, when appointed themselves, will
take their soldiers and place them in houses such
as we were describing, which are common to all, and
contain nothing private, or individual; and about
their property, you remember what we agreed?
Yes, I remember that no one was to
have any of the ordinary possessions of mankind; they
were to be warrior athletes and guardians, receiving
from the other citizens, in lieu of annual payment,
only their maintenance, and they were to take care
of themselves and of the whole State.
True, I said; and now that this division
of our task is concluded, let us find the point at
which we digressed, that we may return into the old
path.
There is no difficulty in returning;
you implied, then as now, that you had finished the
description of the State: you said that such a
State was good, and that the man was good who answered
to it, although, as now appears, you had more excellent
things to relate both of State and man. And you
said further, that if this was the true form, then
the others were false; and of the false forms, you
said, as I remember, that there were four principal
ones, and that their defects, and the defects of the
individuals corresponding to them, were worth examining.
When we had seen all the individuals, and finally
agreed as to who was the best and who was the worst
of them, we were to consider whether the best was not
also the happiest, and the worst the most miserable.
I asked you what were the four forms of government
of which you spoke, and then Polemarchus and Adeimantus
put in their word; and you began again, and have found
your way to the point at which we have now arrived.
Your recollection, I said, is most exact.
Then, like a wrestler, he replied,
you must put yourself again in the same position;
and let me ask the same questions, and do you give
me the same answer which you were about to give me
then.
Yes, if I can, I will, I said.
I shall particularly wish to hear
what were the four constitutions of which you were
speaking.
That question, I said, is easily answered:
the four governments of which I spoke, so far as they
have distinct names, are, first, those of Crete and
Sparta, which are generally applauded; what is termed
oligarchy comes next; this is not equally approved,
and is a form of government which teems with evils:
thirdly, democracy, which naturally follows oligarchy,
although very different: and lastly comes tyranny,
great and famous, which differs from them all, and
is the fourth and worst disorder of a State.
I do not know, do you? of any other constitution which
can be said to have a distinct character. There
are lordships and principalities which are bought
and sold, and some other intermediate forms of government.
But these are nondescripts and may be found equally
among Hellènes and among barbarians.
Yes, he replied, we certainly hear
of many curious forms of government which exist among
them.
Do you know, I said, that governments
vary as the dispositions of men vary, and that there
must be as many of the one as there are of the other?
For we cannot suppose that States are made of ‘oak
and rock,’ and not out of the human natures
which are in them, and which in a figure turn the
scale and draw other things after them?
Yes, he said, the States are as the
men are; they grow out of human characters.
Then if the constitutions of States
are five, the dispositions of individual minds will
also be five?
Certainly.
Him who answers to aristocracy, and
whom we rightly call just and good, we have already
described.
We have.
Then let us now proceed to describe
the inferior sort of natures, being the contentious
and ambitious, who answer to the Spartan polity; also
the oligarchical, democratical, and tyrannical.
Let us place the most just by the side of the most
unjust, and when we see them we shall be able to compare
the relative happiness or unhappiness of him who leads
a life of pure justice or pure injustice. The
enquiry will then be completed. And we shall
know whether we ought to pursue injustice, as Thrasymachus
advises, or in accordance with the conclusions of the
argument to prefer justice.
Certainly, he replied, we must do as you say.
Shall we follow our old plan, which
we adopted with a view to clearness, of taking the
State first and then proceeding to the individual,
and begin with the government of honour? I
know of no name for such a government other than timocracy,
or perhaps timarchy. We will compare with this
the like character in the individual; and, after that,
consider oligarchy and the oligarchical man; and then
again we will turn our attention to democracy and
the democratical man; and lastly, we will go and view
the city of tyranny, and once more take a look into
the tyrant’s soul, and try to arrive at a satisfactory
decision.
That way of viewing and judging of
the matter will be very suitable.
First, then, I said, let us enquire
how timocracy (the government of honour) arises out
of aristocracy (the government of the best). Clearly,
all political changes originate in divisions of the
actual governing power; a government which is united,
however small, cannot be moved.
Very true, he said.
In what way, then, will our city be
moved, and in what manner will the two classes of
auxiliaries and rulers disagree among themselves or
with one another? Shall we, after the manner
of Homer, pray the Muses to tell us ‘how discord
first arose’? Shall we imagine them in solemn
mockery, to play and jest with us as if we were children,
and to address us in a lofty tragic vein, making believe
to be in earnest?
How would they address us?
After this manner: A city
which is thus constituted can hardly be shaken; but,
seeing that everything which has a beginning has also
an end, even a constitution such as yours will not
last for ever, but will in time be dissolved.
And this is the dissolution: In plants that
grow in the earth, as well as in animals that move
on the earth’s surface, fertility and sterility
of soul and body occur when the circumferences of
the circles of each are completed, which in short-lived
existences pass over a short space, and in long-lived
ones over a long space. But to the knowledge
of human fecundity and sterility all the wisdom and
education of your rulers will not attain; the laws
which regulate them will not be discovered by an intelligence
which is alloyed with sense, but will escape them,
and they will bring children into the world when they
ought not. Now that which is of divine birth has
a period which is contained in a perfect number (i.e.
a cyclical number, such as 6, which is equal to the
sum of its divisors 1, 2, 3, so that when the circle
or time represented by 6 is completed, the lesser times
or rotations represented by 1, 2, 3 are also completed.),
but the period of human birth is comprehended in a
number in which first increments by involution and
evolution (or squared and cubed) obtaining three intervals
and four terms of like and unlike, waxing and waning
numbers, make all the terms commensurable and agreeable
to one another. (Probably the numbers 3, 4, 5, 6 of
which the three first = the sides of the Pythagorean
triangle. The terms will then be 3 cubed, 4 cubed,
5 cubed, which together = 6 cubed = 216.) The base
of these (3) with a third added (4) when combined
with five (20) and raised to the third power furnishes
two harmonies; the first a square which is a hundred
times as great (400 = 4 x 100) (Or the first a square
which is 100 x 100 = 10,000. The whole number
will then be 17,500 = a square of 100, and an oblong
of 100 by 75.), and the other a figure having one side
equal to the former, but oblong, consisting of a hundred
numbers squared upon rational diameters of a square
(i.e. omitting fractions), the side of which is five
(7 x 7 = 49 x 100 = 4900), each of them being less
by one (than the perfect square which includes the
fractions, s or less by (Or, ‘consisting
of two numbers squared upon irrational diameters,’
etc. = 100. For other explanations of the
passage see Introduction.) two perfect squares of
irrational diameters (of a square the side of which
is five = 50 + 50 = 100); and a hundred cubes of three
(27 x 100 = 2700 + 4900 + 400 = 8000). Now this
number represents a geometrical figure which has control
over the good and evil of births. For when your
guardians are ignorant of the law of births, and unite
bride and bridegroom out of season, the children will
not be goodly or fortunate. And though only the
best of them will be appointed by their predecessors,
still they will be unworthy to hold their fathers’
places, and when they come into power as guardians,
they will soon be found to fail in taking care of
us, the Muses, first by under-valuing music; which
neglect will soon extend to gymnastic; and hence the
young men of your State will be less cultivated.
In the succeeding generation rulers will be appointed
who have lost the guardian power of testing the metal
of your different races, which, like Hesiod’s,
are of gold and silver and brass and iron. And
so iron will be mingled with silver, and brass with
gold, and hence there will arise dissimilarity and
inequality and irregularity, which always and in all
places are causes of hatred and war. This the
Muses affirm to be the stock from which discord has
sprung, wherever arising; and this is their answer
to us.
Yes, and we may assume that they answer truly.
Why, yes, I said, of course they answer
truly; how can the Muses speak falsely?
And what do the Muses say next?
When discord arose, then the two races
were drawn different ways: the iron and brass
fell to acquiring money and land and houses and gold
and silver; but the gold and silver races, not wanting
money but having the true riches in their own nature,
inclined towards virtue and the ancient order of things.
There was a battle between them, and at last they
agreed to distribute their land and houses among individual
owners; and they enslaved their friends and maintainers,
whom they had formerly protected in the condition
of freemen, and made of them subjects and servants;
and they themselves were engaged in war and in keeping
a watch against them.
I believe that you have rightly conceived
the origin of the change.
And the new government which thus
arises will be of a form intermediate between oligarchy
and aristocracy?
Very true.
Such will be the change, and after
the change has been made, how will they proceed?
Clearly, the new State, being in a mean between oligarchy
and the perfect State, will partly follow one and partly
the other, and will also have some peculiarities.
True, he said.
In the honour given to rulers, in
the abstinence of the warrior class from agriculture,
handicrafts, and trade in general, in the institution
of common meals, and in the attention paid to gymnastics
and military training in all these respects
this State will resemble the former.
True.
But in the fear of admitting philosophers
to power, because they are no longer to be had simple
and earnest, but are made up of mixed elements; and
in turning from them to passionate and less complex
characters, who are by nature fitted for war rather
than peace; and in the value set by them upon military
stratagems and contrivances, and in the waging of
everlasting wars this State will be for
the most part peculiar.
Yes.
Yes, I said; and men of this stamp
will be covetous of money, like those who live in
oligarchies; they will have, a fierce secret longing
after gold and silver, which they will hoard in dark
places, having magazines and treasuries of their own
for the deposit and concealment of them; also castles
which are just nests for their eggs, and in which they
will spend large sums on their wives, or on any others
whom they please.
That is most true, he said.
And they are miserly because they
have no means of openly acquiring the money which
they prize; they will spend that which is another man’s
on the gratification of their desires, stealing their
pleasures and running away like children from the
law, their father: they have been schooled not
by gentle influences but by force, for they have neglected
her who is the true Muse, the companion of reason
and philosophy, and have honoured gymnastic more than
music.
Undoubtedly, he said, the form of
government which you describe is a mixture of good
and evil.
Why, there is a mixture, I said; but
one thing, and one thing only, is predominantly seen, the
spirit of contention and ambition; and these are due
to the prevalence of the passionate or spirited element.
Assuredly, he said.
Such is the origin and such the character
of this State, which has been described in outline
only; the more perfect execution was not required,
for a sketch is enough to show the type of the most
perfectly just and most perfectly unjust; and to go
through all the States and all the characters of men,
omitting none of them, would be an interminable labour.
Very true, he replied.
Now what man answers to this form
of government-how did he come into being, and what
is he like?
I think, said Adeimantus, that in
the spirit of contention which characterises him,
he is not unlike our friend Glaucon.
Perhaps, I said, he may be like him
in that one point; but there are other respects in
which he is very different.
In what respects?
He should have more of self-assertion
and be less cultivated, and yet a friend of culture;
and he should be a good listener, but no speaker.
Such a person is apt to be rough with slaves, unlike
the educated man, who is too proud for that; and he
will also be courteous to freemen, and remarkably
obedient to authority; he is a lover of power and a
lover of honour; claiming to be a ruler, not because
he is eloquent, or on any ground of that sort, but
because he is a soldier and has performed feats of
arms; he is also a lover of gymnastic exercises and
of the chase.
Yes, that is the type of character
which answers to timocracy.
Such an one will despise riches only
when he is young; but as he gets older he will be
more and more attracted to them, because he has a
piece of the avaricious nature in him, and is not single-minded
towards virtue, having lost his best guardian.
Who was that? said Adeimantus.
Philosophy, I said, tempered with
music, who comes and takes up her abode in a man,
and is the only saviour of his virtue throughout life.
Good, he said.
Such, I said, is the timocratical youth, and he is
like the timocratical
State.
Exactly.
His origin is as follows: He
is often the young son of a brave father, who dwells
in an ill-governed city, of which he declines the honours
and offices, and will not go to law, or exert himself
in any way, but is ready to waive his rights in order
that he may escape trouble.
And how does the son come into being?
The character of the son begins to
develope when he hears his mother complaining that
her husband has no place in the government, of which
the consequence is that she has no precedence among
other women. Further, when she sees her husband
not very eager about money, and instead of battling
and railing in the law courts or assembly, taking
whatever happens to him quietly; and when she observes
that his thoughts always centre in himself, while
he treats her with very considerable indifference,
she is annoyed, and says to her son that his father
is only half a man and far too easy-going: adding
all the other complaints about her own ill-treatment
which women are so fond of rehearsing.
Yes, said Adeimantus, they give us
plenty of them, and their complaints are so like themselves.
And you know, I said, that the old
servants also, who are supposed to be attached to
the family, from time to time talk privately in the
same strain to the son; and if they see any one who
owes money to his father, or is wronging him in any
way, and he fails to prosecute them, they tell the
youth that when he grows up he must retaliate upon
people of this sort, and be more of a man than his
father. He has only to walk abroad and he hears
and sees the same sort of thing: those who do
their own business in the city are called simpletons,
and held in no esteem, while the busy-bodies are honoured
and applauded. The result is that the young man,
hearing and seeing all these things hearing,
too, the words of his father, and having a nearer
view of his way of life, and making comparisons of
him and others is drawn opposite ways:
while his father is watering and nourishing the rational
principle in his soul, the others are encouraging
the passionate and appetitive; and he being not originally
of a bad nature, but having kept bad company, is at
last brought by their joint influence to a middle
point, and gives up the kingdom which is within him
to the middle principle of contentiousness and passion,
and becomes arrogant and ambitious.
You seem to me to have described his origin perfectly.
Then we have now, I said, the second
form of government and the second type of character?
We have.
Next, let us look at another man who, as Aeschylus
says,
‘Is set over against another State;’
or rather, as our plan requires, begin with the State.
By all means.
I believe that oligarchy follows next in order.
And what manner of government do you term oligarchy?
A government resting on a valuation
of property, in which the rich have power and the
poor man is deprived of it.
I understand, he replied.
Ought I not to begin by describing
how the change from timocracy to oligarchy arises?
Yes.
Well, I said, no eyes are required
in order to see how the one passes into the other.
How?
The accumulation of gold in the treasury
of private individuals is the ruin of timocracy; they
invent illegal modes of expenditure; for what do they
or their wives care about the law?
Yes, indeed.
And then one, seeing another grow
rich, seeks to rival him, and thus the great mass
of the citizens become lovers of money.
Likely enough.
And so they grow richer and richer,
and the more they think of making a fortune the less
they think of virtue; for when riches and virtue are
placed together in the scales of the balance, the one
always rises as the other falls.
True.
And in proportion as riches and rich
men are honoured in the State, virtue and the virtuous
are dishonoured.
Clearly.
And what is honoured is cultivated,
and that which has no honour is neglected.
That is obvious.
And so at last, instead of loving
contention and glory, men become lovers of trade and
money; they honour and look up to the rich man, and
make a ruler of him, and dishonour the poor man.
They do so.
They next proceed to make a law which
fixes a sum of money as the qualification of citizenship;
the sum is higher in one place and lower in another,
as the oligarchy is more or less exclusive; and they
allow no one whose property falls below the amount
fixed to have any share in the government. These
changes in the constitution they effect by force of
arms, if intimidation has not already done their work.
Very true.
And this, speaking generally, is the
way in which oligarchy is established.
Yes, he said; but what are the characteristics
of this form of government, and what are the defects
of which we were speaking?
First of all, I said, consider the
nature of the qualification. Just think what
would happen if pilots were to be chosen according
to their property, and a poor man were refused permission
to steer, even though he were a better pilot?
You mean that they would shipwreck?
Yes; and is not this true of the government of anything?
I should imagine so.
Except a city? or would you include a city?
Nay, he said, the case of a city is
the strongest of all, inasmuch as the rule of a city
is the greatest and most difficult of all.
This, then, will be the first great defect of oligarchy?
Clearly.
And here is another defect which is quite as bad.
What defect?
The inevitable division: such
a State is not one, but two States, the one of poor,
the other of rich men; and they are living on the same
spot and always conspiring against one another.
That, surely, is at least as bad.
Another discreditable feature is,
that, for a like reason, they are incapable of carrying
on any war. Either they arm the multitude, and
then they are more afraid of them than of the enemy;
or, if they do not call them out in the hour of battle,
they are oligarchs indeed, few to fight as they are
few to rule. And at the same time their fondness
for money makes them unwilling to pay taxes.
How discreditable!
And, as we said before, under such
a constitution the same persons have too many callings they
are husbandmen, tradesmen, warriors, all in one.
Does that look well?
Anything but well.
There is another evil which is, perhaps,
the greatest of all, and to which this State first
begins to be liable.
What evil?
A man may sell all that he has, and
another may acquire his property; yet after the sale
he may dwell in the city of which he is no longer a
part, being neither trader, nor artisan, nor horseman,
nor hoplite, but only a poor, helpless creature.
Yes, that is an evil which also first begins in this
State.
The evil is certainly not prevented
there; for oligarchies have both the extremes
of great wealth and utter poverty.
True.
But think again: In his wealthy
days, while he was spending his money, was a man of
this sort a whit more good to the State for the purposes
of citizenship? Or did he only seem to be a member
of the ruling body, although in truth he was neither
ruler nor subject, but just a spendthrift?
As you say, he seemed to be a ruler, but was only
a spendthrift.
May we not say that this is the drone
in the house who is like the drone in the honeycomb,
and that the one is the plague of the city as the
other is of the hive?
Just so, Socrates.
And God has made the flying drones,
Adeimantus, all without stings, whereas of the walking
drones he has made some without stings but others
have dreadful stings; of the stingless class are those
who in their old age end as paupers; of the stingers
come all the criminal class, as they are termed.
Most true, he said.
Clearly then, whenever you see paupers
in a State, somewhere in that neighborhood there are
hidden away thieves, and cut-purses and robbers of
temples, and all sorts of malefactors.
Clearly.
Well, I said, and in oligarchical States do you not
find paupers?
Yes, he said; nearly everybody is a pauper who is
not a ruler.
And may we be so bold as to affirm
that there are also many criminals to be found in
them, rogues who have stings, and whom the authorities
are careful to restrain by force?
Certainly, we may be so bold.
The existence of such persons is to
be attributed to want of education, ill-training,
and an evil constitution of the State?
True.
Such, then, is the form and such are
the evils of oligarchy; and there may be many other
evils.
Very likely.
Then oligarchy, or the form of government
in which the rulers are elected for their wealth,
may now be dismissed. Let us next proceed to
consider the nature and origin of the individual who
answers to this State.
By all means.
Does not the timocratical man change into the oligarchical
on this wise?
How?
A time arrives when the representative
of timocracy has a son: at first he begins by
emulating his father and walking in his footsteps,
but presently he sees him of a sudden foundering against
the State as upon a sunken reef, and he and all that
he has is lost; he may have been a general or some
other high officer who is brought to trial under a
prejudice raised by informers, and either put to death,
or exiled, or deprived of the privileges of a citizen,
and all his property taken from him.
Nothing more likely.
And the son has seen and known all
this he is a ruined man, and his fear has
taught him to knock ambition and passion headforemost
from his bosom’s throne; humbled by poverty
he takes to money-making and by mean and miserly savings
and hard work gets a fortune together. Is not
such an one likely to seat the concupiscent and covetous
element on the vacant throne and to suffer it to play
the great king within him, girt with tiara and chain
and scimitar?
Most true, he replied.
And when he has made reason and spirit
sit down on the ground obediently on either side of
their sovereign, and taught them to know their place,
he compels the one to think only of how lesser sums
may be turned into larger ones, and will not allow
the other to worship and admire anything but riches
and rich men, or to be ambitious of anything so much
as the acquisition of wealth and the means of acquiring
it.
Of all changes, he said, there is
none so speedy or so sure as the conversion of the
ambitious youth into the avaricious one.
And the avaricious, I said, is the oligarchical youth?
Yes, he said; at any rate the individual out of whom
he came is like the
State out of which oligarchy came.
Let us then consider whether there is any likeness
between them.
Very good.
First, then, they resemble one another
in the value which they set upon wealth?
Certainly.
Also in their penurious, laborious
character; the individual only satisfies his necessary
appetites, and confines his expenditure to them; his
other desires he subdues, under the idea that they
are unprofitable.
True.
He is a shabby fellow, who saves something
out of everything and makes a purse for himself; and
this is the sort of man whom the vulgar applaud.
Is he not a true image of the State which he represents?
He appears to me to be so; at any
rate money is highly valued by him as well as by the
State.
You see that he is not a man of cultivation, I said.
I imagine not, he said; had he been
educated he would never have made a blind god director
of his chorus, or given him chief honour.
Excellent! I said. Yet consider:
Must we not further admit that owing to this want
of cultivation there will be found in him dronelike
desires as of pauper and rogue, which are forcibly
kept down by his general habit of life?
True.
Do you know where you will have to
look if you want to discover his rogueries?
Where must I look?
You should see him where he has some
great opportunity of acting dishonestly, as in the
guardianship of an orphan.
Aye.
It will be clear enough then that
in his ordinary dealings which give him a reputation
for honesty he coerces his bad passions by an enforced
virtue; not making them see that they are wrong, or
taming them by reason, but by necessity and fear constraining
them, and because he trembles for his possessions.
To be sure.
Yes, indeed, my dear friend, but you
will find that the natural desires of the drone commonly
exist in him all the same whenever he has to spend
what is not his own.
Yes, and they will be strong in him too.
The man, then, will be at war with
himself; he will be two men, and not one; but, in
general, his better desires will be found to prevail
over his inferior ones.
True.
For these reasons such an one will
be more respectable than most people; yet the true
virtue of a unanimous and harmonious soul will flee
far away and never come near him.
I should expect so.
And surely, the miser individually
will be an ignoble competitor in a State for any prize
of victory, or other object of honourable ambition;
he will not spend his money in the contest for glory;
so afraid is he of awakening his expensive appetites
and inviting them to help and join in the struggle;
in true oligarchical fashion he fights with a small
part only of his resources, and the result commonly
is that he loses the prize and saves his money.
Very true.
Can we any longer doubt, then, that
the miser and money-maker answers to the oligarchical
State?
There can be no doubt.
Next comes democracy; of this the
origin and nature have still to be considered by us;
and then we will enquire into the ways of the democratic
man, and bring him up for judgment.
That, he said, is our method.
Well, I said, and how does the change
from oligarchy into democracy arise? Is it not
on this wise? The good at which such a State
aims is to become as rich as possible, a desire which
is insatiable?
What then?
The rulers, being aware that their
power rests upon their wealth, refuse to curtail by
law the extravagance of the spendthrift youth because
they gain by their ruin; they take interest from them
and buy up their estates and thus increase their own
wealth and importance?
To be sure.
There can be no doubt that the love
of wealth and the spirit of moderation cannot exist
together in citizens of the same state to any considerable
extent; one or the other will be disregarded.
That is tolerably clear.
And in oligarchical States, from the
general spread of carelessness and extravagance, men
of good family have often been reduced to beggary?
Yes, often.
And still they remain in the city;
there they are, ready to sting and fully armed, and
some of them owe money, some have forfeited their
citizenship; a third class are in both predicaments;
and they hate and conspire against those who have
got their property, and against everybody else, and
are eager for revolution.
That is true.
On the other hand, the men of business,
stooping as they walk, and pretending not even to
see those whom they have already ruined, insert their
sting that is, their money into
some one else who is not on his guard against them,
and recover the parent sum many times over multiplied
into a family of children: and so they make drone
and pauper to abound in the State.
Yes, he said, there are plenty of them that
is certain.
The evil blazes up like a fire; and
they will not extinguish it, either by restricting
a man’s use of his own property, or by another
remedy:
What other?
One which is the next best, and has
the advantage of compelling the citizens to look to
their characters: Let there be a general
rule that every one shall enter into voluntary contracts
at his own risk, and there will be less of this scandalous
money-making, and the evils of which we were speaking
will be greatly lessened in the State.
Yes, they will be greatly lessened.
At present the governors, induced
by the motives which I have named, treat their subjects
badly; while they and their adherents, especially
the young men of the governing class, are habituated
to lead a life of luxury and idleness both of body
and mind; they do nothing, and are incapable of resisting
either pleasure or pain.
Very true.
They themselves care only for making
money, and are as indifferent as the pauper to the
cultivation of virtue.
Yes, quite as indifferent.
Such is the state of affairs which
prevails among them. And often rulers and their
subjects may come in one another’s way, whether
on a journey or on some other occasion of meeting,
on a pilgrimage or a march, as fellow-soldiers or
fellow-sailors; aye and they may observe the behaviour
of each other in the very moment of danger for
where danger is, there is no fear that the poor will
be despised by the rich and very likely
the wiry sunburnt poor man may be placed in battle
at the side of a wealthy one who has never spoilt
his complexion and has plenty of superfluous flesh when
he sees such an one puffing and at his wits’-end,
how can he avoid drawing the conclusion that men like
him are only rich because no one has the courage to
despoil them? And when they meet in private will
not people be saying to one another ’Our warriors
are not good for much’?
Yes, he said, I am quite aware that
this is their way of talking.
And, as in a body which is diseased
the addition of a touch from without may bring on
illness, and sometimes even when there is no external
provocation a commotion may arise within in
the same way wherever there is weakness in the State
there is also likely to be illness, of which the occasion
may be very slight, the one party introducing from
without their oligarchical, the other their democratical
allies, and then the State falls sick, and is at war
with herself; and may be at times distracted, even
when there is no external cause.
Yes, surely.
And then democracy comes into being
after the poor have conquered their opponents, slaughtering
some and banishing some, while to the remainder they
give an equal share of freedom and power; and this
is the form of government in which the magistrates
are commonly elected by lot.
Yes, he said, that is the nature of
democracy, whether the revolution has been effected
by arms, or whether fear has caused the opposite party
to withdraw.
And now what is their manner of life,
and what sort of a government have they? for as the
government is, such will be the man.
Clearly, he said.
In the first place, are they not free;
and is not the city full of freedom and frankness a
man may say and do what he likes?
’Tis said so, he replied.
And where freedom is, the individual
is clearly able to order for himself his own life
as he pleases?
Clearly.
Then in this kind of State there will
be the greatest variety of human natures?
There will.
This, then, seems likely to be the
fairest of States, being like an embroidered robe
which is spangled with every sort of flower. And
just as women and children think a variety of colours
to be of all things most charming, so there are many
men to whom this State, which is spangled with the
manners and characters of mankind, will appear to be
the fairest of States.
Yes.
Yes, my good Sir, and there will be
no better in which to look for a government.
Why?
Because of the liberty which reigns
there they have a complete assortment of
constitutions; and he who has a mind to establish a
State, as we have been doing, must go to a democracy
as he would to a bazaar at which they sell them, and
pick out the one that suits him; then, when he has
made his choice, he may found his State.
He will be sure to have patterns enough.
And there being no necessity, I said,
for you to govern in this State, even if you have
the capacity, or to be governed, unless you like, or
go to war when the rest go to war, or to be at peace
when others are at peace, unless you are so disposed there
being no necessity also, because some law forbids
you to hold office or be a dicast, that you should
not hold office or be a dicast, if you have a fancy is
not this a way of life which for the moment is supremely
delightful?
For the moment, yes.
And is not their humanity to the condemned
in some cases quite charming? Have you not observed
how, in a democracy, many persons, although they have
been sentenced to death or exile, just stay where they
are and walk about the world the gentleman
parades like a hero, and nobody sees or cares?
Yes, he replied, many and many a one.
See too, I said, the forgiving spirit
of democracy, and the ’don’t care’
about trifles, and the disregard which she shows of
all the fine principles which we solemnly laid down
at the foundation of the city as when we
said that, except in the case of some rarely gifted
nature, there never will be a good man who has not
from his childhood been used to play amid things of
beauty and make of them a joy and a study how
grandly does she trample all these fine notions of
ours under her feet, never giving a thought to the
pursuits which make a statesman, and promoting to
honour any one who professes to be the people’s
friend.
Yes, she is of a noble spirit.
These and other kindred characteristics
are proper to democracy, which is a charming form
of government, full of variety and disorder, and dispensing
a sort of equality to equals and unequals alike.
We know her well.
Consider now, I said, what manner
of man the individual is, or rather consider, as in
the case of the State, how he comes into being.
Very good, he said.
Is not this the way he
is the son of the miserly and oligarchical father
who has trained him in his own habits?
Exactly.
And, like his father, he keeps under
by force the pleasures which are of the spending and
not of the getting sort, being those which are called
unnecessary?
Obviously.
Would you like, for the sake of clearness,
to distinguish which are the necessary and which are
the unnecessary pleasures?
I should.
Are not necessary pleasures those
of which we cannot get rid, and of which the satisfaction
is a benefit to us? And they are rightly called
so, because we are framed by nature to desire both
what is beneficial and what is necessary, and cannot
help it.
True.
We are not wrong therefore in calling them necessary?
We are not.
And the desires of which a man may
get rid, if he takes pains from his youth upwards of
which the presence, moreover, does no good, and in
some cases the reverse of good shall we
not be right in saying that all these are unnecessary?
Yes, certainly.
Suppose we select an example of either
kind, in order that we may have a general notion of
them?
Very good.
Will not the desire of eating, that
is, of simple food and condiments, in so far as they
are required for health and strength, be of the necessary
class?
That is what I should suppose.
The pleasure of eating is necessary
in two ways; it does us good and it is essential to
the continuance of life?
Yes.
But the condiments are only necessary
in so far as they are good for health?
Certainly.
And the desire which goes beyond this,
of more delicate food, or other luxuries, which might
generally be got rid of, if controlled and trained
in youth, and is hurtful to the body, and hurtful to
the soul in the pursuit of wisdom and virtue, may
be rightly called unnecessary?
Very true.
May we not say that these desires
spend, and that the others make money because they
conduce to production?
Certainly.
And of the pleasures of love, and
all other pleasures, the same holds good?
True.
And the drone of whom we spoke was
he who was surfeited in pleasures and desires of this
sort, and was the slave of the unnecessary desires,
whereas he who was subject to the necessary only was
miserly and oligarchical?
Very true.
Again, let us see how the democratical
man grows out of the oligarchical: the following,
as I suspect, is commonly the process.
What is the process?
When a young man who has been brought
up as we were just now describing, in a vulgar and
miserly way, has tasted drones’ honey and has
come to associate with fierce and crafty natures who
are able to provide for him all sorts of refinements
and varieties of pleasure then, as you may
imagine, the change will begin of the oligarchical
principle within him into the democratical?
Inevitably.
And as in the city like was helping
like, and the change was effected by an alliance from
without assisting one division of the citizens, so
too the young man is changed by a class of desires
coming from without to assist the desires within him,
that which is akin and alike again helping that which
is akin and alike?
Certainly.
And if there be any ally which aids
the oligarchical principle within him, whether the
influence of a father or of kindred, advising or rebuking
him, then there arises in his soul a faction and an
opposite faction, and he goes to war with himself.
It must be so.
And there are times when the democratical
principle gives way to the oligarchical, and some
of his desires die, and others are banished; a spirit
of reverence enters into the young man’s soul
and order is restored.
Yes, he said, that sometimes happens.
And then, again, after the old desires
have been driven out, fresh ones spring up, which
are akin to them, and because he their father does
not know how to educate them, wax fierce and numerous.
Yes, he said, that is apt to be the way.
They draw him to his old associates,
and holding secret intercourse with them, breed and
multiply in him.
Very true.
At length they seize upon the citadel
of the young man’s soul, which they perceive
to be void of all accomplishments and fair pursuits
and true words, which make their abode in the minds
of men who are dear to the gods, and are their best
guardians and sentinels.
None better.
False and boastful conceits and phrases
mount upwards and take their place.
They are certain to do so.
And so the young man returns into
the country of the lotus-eaters, and takes up his
dwelling there in the face of all men; and if any help
be sent by his friends to the oligarchical part of
him, the aforesaid vain conceits shut the gate of
the king’s fastness; and they will neither allow
the embassy itself to enter, nor if private advisers
offer the fatherly counsel of the aged will they listen
to them or receive them. There is a battle and
they gain the day, and then modesty, which they call
silliness, is ignominiously thrust into exile by them,
and temperance, which they nickname unmanliness, is
trampled in the mire and cast forth; they persuade
men that moderation and orderly expenditure are vulgarity
and meanness, and so, by the help of a rabble of evil
appetites, they drive them beyond the border.
Yes, with a will.
And when they have emptied and swept
clean the soul of him who is now in their power and
who is being initiated by them in great mysteries,
the next thing is to bring back to their house insolence
and anarchy and waste and impudence in bright array
having garlands on their heads, and a great company
with them, hymning their praises and calling them by
sweet names; insolence they term breeding, and anarchy
liberty, and waste magnificence, and impudence courage.
And so the young man passes out of his original nature,
which was trained in the school of necessity, into
the freedom and libertinism of useless and unnecessary
pleasures.
Yes, he said, the change in him is visible enough.
After this he lives on, spending his
money and labour and time on unnecessary pleasures
quite as much as on necessary ones; but if he be fortunate,
and is not too much disordered in his wits, when years
have elapsed, and the heyday of passion is over supposing
that he then re-admits into the city some part of
the exiled virtues, and does not wholly give himself
up to their successors in that case he balances
his pleasures and lives in a sort of equilibrium,
putting the government of himself into the hands of
the one which comes first and wins the turn; and when
he has had enough of that, then into the hands of another;
he despises none of them but encourages them all equally.
Very true, he said.
Neither does he receive or let pass
into the fortress any true word of advice; if any
one says to him that some pleasures are the satisfactions
of good and noble desires, and others of evil desires,
and that he ought to use and honour some and chastise
and master the others whenever this is
repeated to him he shakes his head and says that they
are all alike, and that one is as good as another.
Yes, he said; that is the way with him.
Yes, I said, he lives from day to
day indulging the appetite of the hour; and sometimes
he is lapped in drink and strains of the flute; then
he becomes a water-drinker, and tries to get thin;
then he takes a turn at gymnastics; sometimes idling
and neglecting everything, then once more living the
life of a philosopher; often he is busy with politics,
and starts to his feet and says and does whatever comes
into his head; and, if he is emulous of any one who
is a warrior, off he is in that direction, or of men
of business, once more in that. His life has
neither law nor order; and this distracted existence
he terms joy and bliss and freedom; and so he goes
on.
Yes, he replied, he is all liberty and equality.
Yes, I said; his life is motley and
manifold and an epitome of the lives of many; he
answers to the State which we described as fair and
spangled. And many a man and many a woman will
take him for their pattern, and many a constitution
and many an example of manners is contained in him.
Just so.
Let him then be set over against democracy;
he may truly be called the democratic man.
Let that be his place, he said.
Last of all comes the most beautiful
of all, man and State alike, tyranny and the tyrant;
these we have now to consider.
Quite true, he said.
Say then, my friend, In what manner
does tyranny arise? that it has a democratic
origin is evident.
Clearly.
And does not tyranny spring from democracy
in the same manner as democracy from oligarchy I
mean, after a sort?
How?
The good which oligarchy proposed
to itself and the means by which it was maintained
was excess of wealth am I not right?
Yes.
And the insatiable desire of wealth
and the neglect of all other things for the sake of
money-getting was also the ruin of oligarchy?
True.
And democracy has her own good, of
which the insatiable desire brings her to dissolution?
What good?
Freedom, I replied; which, as they
tell you in a democracy, is the glory of the State and
that therefore in a democracy alone will the freeman
of nature deign to dwell.
Yes; the saying is in every body’s mouth.
I was going to observe, that the insatiable
desire of this and the neglect of other things introduces
the change in democracy, which occasions a demand
for tyranny.
How so?
When a democracy which is thirsting
for freedom has evil cup-bearers presiding over the
feast, and has drunk too deeply of the strong wine
of freedom, then, unless her rulers are very amenable
and give a plentiful draught, she calls them to account
and punishes them, and says that they are cursed oligarchs.
Yes, he replied, a very common occurrence.
Yes, I said; and loyal citizens are
insultingly termed by her slaves who hug their chains
and men of naught; she would have subjects who are
like rulers, and rulers who are like subjects:
these are men after her own heart, whom she praises
and honours both in private and public. Now, in
such a State, can liberty have any limit?
Certainly not.
By degrees the anarchy finds a way
into private houses, and ends by getting among the
animals and infecting them.
How do you mean?
I mean that the father grows accustomed
to descend to the level of his sons and to fear them,
and the son is on a level with his father, he having
no respect or reverence for either of his parents;
and this is his freedom, and the metic is equal with
the citizen and the citizen with the metic, and the
stranger is quite as good as either.
Yes, he said, that is the way.
And these are not the only evils,
I said there are several lesser ones:
In such a state of society the master fears and flatters
his scholars, and the scholars despise their masters
and tutors; young and old are all alike; and the young
man is on a level with the old, and is ready to compete
with him in word or deed; and old men condescend to
the young and are full of pleasantry and gaiety; they
are loth to be thought morose and authoritative, and
therefore they adopt the manners of the young.
Quite true, he said.
The last extreme of popular liberty
is when the slave bought with money, whether male
or female, is just as free as his or her purchaser;
nor must I forget to tell of the liberty and equality
of the two sexes in relation to each other.
Why not, as Aeschylus says, utter the word which rises
to our lips?
That is what I am doing, I replied;
and I must add that no one who does not know would
believe, how much greater is the liberty which the
animals who are under the dominion of man have in a
democracy than in any other State: for truly,
the she-dogs, as the proverb says, are as good as
their she-mistresses, and the horses and asses have
a way of marching along with all the rights and dignities
of freemen; and they will run at any body who comes
in their way if he does not leave the road clear for
them: and all things are just ready to burst with
liberty.
When I take a country walk, he said,
I often experience what you describe. You and
I have dreamed the same thing.
And above all, I said, and as the
result of all, see how sensitive the citizens become;
they chafe impatiently at the least touch of authority,
and at length, as you know, they cease to care even
for the laws, written or unwritten; they will have
no one over them.
Yes, he said, I know it too well.
Such, my friend, I said, is the fair
and glorious beginning out of which springs tyranny.
Glorious indeed, he said. But what is the next
step?
The ruin of oligarchy is the ruin
of democracy; the same disease magnified and intensified
by liberty overmasters democracy the truth
being that the excessive increase of anything often
causes a reaction in the opposite direction; and this
is the case not only in the seasons and in vegetable
and animal life, but above all in forms of government.
True.
The excess of liberty, whether in
States or individuals, seems only to pass into excess
of slavery.
Yes, the natural order.
And so tyranny naturally arises out
of democracy, and the most aggravated form of tyranny
and slavery out of the most extreme form of liberty?
As we might expect.
That, however, was not, as I believe,
your question you rather desired to know
what is that disorder which is generated alike in oligarchy
and democracy, and is the ruin of both?
Just so, he replied.
Well, I said, I meant to refer to
the class of idle spendthrifts, of whom the more courageous
are the leaders and the more timid the followers,
the same whom we were comparing to drones, some stingless,
and others having stings.
A very just comparison.
These two classes are the plagues
of every city in which they are generated, being what
phlegm and bile are to the body. And the good
physician and lawgiver of the State ought, like the
wise bee-master, to keep them at a distance and prevent,
if possible, their ever coming in; and if they have
anyhow found a way in, then he should have them and
their cells cut out as speedily as possible.
Yes, by all means, he said.
Then, in order that we may see clearly
what we are doing, let us imagine democracy to be
divided, as indeed it is, into three classes; for in
the first place freedom creates rather more drones
in the democratic than there were in the oligarchical
State.
That is true.
And in the democracy they are certainly more intensified.
How so?
Because in the oligarchical State
they are disqualified and driven from office, and
therefore they cannot train or gather strength; whereas
in a democracy they are almost the entire ruling power,
and while the keener sort speak and act, the rest
keep buzzing about the bema and do not suffer
a word to be said on the other side; hence in democracies
almost everything is managed by the drones.
Very true, he said.
Then there is another class which is always being
severed from the mass.
What is that?
They are the orderly class, which
in a nation of traders is sure to be the richest.
Naturally so.
They are the most squeezable persons
and yield the largest amount of honey to the drones.
Why, he said, there is little to be
squeezed out of people who have little.
And this is called the wealthy class,
and the drones feed upon them.
That is pretty much the case, he said.
The people are a third class, consisting
of those who work with their own hands; they are not
politicians, and have not much to live upon.
This, when assembled, is the largest and most powerful
class in a democracy.
True, he said; but then the multitude
is seldom willing to congregate unless they get a
little honey.
And do they not share? I said.
Do not their leaders deprive the rich of their estates
and distribute them among the people; at the same time
taking care to reserve the larger part for themselves?
Why, yes, he said, to that extent the people do share.
And the persons whose property is
taken from them are compelled to defend themselves
before the people as they best can?
What else can they do?
And then, although they may have no
desire of change, the others charge them with plotting
against the people and being friends of oligarchy?
True.
And the end is that when they see
the people, not of their own accord, but through ignorance,
and because they are deceived by informers, seeking
to do them wrong, then at last they are forced to become
oligarchs in reality; they do not wish to be, but the
sting of the drones torments them and breeds revolution
in them.
That is exactly the truth.
Then come impeachments and judgments and trials
of one another.
True.
The people have always some champion
whom they set over them and nurse into greatness.
Yes, that is their way.
This and no other is the root from
which a tyrant springs; when he first appears above
ground he is a protector.
Yes, that is quite clear.
How then does a protector begin to
change into a tyrant? Clearly when he does what
the man is said to do in the tale of the Arcadian temple
of Lycaean Zeus.
What tale?
The tale is that he who has tasted
the entrails of a single human victim minced up with
the entrails of other victims is destined to become
a wolf. Did you never hear it?
Oh, yes.
And the protector of the people is
like him; having a mob entirely at his disposal, he
is not restrained from shedding the blood of kinsmen;
by the favourite method of false accusation he brings
them into court and murders them, making the life
of man to disappear, and with unholy tongue and lips
tasting the blood of his fellow citizens; some he kills
and others he banishes, at the same time hinting at
the abolition of debts and partition of lands:
and after this, what will be his destiny? Must
he not either perish at the hands of his enemies, or
from being a man become a wolf that is,
a tyrant?
Inevitably.
This, I said, is he who begins to make a party against
the rich?
The same.
After a while he is driven out, but
comes back, in spite of his enemies, a tyrant full
grown.
That is clear.
And if they are unable to expel him,
or to get him condemned to death by a public accusation,
they conspire to assassinate him.
Yes, he said, that is their usual way.
Then comes the famous request for
a body-guard, which is the device of all those who
have got thus far in their tyrannical career ’Let
not the people’s friend,’ as they say,
‘be lost to them.’
Exactly.
The people readily assent; all their
fears are for him they have none for themselves.
Very true.
And when a man who is wealthy and
is also accused of being an enemy of the people sees
this, then, my friend, as the oracle said to Croesus,
‘By pebbly Hermus’ shore
he flees and rests not, and is not ashamed to be a
coward.’
And quite right too, said he, for
if he were, he would never be ashamed again.
But if he is caught he dies.
Of course.
And he, the protector of whom we spoke,
is to be seen, not ’larding the plain’
with his bulk, but himself the overthrower of many,
standing up in the chariot of State with the reins
in his hand, no longer protector, but tyrant absolute.
No doubt, he said.
And now let us consider the happiness
of the man, and also of the State in which a creature
like him is generated.
Yes, he said, let us consider that.
At first, in the early days of his
power, he is full of smiles, and he salutes every
one whom he meets; he to be called a tyrant,
who is making promises in public and also in private!
liberating debtors, and distributing land to the people
and his followers, and wanting to be so kind and good
to every one!
Of course, he said.
But when he has disposed of foreign
enemies by conquest or treaty, and there is nothing
to fear from them, then he is always stirring up some
war or other, in order that the people may require
a leader.
To be sure.
Has he not also another object, which
is that they may be impoverished by payment of taxes,
and thus compelled to devote themselves to their daily
wants and therefore less likely to conspire against
him?
Clearly.
And if any of them are suspected by
him of having notions of freedom, and of resistance
to his authority, he will have a good pretext for
destroying them by placing them at the mercy of the
enemy; and for all these reasons the tyrant must be
always getting up a war.
He must.
Now he begins to grow unpopular.
A necessary result.
Then some of those who joined in setting
him up, and who are in power, speak their minds to
him and to one another, and the more courageous of
them cast in his teeth what is being done.
Yes, that may be expected.
And the tyrant, if he means to rule,
must get rid of them; he cannot stop while he has
a friend or an enemy who is good for anything.
He cannot.
And therefore he must look about him
and see who is valiant, who is high-minded, who is
wise, who is wealthy; happy man, he is the enemy of
them all, and must seek occasion against them whether
he will or no, until he has made a purgation of the
State.
Yes, he said, and a rare purgation.
Yes, I said, not the sort of purgation
which the physicians make of the body; for they take
away the worse and leave the better part, but he does
the reverse.
If he is to rule, I suppose that he cannot help himself.
What a blessed alternative, I said: to
be compelled to dwell only with the many bad, and
to be by them hated, or not to live at all!
Yes, that is the alternative.
And the more detestable his actions
are to the citizens the more satellites and the greater
devotion in them will he require?
Certainly.
And who are the devoted band, and where will he procure
them?
They will flock to him, he said, of their own accord,
if he pays them.
By the dog! I said, here are
more drones, of every sort and from every land.
Yes, he said, there are.
But will he not desire to get them on the spot?
How do you mean?
He will rob the citizens of their
slaves; he will then set them free and enrol them
in his body-guard.
To be sure, he said; and he will be able to trust
them best of all.
What a blessed creature, I said, must
this tyrant be; he has put to death the others and
has these for his trusted friends.
Yes, he said; they are quite of his sort.
Yes, I said, and these are the new
citizens whom he has called into existence, who admire
him and are his companions, while the good hate and
avoid him.
Of course.
Verily, then, tragedy is a wise thing and Euripides
a great tragedian.
Why so?
Why, because he is the author of the pregnant saying,
‘Tyrants are wise by living with the wise;’
and he clearly meant to say that they
are the wise whom the tyrant makes his companions.
Yes, he said, and he also praises
tyranny as godlike; and many other things of the same
kind are said by him and by the other poets.
And therefore, I said, the tragic
poets being wise men will forgive us and any others
who live after our manner if we do not receive them
into our State, because they are the eulogists of
tyranny.
Yes, he said, those who have the wit
will doubtless forgive us.
But they will continue to go to other
cities and attract mobs, and hire voices fair and
loud and persuasive, and draw the cities over to tyrannies
and democracies.
Very true.
Moreover, they are paid for this and
receive honour the greatest honour, as
might be expected, from tyrants, and the next greatest
from democracies; but the higher they ascend our constitution
hill, the more their reputation fails, and seems unable
from shortness of breath to proceed further.
True.
But we are wandering from the subject:
Let us therefore return and enquire how the tyrant
will maintain that fair and numerous and various and
ever-changing army of his.
If, he said, there are sacred treasures
in the city, he will confiscate and spend them; and
in so far as the fortunes of attainted persons may
suffice, he will be able to diminish the taxes which
he would otherwise have to impose upon the people.
And when these fail?
Why, clearly, he said, then he and
his boon companions, whether male or female, will
be maintained out of his father’s estate.
You mean to say that the people, from
whom he has derived his being, will maintain him and
his companions?
Yes, he said; they cannot help themselves.
But what if the people fly into a
passion, and aver that a grown-up son ought not to
be supported by his father, but that the father should
be supported by the son? The father did not bring
him into being, or settle him in life, in order that
when his son became a man he should himself be the
servant of his own servants and should support him
and his rabble of slaves and companions; but that
his son should protect him, and that by his help he
might be emancipated from the government of the rich
and aristocratic, as they are termed. And so
he bids him and his companions depart, just as any
other father might drive out of the house a riotous
son and his undesirable associates.
By heaven, he said, then the parent
will discover what a monster he has been fostering
in his bosom; and, when he wants to drive him out,
he will find that he is weak and his son strong.
Why, you do not mean to say that the
tyrant will use violence? What! beat his father
if he opposes him?
Yes, he will, having first disarmed him.
Then he is a parricide, and a cruel
guardian of an aged parent; and this is real tyranny,
about which there can be no longer a mistake:
as the saying is, the people who would escape the
smoke which is the slavery of freemen, has fallen
into the fire which is the tyranny of slaves.
Thus liberty, getting out of all order and reason,
passes into the harshest and bitterest form of slavery.
True, he said.
Very well; and may we not rightly
say that we have sufficiently discussed the nature
of tyranny, and the manner of the transition from
democracy to tyranny?
Yes, quite enough, he said.