I.
The Extension. This
consists in carrying your opponent’s proposition
beyond its natural limits; in giving it as general
a signification and as wide a sense as possible, so
as to exaggerate it; and, on the other hand, in giving
your own proposition as restricted a sense and as
narrow limits as you can, because the more general
a statement becomes, the more numerous are the objections
to which it is open. The defence consists in
an accurate statement of the point or essential question
at issue.
Example 1. I asserted that
the English were supreme in drama. My opponent
attempted to give an instance to the contrary,
and replied that it was a well-known fact that in
music, and consequently in opera, they could do nothing
at all. I repelled the attack by reminding him
that music was not included in dramatic art, which
covered tragedy and comedy alone. This he knew
very well. What he had done was to try to generalise
my proposition, so that it would apply to all theatrical
representations, and, consequently, to opera and then
to music, in order to make certain of defeating me.
Contrarily, we may save our proposition by reducing
it within narrower limits than we had first intended,
if our way of expressing it favours this expedient.
Example 2. A. declares
that the Peace of 1814 gave back their independence
to all the German towns of the Hanseatic League.
B. gives an instance to the contrary by reciting the
fact that Dantzig, which received its independence
from Buonaparte, lost it by that Peace. A. saves
himself thus: “I said ‘all German
towns,’ and Dantzig was in Poland.”
Example 3. Lamarck‚ in
his Philosophic Zoologique‚ states that the polype has no feeling‚ because
it has no nerves. It is certain‚ however‚ that
it has some sort of perception; for it advances towards
light by moving in an ingenious fashion from branch
to branch‚ and it seizes its prey. Hence it has
been assumed that its nervous system is spread over
the whole of its body in equal measure‚ as though
it were blended with it; for it is obvious that the
polype possesses some faculty of perception without
having any separate organs of sense. Since this
assumption refutes Lamarck’s position‚ he argues
thus: “In that case all parts of its body
must be capable of every kind of feeling‚ and also
of motion‚ of will‚ of thought. The polype
would have all the organs of the most perfect animal
in every point of its body; every point could see‚
smell‚ taste‚ hear‚ and so on; nay‚ it could think‚
judge‚ and draw conclusions; every particle of its
body would be a perfect animal and it would stand higher
than man‚ as every part of it would possess all the
faculties which man possesses only in the whole of
him. Further‚ there would be no reason for not
extending what is true of the polype to all monads‚
the most imperfect of all creatures‚ and ultimately
to the plants‚ which are also alive‚ etc.‚ etc.”
By using dialectical tricks of this kind a writer
betrays that he is secretly conscious of being in the
wrong. Because it was said that the creature’s
whole body is sensitive to light‚ and is therefore
possessed of nerves‚ he makes out that its whole body
is capable of thought.
II.
The Homonymy. This
trick is to extend a proposition to something which
has little or nothing in common with the matter in
question but the similarity of the word; then to refute
it triumphantly, and so claim credit for having refuted
the original statement.
It may be noted here that synonyms
are two words for the same conception; homonyms‚ two
conceptions which are covered by the same word. “Deep‚”
“cutting‚” “high‚” used at
one moment of bodies at another of tones‚ are homonyms;
“honourable” and “honest” are
synonyms.
This is a trick which may be regarded
as identical with the sophism ex homonymia;
although, if the sophism is obvious, it will deceive
no one.
Every light can be extinguished.
The intellect is a light.
Therefore it can be extinguished.
Here it is at once clear that there
are four terms in the syllogism, “light”
being used both in a real and in a metaphorical sense.
But if the sophism takes a subtle form, it is, of
course, apt to mislead, especially where the conceptions
which are covered by the same word are related, and
inclined to be interchangeable. It is never subtle
enough to deceive, if it is used intentionally; and
therefore cases of it must be collected from actual
and individual experience.
It would be a very good thing if every
trick could receive some short and obviously appropriate
name, so that when a man used this or that particular
trick, he could be at once reproached for it.
I will give two examples of the homonymy.
Example 1. A.: “You are not
yet initiated into the mysteries of the
Kantian philosophy.”
B.: “Oh, if it’s
mysteries you’re talking of, I’ll have
nothing to do with them.”
Example 2. I condemned
the principle involved in the word honour as
a foolish one; for, according to it, a man loses his
honour by receiving an insult, which he cannot wipe
out unless he replies with a still greater insult,
or by shedding his adversary’s blood or his own.
I contended that a man’s true honour cannot be
outraged by what he suffers, but only and alone by
what he does; for there is no saying what may befall
any one of us. My opponent immediately attacked
the reason I had given, and triumphantly proved to
me that when a tradesman was falsely accused of misrepresentation,
dishonesty, or neglect in his business, it was an
attack upon his honour, which in this case was outraged
solely by what he suffered, and that he could only
retrieve it by punishing his aggressor and making him
retract.
Here, by a homonymy, he was foisting
civic honour, which is otherwise called good
name, and which may be outraged by libel and slander,
on to the conception of knightly honour, also
called point d’honneur, which may be
outraged by insult. And since an attack on the
former cannot be disregarded, but must be repelled
by public disproof, so, with the same justification,
an attack on the latter must not be disregarded either,
but it must be defeated by still greater insult and
a duel. Here we have a confusion of two essentially
different things through the homonymy in the word honour,
and a consequent alteration of the point in dispute.
III.
Another trick is to take a proposition
which is laid down relatively, and in reference to
some particular matter, as though it were uttered
with a general or absolute application; or, at least,
to take it in some quite different sense, and then
refute it. Aristotle’s example is as follows:
A Moor is black; but in regard to
his teeth he is white; therefore, he is black and
not black at the same moment. This is an obvious
sophism, which will deceive no one. Let us contrast
it with one drawn from actual experience.
In talking of philosophy, I admitted
that my system upheld the Quietists, and commended
them. Shortly afterwards the conversation turned
upon Hegel, and I maintained that his writings were
mostly nonsense; or, at any rate, that there were
many passages in them where the author wrote the words,
and it was left to the reader to find a meaning for
them. My opponent did not attempt to refute this
assertion ad rem, but contented himself by
advancing the argumentum ad hominem, and telling
me that I had just been praising the Quietists, and
that they had written a good deal of nonsense too.
This I admitted; but, by way of correcting
him, I said that I had praised the Quietists, not
as philosophers and writers, that is to say, for their
achievements in the sphere of theory, but only
as men, and for their conduct in mere matters of practice;
and that in Hegel’s case we were talking of
theories. In this way I parried the attack.
The first three tricks are of a kindred
character. They have this in common, that something
different is attacked from that which was asserted.
It would therefore be an ignoratio elenchi to
allow oneself to be disposed of in such a manner.
For in all the examples that I have
given, what the opponent says is true, but it stands
in apparent and not in real contradiction with the
thesis. All that the man whom he is attacking
has to do is to deny the validity of his syllogism;
to deny, namely, the conclusion which he draws, that
because his proposition is true, ours is false.
In this way his refutation is itself directly refuted
by a denial of his conclusion, per negationem consequentiae.
Another trick is to refuse to admit true prémisses
because of a foreseen conclusion. There are two
ways of defeating it, incorporated in the next two
sections.
IV.
If you want to draw a conclusion,
you must not let it be foreseen, but you must get
the prémisses admitted one by one, unobserved,
mingling them here and there in your talk; otherwise,
your opponent will attempt all sorts of chicanery.
Or, if it is doubtful whether your opponent will admit
them, you must advance the prémisses of these
prémisses; that is to say, you must draw up pro-syllogisms,
and get the prémisses of several of them admitted
in no definite order. In this way you conceal
your game until you have obtained all the admissions
that are necessary, and so reach your goal by making
a circuit. These rules are given by Aristotle
in his Topica, bk. viii., . It is
a trick which needs no illustration.
V.
To prove the truth of a proposition,
you may also employ previous propositions that are
not true, should your opponent refuse to admit the
true ones, either because he fails to perceive their
truth, or because he sees that the thesis immediately
follows from them. In that case the plan is to
take propositions which are false in themselves but
true for your opponent, and argue from the way in which
he thinks, that is to say, ex concessis.
For a true conclusion may follow from false prémisses,
but not vice versa. In the same fashion
your opponent’s false propositions may be refuted
by other false propositions, which he, however, takes
to be true; for it is with him that you have to do,
and you must use the thoughts that he uses. For
instance, if he is a member of some sect to which you
do not belong, you may employ the declared, opinions
of this sect against him, as principles.
VI.
Another plan is to beg the question
in disguise by postulating what has to be proved,
either (1) under another name; for instance, “good
repute” instead of “honour”; “virtue”
instead of “virginity,” etc.; or
by using such convertible terms as “red-blooded
animals” and “vertebrates”; or (2)
by making a general assumption covering the particular
point in dispute; for instance, maintaining the uncertainty
of medicine by postulating the uncertainty of all human
knowledge. (3) If, vice versa, two things follow
one from the other, and one is to be proved, you may
postulate the other. (4) If a general proposition
is to be proved, you may get your opponent to admit
every one of the particulars. This is the converse
of the second.
VII.
Should the disputation be conducted
on somewhat strict and formal lines, and there be
a desire to arrive at a very clear understanding,
he who states the proposition and wants to prove it
may proceed against his opponent by question, in order
to show the truth of the statement from his admissions.
The erotematic, or Socratic, method was especially
in use among the ancients; and this and some of the
tricks following later on are akin to it.
The plan is to ask a great many wide-reaching
questions at once, so as to hide what you want to
get admitted, and, on the other hand, quickly propound
the argument resulting from the admissions; for those
who are slow of understanding cannot follow accurately,
and do not notice any mistakes or gaps there may be
in the demonstration.
VIII.
This trick consists in making your
opponent angry; for when he is angry he is incapable
of judging aright, and perceiving where his advantage
lies. You can make him angry by doing him repeated
injustice, or practising some kind of chicanery, and
being generally insolent.
IX.
Or you may put questions in an order
different from that which the conclusion to be drawn
from them requires, and transpose them, so as not
to let him know at what you are aiming. He can
then take no precautions. You may also use his
answers for different or even opposite conclusions,
according to their character. This is akin to
the trick of masking your procedure.
X.
If you observe that your opponent
designedly returns a negative answer to the questions
which, for the sake of your proposition, you want
him to answer in the affirmative, you must ask the
converse of the proposition, as though it were that
which you were anxious to see affirmed; or, at any
rate, you may give him his choice of both, so that
he may not perceive which of them you are asking him
to affirm.
XI.
If you make an induction, and your
opponent grants you the particular cases by which
it is to be supported, you must refrain from asking
him if he also admits the general truth which issues
from the particulars, but introduce it afterwards
as a settled and admitted fact; for, in the meanwhile,
he will himself come to believe that he has admitted
it, and the same impression will be received by the
audience, because they will remember the many questions
as to the particulars, and suppose that they must,
of course, have attained their end.
XII.
If the conversation turns upon some
general conception which has no particular name, but
requires some figurative or metaphorical designation,
you must begin by choosing a metaphor that is favourable
to your proposition. For instance, the names used
to denote the two political parties in Spain, Serviles
and Liberates, are obviously chosen by the
latter. The name Protestants is chosen
by themselves, and also the name Evangelicals;
but the Catholics call them heretics.
Similarly, in regard to the names of things which admit
of a more exact and definite meaning: for example,
if your opponent proposes an alteration, you
can call it an innovation, as this is an invidious
word. If you yourself make the proposal, it will
be the converse. In the first case, you can call
the antagonistic principle “the existing order,”
in the second, “antiquated prejudice.”
What an impartial man with no further purpose to serve
would call “public worship” or a “system
of religion,” is described by an adherent as
“piety,” “godliness”:
and by an opponent as “bigotry,” “superstition.”
This is, at bottom, a subtle petitio principii.
What is sought to be proved is, first of all, inserted
in the definition, whence it is then taken by mere
analysis. What one man calls “placing in
safe custody,” another calls “throwing
into prison.” A speaker often betrays his
purpose beforehand by the names which he gives to things.
One man talks of “the clergy”; another,
of “the priests.”
Of all the tricks of controversy,
this is the most frequent, and it is used instinctively.
You hear of “religious zeal,” or “fanaticism”;
a “faux pas” a “piece of
gallantry,” or “adultery”; an “equivocal,”
or a “bawdy” story; “embarrassment,”
or “bankruptcy”; “through influence
and connection,” or by “bribery and nepotism”;
“sincere gratitude,” or “good pay.”
XIII.
To make your opponent accept a proposition,
you must give him the counter-proposition as well,
leaving him his choice of the two; and you must render
the contrast as glaring as you can, so that to avoid
being paradoxical he will accept the proposition, which
is thus made to look quite probable. For instance,
if you want to make him admit that a boy must do everything
that his father tells him to do, ask him “whether
in all things we must obey or disobey our parents.”
Or, if a thing is said to occur “often,”
ask whether by “often” you are to understand
few or many cases; and he will say “many.”
It is as though you were to put grey next black, and
call it white; or next white, and call it black.
XIV.
This, which is an impudent trick,
is played as follows: When your opponent has
answered several of your questions without the answers
turning out favourable to the conclusion at which you
are aiming, advance the desired conclusion, although
it does not in the least follow, as though
it had been proved, and proclaim it in a tone of triumph.
If your opponent is shy or stupid, and you yourself
possess a great deal of impudence and a good voice,
the trick may easily succeed. It is akin to the
fallacy non causae ut causae.
XV.
If you have advanced a paradoxical
proposition and find a difficulty in proving it, you
may submit for your opponent’s acceptance or
rejection some true proposition, the truth of which,
however, is not quite palpable, as though you wished
to draw your proof from it. Should he reject
it because he suspects a trick, you can obtain your
triumph by showing how absurd he is; should he accept
it> you have got reason on your side for the moment,
and must now look about you; or else you can employ
the previous trick as well, and maintain that your
paradox is proved by the proposition which he has accepted.
For this an extreme degree of impudence is required;
but experience shows cases of it, and there are people
who practise it by instinct.
XVI.
Another trick is to use arguments
ad hominem, or ex concessis When
your opponent makes a proposition, you must try to
see whether it is not in some way if needs
be, only apparently inconsistent with some
other proposition which he has made or admitted, or
with the principles of a school or sect which he has
commended and approved, or with the actions of those
who support the sect, or else of those who give it
only an apparent and spurious support, or with his
own actions or want of action. For example, should
he defend suicide, you may at once exclaim, “Why
don’t you hang yourself?” Should he maintain
that Berlin is an unpleasant place to live in, you
may say, “Why don’t you leave by the first
train?” Some such claptrap is always possible.
XVII.
If your opponent presses you with
a counter-proof, you will often be able to save yourself
by advancing some subtle distinction, which, it is
true, had not previously occurred to you; that is,
if the matter admits of a double application, or of
being taken in any ambiguous sense.
XVIII.
If you observe that your opponent
has taken up a line of argument which will end in
your defeat, you must not allow him to carry it to
its conclusion, but interrupt the course of the dispute
in time, or break it off altogether, or lead him away
from the subject, and bring him to others. In
short, you must effect the trick which will be noticed
later on, the mutatio controversiae. (See sec.
xxix.)
XIX.
Should your opponent expressly challenge
you to produce any objection to some definite point
in his argument, and you have nothing much to say,
you must try to give the matter a general turn, and
then talk against that. If you are called upon
to say why a particular physical hypothesis cannot
be accepted, you may speak of the fallibility of human
knowledge, and give various illustrations of it.
XX.
When you have elicited all your prémisses,
and your opponent has admitted them, you must refrain
from asking him for the conclusion, but draw it at
once for yourself; nay, even though one or other of
the prémisses should be lacking, you may take
it as though it too had been admitted, and draw the
conclusion. This trick is an application of the
fallacy non causae ut causae.
XXI.
When your opponent uses a merely superficial
or sophistical argument and you see through it, you
can, it is true, refute it by setting forth its captious
and superficial character; but it is better to meet
him with a counter-argument which is just as superficial
and sophistical, and so dispose of him; for it is
with victory that you are concerned, and not with
truth. If, for example, he adopts an argumentum
ad hominem, it is sufficient to take the force
out of it by a counter argumentum ad hominem
or argumentum ex concessis; and, in general,
instead of setting forth the true state of the case
at equal length, it is shorter to take this course
if it lies open to you.
XXII.
If your opponent requires you to admit
something from which the point in dispute will immediately
follow, you must refuse to do so, declaring that it
is a petitio principii For he and the audience
will regard a proposition which is near akin to the
point in dispute as identical with it, and in this
way you deprive him of his best argument.
XXIII.
Contradiction and contention irritate
a man into exaggerating his statement. By contradicting
your opponent you may drive him into extending beyond
its proper limits a statement which, at all events
within those limits and in itself, is true; and when
you refute this exaggerated form of it, you look as
though you had also refuted his original statement.
Contrarily, you must take care not to allow yourself
to be misled by contradictions into exaggerating or
extending a statement of your own. It will often
happen that your opponent will himself directly try
to extend your statement further than you meant it;
here you must at once stop him, and bring him back
to the limits which you set up; “That’s
what I said, and no more.”
XXIV.
This trick consists in stating a false
syllogism. Your opponent makes a proposition,
and by false inference and distortion of his ideas
you force from it other propositions which it does
not contain and he does not in the least mean; nay,
which are absurd or dangerous. It then looks
as if his proposition gave rise to others which are
inconsistent either with themselves or with some acknowledged
truth, and so it appears to be indirectly refuted.
This is the diversion, and it is another application
of the fallacy non causae ut causae.
XXV.
This is a case of the diversion
by means of an instance to the contrary.
With an induction ([Greek: epagogae]), a great
number of particular instances are required in order
to establish it as a universal proposition; but with
the diversion ([Greek: apagogae]) a single
instance, to which the proposition does not apply,
is all that is necessary to overthrow it. This
is a controversial method known as the instance instantia,
[Greek: enstasis]. For example, “all
ruminants are horned” is a proposition which
may be upset by the single instance of the camel.
The instance is a case in which a universal
truth is sought to be applied, and something is inserted
in the fundamental definition of it which is not universally
true, and by which it is upset. But there is
room for mistake; and when this trick is employed
by your opponent, you must observe (1) whether the
example which he gives is really true; for there are
problems of which the only true solution is that the
case in point is not true for example,
many miracles, ghost stories, and so on; and (2) whether
it really comes under the conception of the truth
thus stated; for it may only appear to do so, and
the matter is one to be settled by precise distinctions;
and (3) whether it is really inconsistent with this
conception; for this again may be only an apparent
inconsistency.
XXVI.
A brilliant move is the retorsio
argumenti, or turning of the tables, by which
your opponent’s argument is turned against himself.
He declares, for instance, “So-and-so is a child,
you must make allowance for him.” You retort,
“Just because he is a child, I must correct
him; otherwise he will persist in his bad habits.”
XXVII.
Should your opponent surprise you
by becoming particularly angry at an argument, you
must urge it with all the more zeal; not only because
it is a good thing to make him angry, but because
it may be presumed that you have here put your finger
on the weak side of his case, and that just here he
is more open to attack than even for the moment you
perceive.
XXVIII.
This is chiefly practicable in a dispute
between scholars in the presence of the unlearned.
If you have no argument ad rem, and none either
ad hominem, you can make one ad auditores;
that is to say, you can start some invalid objection,
which, however, only an expert sees to be invalid.
Now your opponent is an expert, but those who form
your audience are not, and accordingly in their eyes
he is defeated; particularly if the objection which
you make places him in any ridiculous light.
People are ready to laugh, and you have the laughers
on your side. To show that your objection is an
idle one, would require a long explanation on the
part of your opponent, and a reference to the principles
of the branch of knowledge in question, or to the
elements of the matter which you are discussing; and
people are not disposed to listen to it.
For example, your opponent states
that in the original formation of a mountain-range
the granite and other elements in its composition were,
by reason of their high temperature, in a fluid or
molten state; that the temperature must have amounted
to some 480 deg. Fahrenheit; and that when
the mass took shape it was covered by the sea.
You reply, by an argument ad auditores, that
at that temperature nay, indeed, long before
it had been reached, namely, at 212 deg.
Fahrenheit the sea would have been boiled
away, and spread through the air in the form of steam.
At this the audience laughs. To refute the objection,
your opponent would have to show that the boiling-point
depends not only on the degree of warmth, but also
on the atmospheric pressure; and that as soon as about
half the sea-water had gone off in the shape of steam,
this pressure would be so greatly increased that the
rest of it would fail to boil even at a temperature
of 480 deg.. He is debarred from giving
this explanation, as it would require a treatise to
demonstrate the matter to those who had no acquaintance
with physics.
XXIX.
If you find that you are being worsted,
you can make a diversion that is,
you can suddenly begin to talk of something else,
as though it had a bearing on the matter in dispute,
and afforded an argument against your opponent.
This may be done without presumption if the diversion
has, in fact, some general bearing on the matter;
but it is a piece of impudence if it has nothing to
do with the case, and is only brought in by way of
attacking your opponent.
For example, I praised the system
prevailing in China, where there is no such thing
as hereditary nobility, and offices are bestowed only
on those who succeed in competitive examinations.
My opponent maintained that learning, as little as
the privilege of birth (of which he had a high opinion)
fits a man for office. We argued, and he got the
worst of it. Then he made a diversion, and declared
that in China all ranks were punished with the bastinado,
which he connected with the immoderate indulgence
in tea, and proceeded to make both of them a subject
of reproach to the Chinese. To follow him into
all this would have been to allow oneself to be drawn
into a surrender of the victory which had already
been won.
The diversion is mere impudence if
it completely abandons the point in dispute, and raises,
for instance, some such objection as “Yes, and
you also said just now,” and so on. For
then the argument becomes to some extent personal;
of the kind which will be treated of in the last section.
Strictly speaking, it is half-way between the argumentum
ad personam, which will there be discussed, and
the argumentum ad hominem.
How very innate this trick is, may
be seen in every quarrel between common people.
If one of the parties makes some personal reproach
against the other, the latter, instead of answering
it by refuting it, allows it to stand, as
it were, admits it; and replies by reproaching his
antagonist on some other ground. This is a stratagem
like that pursued by Scipio when he attacked the Carthaginians,
not in Italy, but in Africa. In war, diversions
of this kind may be profitable; but in a quarrel they
are poor expedients, because the reproaches remain,
and those who look on hear the worst that can be said
of both parties. It is a trick that should be
used only faute de mieux.
XXX.
This is the argumentum ad verecundiam.
It consists in making an appeal to authority rather
than reason, and in using such an authority as may
suit the degree of knowledge possessed by your opponent.
Every man prefers belief to the exercise
of judgment, says Seneca; and it is therefore an easy
matter if you have an authority on your side which
your opponent respects. The more limited his capacity
and knowledge, the greater is the number of the authorities
who weigh with him. But if his capacity and knowledge
are of a high order, there are very few; indeed, hardly
any at all. He may, perhaps, admit the authority
of professional men versed in a science or an art or
a handicraft of which he knows little or nothing;
but even so he will regard it with suspicion.
Contrarily, ordinary folk have a deep respect for
professional men of every kind. They are unaware
that a man who makes a profession of a thing loves
it not for the thing itself, but for the money he
makes by it; or that it is rare for a man who teaches
to know his subject thoroughly; for if he studies it
as he ought, he has in most cases no time left in
which to teach it.
But there are very many authorities
who find respect with the mob, and if you have none
that is quite suitable, you can take one that appears
to be so; you may quote what some said in another sense
or in other circumstances. Authorities which
your opponent fails to understand are those of which
he generally thinks the most. The unlearned entertain
a peculiar respect for a Greek or a Latin flourish.
You may also, should it be necessary, not only twist
your authorities, but actually falsify them, or quote
something which you have invented entirely yourself.
As a rule, your opponent has no books at hand, and
could not use them if he had. The finest illustration
of this is furnished by the French cure, who,
to avoid being compelled, like other citizens, to pave
the street in front of his house, quoted a saying which
he described as biblical: paveant illi, ego
non pavebo. That was quite enough for the
municipal officers. A universal prejudice may
also be used as an authority; for most people think
with Aristotle that that may be said to exist which
many believe. There is no opinion, however absurd,
which men will not readily embrace as soon as they
can be brought to the conviction that it is generally
adopted. Example affects their thought just as
it affects their action. They are like sheep following
the bell-wether just as he leads them. They would
sooner die than think. It is very curious that
the universality of an opinion should have so much
weight with people, as their own experience might tell
them that its acceptance is an entirely thoughtless
and merely imitative process. But it tells them
nothing of the kind, because they possess no self-knowledge
whatever. It is only the elect Who Say with Plato:
[Greek: tois pollois polla dokei] which means
that the public has a good many bees in its bonnet,
and that it would be a long business to get at them.
But to speak seriously, the universality
of an opinion is no proof, nay, it is not even a probability,
that the opinion is right. Those who maintain
that it is so must assume (1) that length of time
deprives a universal opinion of its demonstrative force,
as otherwise all the old errors which were once universally
held to be true would have to be recalled; for instance,
the Ptolemaic system would have to be restored, or
Catholicism re-established in all Protestant countries.
They must assume (2) that distance of space has the
same effect; otherwise the respective universality
of opinion among the adherents of Buddhism, Christianity,
and Islam will put them in a difficulty.
When we come to look into the matter,
so-called universal opinion is the opinion of two
or three persons; and we should be persuaded of this
if we could see the way in which it really arises.
We should find that it is two or three
persons who, in the first instance, accepted it, or
advanced and maintained it; and of whom people were
so good as to believe that they had thoroughly tested
it. Then a few other persons, persuaded beforehand
that the first were men of the requisite capacity,
also accepted the opinion. These, again, were
trusted by many others, whose laziness suggested to
them that it was better to believe at once, than to
go through the troublesome task of testing the matter
for themselves. Thus the number of these lazy
and credulous adherents grew from day to day; for the
opinion had no sooner obtained a fair measure of support
than its further supporters attributed this to the
fact that the opinion could only have obtained it
by the cogency of its arguments. The remainder
were then compelled to grant what was universally
granted, so as not to pass for unruly persons who
resisted opinions which every one accepted, or pert
fellows who thought themselves cleverer than any one
else.
When opinion reaches this stage, adhesion
becomes a duty; and henceforward the few who are capable
of forming a judgment hold their peace. Those
who venture to speak are such as are entirely incapable
of forming any opinions or any judgment of their own,
being merely the echo of others’ opinions; and,
nevertheless, they defend them with all the greater
zeal and intolerance. For what they hate in people
who think differently is not so much the different
opinions which they profess, as the presumption of
wanting to form their own judgment; a presumption
of which they themselves are never guilty, as they
are very well aware. In short, there are very
few who can think, but every man wants to have an
opinion; and what remains but to take it ready-made
from others, instead of forming opinions for himself?
Since this is what happens, where
is the value of the opinion even of a hundred millions?
It is no more established than an historical fact
reported by a hundred chroniclers who can be proved
to have plagiarised it from one another; the opinion
in the end being traceable to a single individual.
It is all what I say, what you say, and, finally,
what he says; and the whole of it is nothing but a
series of assertions:
Dico ego, tu dicis, sed denique dixit
et ille;
Dictaque post toties, nil nisi dicta vides.
Nevertheless, in a dispute with ordinary
people, we may employ universal opinion as an authority.
For it will generally be found that when two of them
are fighting, that is the weapon which both of them
choose as a means of attack. If a man of the better
sort has to deal with them, it is most advisable for
him to condescend to the use of this weapon too, and
to select such authorities as will make an impression
on his opponent’s weak side. For, ex
hypoihesi, he is as insensible to all rational
argument as a horny-hided Siegfried, dipped in the
flood of incapacity, and unable to think or judge.
Before a tribunal the dispute is one between authorities
alone, such authoritative statements, I
mean, as are laid down by legal experts; and here
the exercise of judgment consists in discovering what
law or authority applies to the case in question.
There is, however, plenty of room for Dialectic; for
should the case in question and the law not really
fit each other, they can, if necessary, be twisted
until they appear to do so, or vice versa.
XXXI.
If you know that you have no reply
to the arguments which your opponent advances, you
may, by a fine stroke of irony, declare yourself to
be an incompetent judge: “What you now say
passes my poor powers of comprehension; it may be
all very true, but I can’t understand it, and
I refrain from any expression of opinion on it.”
In this way you insinuate to the bystanders, with
whom you are in good repute, that what your opponent
says is nonsense. Thus, when Kant’s Kritik
appeared, or, rather, when it began to make a noise
in the world, many professors of the old ecclectic
school declared that they failed to understand it,
in the belief that their failure settled the business.
But when the adherents of the new school proved to
them that they were quite right, and had really failed
to understand it, they were in a very bad humour.
This is a trick which may be used
only when you are quite sure that the audience thinks
much better of you that of your opponent. A professor,
for instance may try it on a student.
Strictly, it is a case of the preceding
trick: it is a particularly malicious assertion
of one’s own authority, instead of giving reasons.
The counter-trick is to say: “I beg your
pardon; but, with your penetrating intellect, it must
be very easy for you to understand anything; and it
can only be my poor statement of the matter that is
at fault”; and then go on to rub it into him
until he understands it nolens volens, and
sees for himself that it was really his own fault
alone. In this way you parry his attack.
With the greatest politeness he wanted to insinuate
that you were talking nonsense; and you, with equal
courtesy, prove to him that he is a fool.
XXXII.
If you are confronted with an assertion,
there is a short way of getting rid of it, or, at
any rate, of throwing suspicion on it, by putting
it into some odious category; even though the connection
is only apparent, or else of a loose character.
You can say, for instance, “That is Manichasism,”
or “It is Arianism,” or “Pelagianism,”
or “Idealism,” or “Spinozism,”
or “Pantheism,” or “Brownianism,”
or “Naturalism,” or “Atheism,”
or “Rationalism,” “Spiritualism,”
“Mysticism,” and so on. In making
an objection of this kind, you take it for granted
(1) that the assertion in question is identical with,
or is at least contained in, the category cited that
is to say, you cry out, “Oh, I have heard that
before”; and (2) that the system referred to
has been entirely refuted, and does not contain a
word of truth.
XXXIII.
“That’s all very well
in theory, but it won’t do in practice.”
In this sophism you admit the prémisses but deny
the conclusion, in contradiction with a well-known
rule of logic. The assertion is based upon an
impossibility: what is right in theory must
work in practice; and if it does not, there is a mistake
in the theory; something has been overlooked and not
allowed for; and, consequently, what is wrong in practice
is wrong in theory too.
XXXIV.
When you state a question or an argument,
and your opponent gives you no direct answer or reply,
but evades it by a counter-question or an indirect
answer, or some assertion which has no bearing on the
matter, and, generally, tries to turn the subject,
it is a sure sign that you have touched a weak spot,
sometimes without knowing it. You have, as it
were, reduced him to silence. You must, therefore,
urge the point all the more, and not let your opponent
evade it, even when you do not know where the weakness
which you have hit upon really lies.
XXXV.
There is another trick which, as soon
as it is practicable, makes all others unnecessary.
Instead of working on your opponent’s intellect
by argument, work on his will by motive; and he, and
also the audience if they have similar interests,
will at once be won over to your opinion, even though
you got it out of a lunatic asylum; for, as a general
rule, half an ounce of will is more effective than
a hundredweight of insight and intelligence.
This, it is true, can be done only under peculiar
circumstances. If you succeed in making your opponent
feel that his opinion, should it prove true, will
be distinctly prejudicial to his interest, he will
let it drop like a hot potato, and feel that it was
very imprudent to take it up.
A clergyman, for instance, is defending
some philosophical dogma; you make him sensible of
the fact that it is in immediate contradiction with
one of the fundamental doctrines of his Church, and
he abandons it.
A landed proprietor maintains that
the use of machinery in agricultural operations, as
practised in England, is an excellent institution,
since an engine does the work of many men. You
give him to understand that it will not be very long
before carriages are also worked by steam, and that
the value of his large stud will be greatly depreciated;
and you will see what he will say.
In such cases every man feels how
thoughtless it is to sanction a law unjust to himself quam
temere in nosmet legem sancimus iniquam! Nor
is it otherwise if the bystanders, but not your opponent,
belong to the same sect, guild, industry, club, etc.,
as yourself. Let his thesis be never so true,
as soon as you hint that it is prejudicial to the
common interests of the said society, all the bystanders
will find that your opponent’s arguments, however
excellent they be, are weak and contemptible; and
that yours, on the other hand, though they were random
conjecture, are correct and to the point; you will
have a chorus of loud approval on your side, and your
opponent will be driven out of the field with ignominy.
Nay, the bystanders will believe, as a rule, that
they have agreed with you out of pure conviction.
For what is not to our interest mostly seems absurd
to us; our intellect being no siccum lumen.
This trick might be called “taking the tree by
its root”; its usual name is the argumentum
ab utili.
XXXVI.
You may also puzzle and bewilder your
opponent by mere bombast; and the trick is possible,
because a man generally supposes that there must be
some meaning in words:
Gewoehnlich glaubt der Mensch, wenn
er nur Worte hoert,
Es muesse sich dabei doch auch was denken
lassen.
If he is secretly conscious of his
own weakness, and accustomed to hear much that he
does not understand, and to make as though he did,
you can easily impose upon him by some serious fooling
that sounds very deep or learned, and deprives him
of hearing, sight, and thought; and by giving out
that it is the most indisputable proof of what you
assert. It is a well-known fact that in recent
times some philosophers have practised this trick
on the whole of the public with the most brilliant
success. But since present examples are odious,
we may refer to The Vicar of Wakefield for
an old one.
XXXVII.
Should your opponent be in the right,
but, luckily for your contention, choose a faulty
proof, you can easily manage to refute it, and then
claim that you have thus refuted his whole position.
This is a trick which ought to be one of the first;
it is, at bottom, an expedient by which an argumentum
ad hominem is put forward as an argumentum
ad rem. If no accurate proof occurs to him
or to the bystanders, you have won the day. For
example, if a man advances the ontological argument
by way of proving God’s existence, you can get
the best of him, for the ontological argument may easily
be refuted. This is the way in which bad advocates
lose a good case, by trying to justify it by an authority
which does not fit it, when no fitting one occurs
to them.
XXXVIII.
A last trick is to become personal,
insulting, rude, as soon as you perceive that your
opponent has the upper hand, and that you are going
to come off worst. It consists in passing from
the subject of dispute, as from a lost game, to the
disputant himself, and in some way attacking his person.
It may be called the argumentum ad personam,
to distinguish it from the argumentum ad hominem,
which passes from the objective discussion of the
subject pure and simple to the statements or admissions
which your opponent has made in regard to it.
But in becoming personal you leave the subject altogether,
and turn your attack to his person, by remarks of
an offensive and spiteful character. It is an
appeal from the virtues of the intellect to the virtues
of the body, or to mere animalism. This is a very
popular trick, because every one is able to carry
it into effect; and so it is of frequent application.
Now the question is, What counter-trick avails for
the other party? for if he has recourse to the same
rule, there will be blows, or a duel, or an action
for slander.
It would be a great mistake to suppose
that it is sufficient not to become personal yourself.
For by showing a man quite quietly that he is wrong,
and that what he says and thinks is incorrect a
process which occurs in every dialectical victory you
embitter him more than if you used some rude or insulting
expression. Why is this? Because, as Hobbes
observes, all mental pleasure consists in being
able to compare oneself with others to one’s
own advantage. Nothing is of greater moment to
a man than the gratification of his vanity, and no
wound is more painful than that which is inflicted
on it. Hence such phrases as “Death before
dishonour,” and so on. The gratification
of vanity arises mainly by comparison of oneself with
others, in every respect, but chiefly in respect of
one’s intellectual powers; and so the most effective
and the strongest gratification of it is to be found
in controversy. Hence the embitterment of defeat,
apart from any question of injustice; and hence recourse
to that last weapon, that last trick, which you cannot
evade by mere politeness. A cool demeanour may,
however, help you here, if, as soon as your opponent
becomes personal, you quietly reply, “That has
no bearing on the point in dispute,” and immediately
bring the conversation back to it, and continue to
show him that he is wrong, without taking any notice
of his insults. Say, as Themistocles said to
Eurybiades Strike, but hear me.
But such demeanour is not given to every one.
As a sharpening of wits, controversy
is often, indeed, of mutual advantage, in order to
correct one’s thoughts and awaken new views.
But in learning and in mental power both disputants
must be tolerably equal. If one of them lacks
learning, he will fail to understand the other, as
he is not on the same level with his antagonist.
If he lacks mental power, he will be embittered, and
led into dishonest tricks, and end by being rude.
The only safe rule, therefore, is
that which Aristotle mentions in the last chapter
of his Topica: not to dispute with the
first person you meet, but only with those of your
acquaintance of whom you know that they possess sufficient
intelligence and self-respect not to advance absurdities;
to appeal to reason and not to authority, and to listen
to reason and yield to it; and, finally, to cherish
truth, to be willing to accept reason even from an
opponent, and to be just enough to bear being proved
to be in the wrong, should truth lie with him.
From this it follows that scarcely one man in a hundred
is worth your disputing with him. You may let
the remainder say what they please, for every one
is at liberty to be a fool desipere est
jus gentium. Remember what Voltaire says:
La paix vaut encore mieux que la vérité.
Remember also an Arabian proverb which tells us that
on the tree of silence there hangs its fruit, which
is peace.
ON THE COMPARATIVE PLACE OF INTEREST AND BEAUTY IN WORKS OF ART
In the productions of poetic genius,
especially of the epic and dramatic kind, there is,
apart from Beauty, another quality which is attractive:
I mean Interest.
The beauty of a work of art consists
in the fact that it holds up a clear mirror to certain
ideas inherent in the world in general; the
beauty of a work of poetic art in particular is that
it renders the ideas inherent in mankind, and thereby
leads it to a knowledge of these ideas. The means
which poetry uses for this end are the exhibition
of significant characters and the invention of circumstances
which will bring about significant situations, giving
occasion to the characters to unfold their peculiarities
and show what is in them; so that by some such representation
a clearer and fuller knowledge of the many-sided idea
of humanity may be attained. Beauty, however,
in its general aspect, is the inseparable characteristic
of the idea when it has become known. In other
words, everything is beautiful in which an idea is
revealed; for to be beautiful means no more than clearly
to express an idea.
Thus we perceive that beauty is always
an affair of knowledge, and that it appeals
to the knowing subject, and not to the will;
nay, it is a fact that the apprehension of beauty on
the part of the subject involves a complete suppression
of the will.
On the other hand, we call drama or
descriptive poetry interesting when it represents
events and actions of a kind which necessarily arouse
concern or sympathy, like that which we feel in real
events involving our own person. The fate of
the person represented in them is felt in just the
same fashion as our own: we await the development
of events with anxiety; we eagerly follow their course;
our hearts quicken when the hero is threatened; our
pulse falters as the danger reaches its acme, and
throbs again when he is suddenly rescued. Until
we reach the end of the story we cannot put the book
aside; we lie away far into the night sympathising
with our hero’s troubles as though they were
our own. Nay, instead of finding pleasure and
recreation in such representations, we should feel
all the pain which real life often inflicts upon us,
or at least the kind which pursues us in our uneasy
dreams, if in the act of reading or looking at the
stage we had not the firm ground of reality always
beneath our feet. As it is, in the stress of
a too violent feeling, we can find relief from the
illusion of the moment, and then give way to it again
at will. Moreover, we can gain this relief without
any such violent transition as occurs in a dream,
when we rid ourselves of its terrors only by the act
of awaking.
It is obvious that what is affected
by poetry of this character is our will, and
not merely our intellectual powers pure and simple.
The word interest means, therefore, that which
arouses the concern of the individual will, quod
nostra interest; and here it is that beauty is
clearly distinguished from interest. The one is
an affair of the intellect, and that, too, of the
purest and simplest kind. The other works upon
the will. Beauty, then, consists in an apprehension
of ideas; and knowledge of this character is beyond
the range of the principle that nothing happens without
a cause. Interest, on the other hand, has its
origin nowhere but in the course of events; that is
to say, in the complexities which are possible only
through the action of this principle in its different
forms.
We have now obtained a clear conception
of the essential difference between the beauty and
the interest of a work of art. We have recognised
that beauty is the true end of every art, and therefore,
also, of the poetic art. It now remains to raise
the question whether the interest of a work of art
is a second end, or a means to the exhibition of its
beauty; or whether the interest of it is produced by
its beauty as an essential concomitant, and comes of
itself as soon as it is beautiful; or whether interest
is at any rate compatible with the main end of art;
or, finally, whether it is a hindrance to it.
In the first place, it is to be observed
that the interest of a work of art is confined to
works of poetic art. It does not exist in the
case of fine art, or of music or architecture.
Nay, with these forms of art it is not even conceivable,
unless, indeed, the interest be of an entirely personal
character, and confined to one or two spectators;
as, for example, where a picture is a portrait of some
one whom we love or hate; the building, my house or
my prison; the music, my wedding dance, or the tune
to which I marched to the war. Interest of this
kind is clearly quite foreign to the essence and purpose
of art; it disturbs our judgment in so far as it makes
the purely artistic attitude impossible. It may
be, indeed, that to a smaller extent this is true
of all interest.
Now, since the interest of a work
of art lies in the fact that we have the same kind
of sympathy with a poetic representation as with reality,
it is obvious that the representation must deceive
us for the moment; and this it can do only by its
truth. But truth is an element in perfect art.
A picture, a poem, should be as true as nature itself;
but at the same time it should lay stress on whatever
forms the unique character of its subject by drawing
out all its essential manifestations, and by rejecting
everything that is unessential and accidental.
The picture or the poem will thus emphasize its idea,
and give us that ideal truth which is superior
to nature.
Truth, then, forms the point
that is common both to interest and beauty in a work
of art, as it is its truth which produces the illusion.
The fact that the truth of which I speak is ideal
truth might, indeed, be detrimental to the illusion,
since it is just here that we have the general difference
between poetry and reality, art and nature. But
since it is possible for reality to coincide with
the ideal, it is not actually necessary that this difference
should destroy the illusion. In the case of fine
arts there is, in the range of the means which art
adopts, a certain limit, and beyond it illusion is
impossible. Sculpture, that is to say, gives us
mere colourless form; its figures are without eyes
and without movement; and painting provides us with
no more than a single view, enclosed within strict
limits, which separate the picture from the adjacent
reality. Here, then, there is no room for illusion,
and consequently none for that interest or sympathy
which resembles the interest we have in reality; the
will is at once excluded, and the object alone is presented
to us in a manner that frees it from any personal
concern.
It is a highly remarkable fact that
a spurious kind of fine art oversteps these limits,
produces an illusion of reality, and arouses our interest;
but at the same time it destroys the effect which fine
art produces, and serves as nothing but a mere means
of exhibiting the beautiful, that is, of communicating
a knowledge of the ideas which it embodies. I
refer to waxwork. Here, we might say, is
the dividing line which separates it from the province
of fine art. When waxwork is properly executed,
it produces a perfect illusion; but for that very
reason we approach a wax figure as we approach a real
man, who, as such, is for the moment an object presented
to our will. That is to say, he is an object
of interest; he arouses the will, and consequently
stills the intellect. We come up to a wax figure
with the same reserve and caution as a real man would
inspire in us: our will is excited; it waits
to see whether he is going to be friendly to us, or
the reverse, fly from us, or attack us; in a word,
it expects some action of him. But as the figure,
nevertheless, shows no sign of life, it produces the
impression which is so very disagreeable, namely, of
a corpse. This is a case where the interest is
of the most complete kind, and yet where there is
no work of art at all. In other words, interest
is not in itself a real end of art.
The same truth is illustrated by the
fact that even in poetry it is only the dramatic and
descriptive kind to which interest attaches; for if
interest were, with beauty, the aim of art, poetry
of the lyrical kind would, for that very reason, not
take half so great a position as the other two.
In the second place, if interest were
a means in the production of beauty, every interesting
work would also be beautiful. That, however,
is by no means the case. A drama or a novel may
often attract us by its interest, and yet be so utterly
deficient in any kind of beauty that we are afterwards
ashamed of having wasted our time on it. This
applies to many a drama which gives no true picture
of the real life of man; which contains characters
very superficially drawn, or so distorted as to be
actual monstrosities, such as are not to be found
in nature; but the course of events and the play of
the action are so intricate, and we feel so much for
the hero in the situation in which he is placed, that
we are not content until we see the knot untangled
and the hero rescued. The action is so cleverly
governed and guided in its course that we remain in
a state of constant curiosity as to what is going
to happen, and we are utterly unable to form a guess;
so that between eagerness and surprise our interest
is kept active; and as we are pleasantly entertained,
we do not notice the lapse of time. Most of Kotzebue’s
plays are of this character. For the mob this
is the right thing: it looks for amusement, something
to pass the time, not for intellectual perception.
Beauty is an affair of such perception; hence sensibility
to beauty varies as much as the intellectual faculties
themselves. For the inner truth of a representation,
and its correspondence with the real nature of humanity,
the mob has no sense at all. What is flat and
superficial it can grasp, but the depths of human
nature are opened to it in vain.
It is also to be observed that dramatic
representations which depend for their value on their
interest lose by repetition, because they are no longer
able to arouse curiosity as to their course, since
it is already known. To see them often, makes
them stale and tedious. On the other hand, works
of which the value lies in their beauty gain by repetition,
as they are then more and more understood.
Most novels are on the same footing
as dramatic representations of this character.
They are creatures of the same sort of imagination
as we see in the story-teller of Venice and Naples,
who lays a hat on the ground and waits until an audience
is assembled. Then he spins a tale which so captivates
his hearers that, when he gets to the catastrophe,
he makes a round of the crowd, hat in hand, for contributions,
without the least fear that his hearers will slip
away. Similar story-tellers ply their trade in
this country, though in a less direct fashion.
They do it through the agency of publishers and circulating
libraries. Thus they can avoid going about in
rags, like their colleagues elsewhere; they can offer
the children of their imagination to the public under
the title of novels, short stories, romantic poems,
fairy tales, and so on; and the public, in a dressing-gown
by the fireside, sits down more at its ease, but also
with a greater amount of patience, to the enjoyment
of the interest which they provide.
How very little aesthetic value there
generally is in productions of this sort is well known;
and yet it cannot be denied that many of them are
interesting; or else how could they be so popular?
We see, then, in reply to our second
question, that interest does not necessarily involve
beauty; and, conversely, it is true that beauty does
not necessarily involve interest. Significant
characters may be represented, that open up the depths
of human nature, and it may all be expressed in actions
and sufferings of an exceptional kind, so that the
real nature of humanity and the world may stand forth
in the picture in the clearest and most forcible lines;
and yet no high degree of interest may be excited
in the course of events by the continued progress
of the action, or by the complexity and unexpected
solution of the plot. The immortal masterpieces
of Shakespeare contain little that excites interest;
the action does not go forward in one straight line,
but falters, as in Hamlet, all through the play;
or else it spreads out in breadth, as in The Merchant
of Venice, whereas length is the proper dimension
of interest; or the scenes hang loosely together,
as in Henry IV. Thus it is that Shakespeare’s
dramas produce no appreciable effect on the mob.
The dramatic requirement stated by
Aristotle, and more particularly the unity of action,
have in view the interest of the piece rather than
its artistic beauty. It may be said, generally,
that these requirements are drawn up in accordance
with the principle of sufficient reason to which I
have referred above. We know, however, that the
idea, and, consequently, the beauty of a work
of art, exist only for the perceptive intelligence
which has freed itself from the domination of that
principle. It is just here that we find the distinction
between interest and beauty; as it is obvious that
interest is part and parcel of the mental attitude
which is governed by the principle, whereas beauty
is always beyond its range. The best and most
striking refutation of the Aristotelian unities is
Manzoni’s. It may be found in the preface
to his dramas.
What is true of Shakespeare’s
dramatic works is true also of Goethe’s.
Even Egmont makes little effect on the public,
because it contains scarcely any complication or development;
and if Egmont fails, what are we to say of
Tasso or Iphigenia? That the Greek
tragedians did not look to interest as a means of
working upon the public, is clear from the fact that
the material of their masterpieces was almost always
known to every one: they selected events which
had often been treated dramatically before. This
shows us how sensitive was the Greek public to the
beautiful, as it did not require the interest of unexpected
events and new stories to season its enjoyment.
Neither does the quality of interest
often attach to masterpieces of descriptive poetry.
Father Homer lays the world and humanity before us
in its true nature, but he takes no trouble to attract
our sympathy by a complexity of circumstance, or to
surprise us by unexpected entanglements. His
pace is lingering; he stops at every scene; he puts
one picture after another tranquilly before us, elaborating
it with care. We experience no passionate emotion
in reading him; our demeanour is one of pure perceptive
intelligence; he does not arouse our will, but sings
it to rest; and it costs us no effort to break off
in our reading, for we are not in condition of eager
curiosity. This is all still more true of Dante,
whose work is not, in the proper sense of the word,
an epic, but a descriptive poem. The same thing
may be said of the four immortal romances: Don
Quixote, Tristram Shandy, La Nouvelle Heloise,
and Wilhelm Meister. To arouse our interest
is by no means the chief aim of these works; in Tristram
Shandy the hero, even at the end of the book,
is only eight years of age.
On the other hand, we must not venture
to assert that the quality of interest is not to be
found in masterpieces of literature. We have it
in Schiller’s dramas in an appreciable degree,
and consequently they are popular; also in the Oedipus
Rex of Sophocles. Amongst masterpieces of
description, we find it in Ariosto’s Orlando
Furioso; nay, an example of a high degree of interest,
bound up with the beautiful, is afforded in an excellent
novel by Walter Scott The Heart of Midlothian.
This is the most interesting work of fiction that
I know, where all the effects due to interest, as I
have given them generally in the preceding remarks,
may be most clearly observed. At the same time
it is a very beautiful romance throughout; it shows
the most varied pictures of life, drawn with striking
truth; and it exhibits highly different characters
with great justice and fidelity.
Interest, then, is certainly compatible
with beauty. That was our third question.
Nevertheless, a comparatively small admixture of the
element of interest may well be found to be most advantageous
as far as beauty is concerned; for beauty is and remains
the end of art. Beauty is in twofold opposition
with interest; firstly, because it lies in the perception
of the idea, and such perception takes its object
entirely out of the range of the forms enunciated by
the principle of sufficient reason; whereas interest
has its sphere mainly in circumstance, and it is out
of this principle that the complexity of circumstance
arises. Secondly, interest works by exciting the
will; whereas beauty exists only for the pure perceptive
intelligence, which has no will. However, with
dramatic and descriptive literature an admixture of
interest is necessary, just as a volatile and gaseous
substance requires a material basis if it is to be
preserved and transferred. The admixture is necessary,
partly, indeed, because interest is itself created
by the events which have to be devised in order to
set the characters in motion; partly because our minds
would be weary of watching scene after scene if they
had no concern for us, or of passing from one significant
picture to another if we were not drawn on by some
secret thread. It is this that we call interest;
it is the sympathy which the event in itself forces
us to feel, and which, by riveting our attention,
makes the mind obedient to the poet, and able to follow
him into all the parts of his story.
If the interest of a work of art is
sufficient to achieve this result, it does all that
can be required of it; for its only service is to
connect the pictures by which the poet desires to communicate
a knowledge of the idea, as if they were pearls, and
interest were the thread that holds them together,
and makes an ornament out of the whole. But interest
is prejudicial to beauty as soon as it oversteps this
limit; and this is the case if we are so led away by
the interest of a work that whenever we come to any
detailed description in a novel, or any lengthy reflection
on the part of a character in a drama, we grow impatient
and want to put spurs to our author, so that we may
follow the development of events with greater speed.
Epic and dramatic writings, where beauty and interest
are both present in a high degree, may be compared
to the working of a watch, where interest is the spring
which keeps all the wheels in motion. If it worked
unhindered, the watch would run down in a few minutes.
Beauty, holding us in the spell of description and
reflection, is like the barrel which checks its movement.
Or we may say that interest is the
body of a poetic work, and beauty the soul. In
the epic and the drama, interest, as a necessary quality
of the action, is the matter; and beauty, the form
that requires the matter in order to be visible.
PSYCHOLOGICAL OBSERVATIONS
In the moment when a great affliction
overtakes us, we are hurt to find that the world about
us is unconcerned and goes its own way. As Goethe
says in Tasso, how easily it leaves us helpless
and alone, and continues its course like the sun and
the moon and the other gods:
_... die
Welt, wie sie so leicht,
Uns huelflos, einsam laesst,
und ihren Weg,
Wie Sonn’ und Mond
und andre Goetter geht_.
Nay more! it is something intolerable
that even we ourselves have to go on with the mechanical
round of our daily business, and that thousands of
our own actions are and must be unaffected by the pain
that throbs within us. And so, to restore the
harmony between our outward doings and our inward
feelings, we storm and shout, and tear our hair, and
stamp with pain or rage.
Our temperament is so despotic
that we are not satisfied unless we draw everything
into our own life, and force all the world to sympathise
with us. The only way of achieving this would
be to win the love of others, so that the afflictions
which oppress our own hearts might oppress theirs
as well. Since that is attended with some difficulty,
we often choose the shorter way, and blab out our burden
of woe to people who do not care, and listen with curiosity,
but without sympathy, and much oftener with satisfaction.
Speech and the communication of thought,
which, in their mutual relations, are always attended
by a slight impulse on the part of the will, are almost
a physical necessity. Sometimes, however, the
lower animals entertain me much more than the average
man. For, in the first place, what can such a
man say? It is only conceptions, that is, the
driest of ideas, that can be communicated by means
of words; and what sort of conceptions has the average
man to communicate, if he does not merely tell a story
or give a report, neither of which makes conversation?
The greatest charm of conversation is the mimetic part
of it, the character that is manifested,
be it never so little. Take the best of men;
how little he can say of what goes on within
him, since it is only conceptions that are communicable;
and yet a conversation with a clever man is one of
the greatest of pleasures.
It is not only that ordinary men have
little to say, but what intellect they have puts them
in the way of concealing and distorting it; and it
is the necessity of practising this concealment that
gives them such a pitiable character; so that what
they exhibit is not even the little that they have,
but a mask and disguise. The lower animals, which
have no reason, can conceal nothing; they are altogether
naïve, and therefore very entertaining, if we
have only an eye for the kind of communications which
they make. They speak not with words, but with
shape and structure, and manner of life, and the things
they set about; they express themselves, to an intelligent
observer, in a very pleasing and entertaining fashion.
It is a varied life that is presented to him, and
one that in its manifestation is very different from
his own; and yet essentially it is the same. He
sees it in its simple form, when reflection is excluded;
for with the lower animals life is lived wholly in
and for the present moment: it is the present
that the animal grasps; it has no care, or at least
no conscious care, for the morrow, and no fear of
death; and so it is wholly taken up with life and
living.
The conversation among ordinary people,
when it does not relate to any special matter of fact,
but takes a more general character, mostly consists
in hackneyed commonplaces, which they alternately repeat
to each other with the utmost complacency.
Some men can despise any blessing
as soon as they cease to possess it; others only when
they have obtained it. The latter are the more
unhappy, and the nobler, of the two.
When the aching heart grieves no more
over any particular object, but is oppressed by life
as a whole, it withdraws, as it were, into itself.
There is here a retreat and gradual extinction of the
will, whereby the body, which is the manifestation
of the will, is slowly but surely undermined; and
the individual experiences a steady dissolution of
his bonds, a quiet presentiment of death.
Hence the heart which aches has a secret joy of its
own; and it is this, I fancy, which the English call
“the joy of grief.”
The pain that extends to life as a
whole, and loosens our hold on it, is the only pain
that is really tragic. That which attaches
to particular objects is a will that is broken, but
not resigned; it exhibits the struggle and inner contradiction
of the will and of life itself; and it is comic, be
it never so violent. It is like the pain of the
miser at the loss of his hoard. Even though pain
of the tragic kind proceeds from a single definite
object, it does not remain there; it takes the separate
affliction only as a symbol of life as a whole,
and transfers it thither.
Vexation is the attitude of
the individual as intelligence towards the check imposed
upon a strong manifestation of the individual as will.
There are two ways of avoiding it: either by repressing
the violence of the will in other words,
by virtue; or by keeping the intelligence from dwelling
upon the check in other words, by Stoicism.
To win the favour of a very beautiful
woman by one’s personality alone is perhaps
a greater satisfaction to one’s vanity than to
anything else; for it is an assurance that one’s
personality is an equivalent for the person that is
treasured and desired and defied above all others.
Hence it is that despised love is so great a pang,
especially when it is associated with well-founded
jealousy.
With this joy and this pain, it is
probable that vanity is more largely concerned than
the senses, because it is only the things of the mind,
and not mere sensuality, that produce such violent
convulsions. The lower animals are familiar with
lust, but not with the passionate pleasures and pains
of love.
To be suddenly placed in a strange
town or country where the manner of life, possibly
even the language, is very different from our own,
is, at the first moment, like stepping into cold water.
We are brought into sudden contact with a new temperature,
and we feel a powerful and superior influence from
without which affects us uncomfortably. We find
ourselves in a strange element, where we cannot move
with ease; and, over and above that, we have the feeling
that while everything strikes us as strange, we ourselves
strike others in the same way. But as soon as
we are a little composed and reconciled to our surroundings,
as soon as we have appropriated some of its temperature,
we feel an extraordinary sense of satisfaction, as
in bathing in cool water; we assimilate ourselves
to the new element, and cease to have any necessary
pre-occupation with our person. We devote our
attention undisturbed to our environment, to which
we now feel ourselves superior by being able to view
it in an objective and disinterested fashion, instead
of being oppressed by it, as before.
When we are on a journey, and all
kinds of remarkable objects press themselves on our
attention, the intellectual food which we receive is
often so large in amount that we have no time for digestion;
and we regret that the impressions which succeed one
another so quickly leave no permanent trace.
But at bottom it is the same with travelling as with
reading. How often do we complain that we cannot
remember one thousandth part of what we read!
In both cases, however, we may console ourselves with
the reflection that the things we see and read make
an impression on the mind before they are forgotten,
and so contribute to its formation and nurture; while
that which we only remember does no more than stuff
it and puff it out, filling up its hollows with matter
that will always be strange to it, and leaving it
in itself a blank.
It is the very many and varied forms
in which human life is presented to us on our travels
that make them entertaining. But we never see
more than its outside, such as is everywhere open to
public view and accessible to strangers. On the
other hand, human life on its inside, the heart and
centre, where it lives and moves and shows its character,
and in particular that part of the inner side which
could be seen at home amongst our relatives, is not
seen; we have exchanged it for the outer side.
This is why on our travels we see the world like a
painted landscape, with a very wide horizon, but no
foreground; and why, in time, we get tired of it.
One man is more concerned with the
impression which he makes upon the rest of mankind;
another, with the impression which the rest of mankind
makes upon him. The disposition of the one is
subjective; of the other, objective; the one is, in
the whole of his existence, more in the nature of
an idea which is merely presented; the other, more
of the being who presents it.
A woman (with certain exceptions which
need not be mentioned) will not take the first step
with a man; for in spite of all the beauty she may
have, she risks a refusal. A man may be ill in
mind or body, or busy, or gloomy, and so not care
for advances; and a refusal would be a blow to her
vanity. But as soon as he takes the first step,
and helps her over this danger, he stands on a footing
of equality with her, and will generally find her
quite tractable.
The praise with which many men speak
of their wives is really given to their own judgment
in selecting them. This arises, perhaps, from
a feeling of the truth of the saying, that a man shows
what he is by the way in which he dies, and by the
choice of his wife.
If education or warning were of any
avail, how could Seneca’s pupil be a Nero?
The Pythagorean principle that
like is known only by like is in many respects
a true one. It explains how it is that every man
understands his fellow only in so far as he resembles
him, or, at least, is of a similar character.
What one man is quite sure of perceiving in another
is that which is common to all, namely, the vulgar,
petty or mean elements of our nature; here every man
has a perfect understanding of his fellows; but the
advantage which one man has over another does not
exist for the other, who, be the talents in question
as extraordinary as they may, will never see anything
beyond what he possesses himself, for the very good
reason that this is all he wants to see. If there
is anything on which he is in doubt, it will give
him a vague sense of fear, mixed with pique; because
it passes his comprehension, and therefore is uncongenial
to him.
This is why it is mind alone that
understands mind; why works of genius are wholly understood
and valued only by a man of genius, and why it must
necessarily be a long time before they indirectly attract
attention at the hands of the crowd, for whom they
will never, in any true sense, exist. This, too,
is why one man will look another in the face, with
the impudent assurance that he will never see anything
but a miserable resemblance of himself; and this is
just what he will see, as he cannot grasp anything
beyond it. Hence the bold way in which one man
will contradict another. Finally, it is for the
same reason that great superiority of mind isolates
a man, and that those of high gifts keep themselves
aloof from the vulgar (and that means every one); for
if they mingle with the crowd, they can communicate
only such parts of them as they share with the crowd,
and so make themselves common. Nay, even
though they possess some well-founded and authoritative
reputation amongst the crowd, they are not long in
losing it, together with any personal weight it may
give them, since all are blind to the qualities on
which it is based, but have their eyes open to anything
that is vulgar and common to themselves. They
soon discover the truth of the Arabian proverb:
Joke with a slave, and he’ll show you his
heels.
It also follows that a man of high
gifts, in his intercourse with others, must always
reflect that the best part of him is out of sight
in the clouds; so that if he desires to know accurately
how much he can be to any one else, he has only to
consider how much the man in question is to him.
This, as a rule, is precious little; and therefore
he is as uncongenial to the other, as the other to
him.
Goethe says somewhere that man is
not without a vein of veneration. To satisfy
this impulse to venerate, even in those who have no
sense for what is really worthy, substitutes are provided
in the shape of princes and princely families, nobles,
titles, orders, and money-bags.
Vague longing and boredom are close akin.
When a man is dead, we envy him no
more; and we only half envy him when he is old.
Misanthropy and love of solitude are convertible ideas.
In chess, the object of the game,
namely, to checkmate one’s opponent, is of arbitrary
adoption; of the possible means of attaining it, there
is a great number; and according as we make a prudent
use of them, we arrive at our goal. We enter
on the game of our own choice.
Nor is it otherwise with human life,
only that here the entrance is not of our choosing,
but is forced on us; and the object, which is to live
and exist, seems, indeed, at times as though it were
of arbitrary adoption, and that we could, if necessary,
relinquish it. Nevertheless it is, in the strict
sense of the word, a natural object; that is to say,
we cannot relinquish it without giving up existence
itself. If we regard our existence as the work
of some arbitrary power outside us, we must, indeed,
admire the cunning by which that creative mind has
succeeded in making us place so much value on an object
which is only momentary and must of necessity be laid
aside very soon, and which we see, moreover, on reflection,
to be altogether vanity in making, I say,
this object so dear to us that we eagerly exert all
our strength in working at it; although we knew that
as soon as the game is over, the object will exist
for us no longer, and that, on the whole, we cannot
say what it is that makes it so attractive. Nay,
it seems to be an object as arbitrarily adopted as
that of checkmating our opponent’s king; and,
nevertheless, we are always intent on the means of
attaining it, and think and brood over nothing else.
It is clear that the reason of it is that our intellect
is only capable of looking outside, and has no power
at all of looking within; and, since this is so, we
have come to the conclusion that we must make the best
of it.
ON THE WISDOM OF LIFE: APHORISMS.
The simple Philistine believes that
life is something infinite and unconditioned, and
tries to look upon it and live it as though it left
nothing to be desired. By method and principle
the learned Philistine does the same: he believes
that his methods and his principles are unconditionally
perfect and objectively valid; so that as soon as he
has found them, he has nothing to do but apply them
to circumstances, and then approve or condemn.
But happiness and truth are not to be seized in this
fashion. It is phantoms of them alone that are
sent to us here, to stir us to action; the average
man pursues the shadow of happiness with unwearied
labour; and the thinker, the shadow of truth; and
both, though phantoms are all they have, possess in
them as much as they can grasp. Life is a language
in which certain truths are conveyed to us; could
we learn them in some other way, we should not live.
Thus it is that wise sayings and prudential maxims
will never make up for the lack of experience, or
be a substitute for life itself. Still they are
not to be despised; for they, too, are a part of life;
nay, they should be highly esteemed and regarded as
the loose pages which others have copied from the
book of truth as it is imparted by the spirit of the
world. But they are pages which must needs be
imperfect, and can never replace the real living voice.
Still less can this be so when we reflect that life,
or the book of truth, speaks differently to us all;
like the apostles who preached at Pentecost, and instructed
the multitude, appearing to each man to speak in his
own tongue.
Recognise the truth in yourself, recognise
yourself in the truth; and in the same moment you
will find, to your astonishment, that the home which
you have long been looking for in vain, which has filled
your most ardent dreams, is there in its entirety,
with every detail of it true, in the very place where
you stand. It is there that your heaven touches
your earth.
What makes us almost inevitably ridiculous
is our serious way of treating the passing moment,
as though it necessarily had all the importance which
it seems to have. It is only a few great minds
that are above this weakness, and, instead of being
laughed at, have come to laugh themselves.
The bright and good moments of our
life ought to teach us how to act aright when we are
melancholy and dull and stupid, by preserving the
memory of their results; and the melancholy, dull,
and stupid moments should teach us to be modest when
we are bright. For we generally value ourselves
according to our best and brightest moments; and those
in which we are weak and dull and miserable, we regard
as no proper part of us. To remember them will
teach us to be modest, humble, and tolerant.
Mark my words once for all, my dear
friend, and be clever. Men are entirely self-centred,
and incapable of looking at things objectively.
If you had a dog and wanted to make him fond of you,
and fancied that of your hundred rare and excellent
characteristics the mongrel would be sure to perceive
one, and that that would be sufficient to make him
devoted to you body and soul if, I say,
you fancied that, you would be a fool. Pat him,
give him something to eat; and for the rest, be what
you please: he will not in the least care, but
will be your faithful and devoted dog. Now, believe
me, it is just the same with men exactly
the same. As Goethe says, man or dog, it is a
miserable wretch:
Denn ein erbaermlicher Schuft, so wie
der Mensch, ist der hund.
If you ask why these contemptible
fellows are so lucky, it is just because, in themselves
and for themselves and to themselves, they are nothing
at all. The value which they possess is merely
comparative; they exist only for others; they are
never more than means; they are never an end and object
in themselves; they are mere bait, set to catch others.
I do not admit that this rule is susceptible of any
exception, that is to say, complete exceptions.
There are, it is true, men though they
are sufficiently rare who enjoy some subjective
moments; nay, there are perhaps some who for every
hundred subjective moments enjoy a few that are objective;
but a higher state of perfection scarcely ever occurs.
But do not take yourself for an exception: examine
your love, your friendship, and consider if your objective
judgments are not mostly subjective judgments in disguise;
consider if you duly recognise the good qualities of
a man who is not fond of you. Then be tolerant:
confound it! it’s your duty. As you are
all so self-centred, recognise your own weakness.
You know that you cannot like a man who does not show
himself friendly to you; you know that he cannot do
so for any length of time unless he likes you, and
that he cannot like you unless you show that you are
friendly to him; then do it: your false friendliness
will gradually become a true one. Your own weakness
and subjectivity must have some illusion.
(Greek: charis charin gar estin ha tiktous
aei)]
This is really an a priori
justification of politeness; but I could give a still
deeper reason for it.
Consider that chance, which, with
error, its brother, and folly, its aunt, and malice,
its grandmother, rules in this world; which every
year and every day, by blows great and small, embitters
the life of every son of earth, and yours too; consider,
I say, that it is to this wicked power that you owe
your prosperity and independence; for it gave you
what it refused to many thousands, just to be able
to give it to individuals like you. Remembering
all this, you will not behave as though you had a
right to the possession of its gifts; but you will
perceive what a capricious mistress it is that gives
you her favours; and therefore when she takes it into
her head to deprive you of some or all of them, you
will not make a great fuss about her injustice; but
you will recognise that what chance gave, chance has
taken away; if needs be, you will observe that this
power is not quite so favourable to you as she seemed
to be hitherto. Why, she might have disposed
not only of what she gave you, but also of your honest
and hard-earned gains.
But if chance still remains so favourable
to you as to give you more than almost all others
whose path in life you may care to examine, oh! be
happy; do not struggle for the possession of her presents;
employ them properly; look upon them as property held
from a capricious lord; use them wisely and well.
The Aristotelian principle of keeping
the mean in all things is ill suited to the moral
law for which it was intended; but it may easily be
the best general rule of worldly wisdom, the best precept
for a happy life. For life is so full of uncertainty;
there are on all sides so many discomforts, burdens,
sufferings, dangers, that a safe and happy voyage
can be accomplished only by steering carefully through
the rocks. As a rule, the fear of the ills we
know drive us into the contrary ills; the pain of
solitude, for example, drives us into society, and
the first society that comes; the discomforts of society
drive us into solitude; we exchange a forbidding demeanour
for incautious confidence and so on. It is ever
the mark of folly to avoid one vice by rushing into
its contrary:
Stulti dum vitant vitia in contraria
currunt.
Or else we think that we shall find
satisfaction in something, and spend all our efforts
on it; and thereby we omit to provide for the satisfaction
of a hundred other wishes which make themselves felt
at their own time. One loss and omission follows
another, and there is no end to the misery.
[Greek: Maeden agan] and nil
admirari are, therefore, excellent rules of worldly
wisdom.
We often find that people of great
experience are the most frank and cordial in their
intercourse with complete strangers, in whom they
have no interest whatever. The reason of this
is that men of experience know that it is almost impossible
for people who stand in any sort of mutual relation
to be sincere and open with one another; but that
there is always more or less of a strain between them,
due to the fact that they are looking after their
own interests, whether immediate or remote. They
regret the fact, but they know that it is so; hence
they leave their own people, rush into the arms of
a complete stranger, and in happy confidence open
their hearts to him. Thus it is that monks and
the like, who have given up the world and are strangers
to it, are such good people to turn to for advice.
It is only by practising mutual restraint
and self-denial that we can act and talk with other
people; and, therefore, if we have to converse at
all, it can only be with a feeling of resignation.
For if we seek society, it is because we want fresh
impressions: these come from without, and are
therefore foreign to ourselves. If a man fails
to perceive this, and, when he seeks the society of
others, is unwilling to practise resignation, and
absolutely refuses to deny himself, nay, demands that
others, who are altogether different from himself,
shall nevertheless be just what he wants them to be
for the moment, according to the degree of education
which he has reached, or according to his intellectual
powers or his mood the man, I say, who
does this, is in contradiction with himself. For
while he wants some one who shall be different from
himself, and wants him just because he is different,
for the sake of society and fresh influence, he nevertheless
demands that this other individual shall precisely
resemble the imaginary creature who accords with his
mood, and have no thoughts but those which he has
himself.
Women are very liable to subjectivity
of this kind; but men are not free from it either.
I observed once to Goethe, in complaining
of the illusion and vanity of life, that when a friend
is with us we do not think the same of him as when
he is away. He replied: “Yes! because
the absent friend is yourself, and he exists only
in your head; whereas the friend who is present has
an individuality of his own, and moves according to
laws of his own, which cannot always be in accordance
with those which you form for yourself.”
A good supply of resignation is of
the first importance in providing for the journey
of life. It is a supply which we shall have to
extract from disappointed hopes; and the sooner we
do it, the better for the rest of the journey.
How should a man be content so long
as he fails to obtain complete unity in his inmost
being? For as long as two voices alternately speak
in him, what is right for one must be wrong for the
other. Thus he is always complaining. But
has any man ever been completely at one with himself?
Nay, is not the very thought a contradiction?
That a man shall attain this inner
unity is the impossible and inconsistent pretension
put forward by almost all philosophers. For as
a man it is natural to him to be at war with himself
as long as he lives. While he can be only one
thing thoroughly, he has the disposition to be everything
else, and the inalienable possibility of being it.
If he has made his choice of one thing, all the other
possibilities are always open to him, and are constantly
claiming to be realised; and he has therefore to be
continuously keeping them back, and to be overpowering
and killing them as long as he wants to be that one
thing. For example, if he wants to think only,
and not act and do business, the disposition to the
latter is not thereby destroyed all at once; but as
long as the thinker lives, he has every hour to keep
on killing the acting and pushing man that is within
him; always battling with himself, as though he were
a monster whose head is no sooner struck off than
it grows again. In the same way, if he is resolved
to be a saint, he must kill himself so far as he is
a being that enjoys and is given over to pleasure;
for such he remains as long as he lives. It is
not once for all that he must kill himself: he
must keep on doing it all his life. If he has
resolved upon pleasure, whatever be the way in which
it is to be obtained, his lifelong struggle is with
a being that desires to be pure and free and holy;
for the disposition remains, and he has to kill it
every hour. And so on in everything, with infinite
modifications; it is now one side of him, and now
the other, that conquers; he himself is the battlefield.
If one side of him is continually conquering, the other
is continually struggling; for its life is bound up
with his own, and, as a man, he is the possibility
of many contradictions.
How is inner unity even possible under
such circumstances? It exists neither in the
saint nor in the sinner; or rather, the truth is that
no man is wholly one or the other. For it is men
they have to be; that is, luckless beings, fighters
and gladiators in the arena of life.
To be sure, the best thing he can
do is to recognise which part of him smarts the most
under defeat, and let it always gain the victory.
This he will always be able to do by the use of his
reason, which is an ever-present fund of ideas.
Let him resolve of his own free will to undergo the
pain which the defeat of the other part involves.
This is character. For the battle of life
cannot be waged free from all pain; it cannot come
to an end without bloodshed; and in any case a man
must suffer pain, for he is the conquered as well as
the conqueror. Haec est vivendi conditio.
The clever man, when he converses,
will think less of what he is saying that of the person
with whom he is speaking; for then he is sure to say
nothing which he will afterwards regret; he is sure
not to lay himself open, nor to commit an indiscretion.
But his conversation will never be particularly interesting.
An intellectual man readily does the
opposite, and with him the person with whom he converses
is often no more than the mere occasion of a monologue;
and it often happens that the other then makes up for
his subordinate rôle by lying in wait for the
man of intellect, and drawing his secrets out of him.
Nothing betrays less knowledge of
humanity than to suppose that, if a man has a great
many friends, it is a proof of merit and intrinsic
value: as though men gave their friendship according
to value and merit! as though they were not, rather,
just like dogs, which love the person that pats them
and gives them bits of meat, and never trouble themselves
about anything else! The man who understands how
to pat his fellows best, though they be the nastiest
brutes, that’s the man who has many
friends.
It is the converse that is true.
Men of great intellectual worth, or, still more, men
of genius, can have only very few friends; for their
clear eye soon discovers all defects, and their sense
of rectitude is always being outraged afresh by the
extent and the horror of them. It is only extreme
necessity that can compel such men not to betray their
feelings, or even to stroke the defects as if they
were beautiful additions. Personal love (for
we are not speaking of the reverence which is gained
by authority) cannot be won by a man of genius, unless
the gods have endowed him with an indestructible cheerfulness
of temper, a glance that makes the world look beautiful,
or unless he has succeeded by degrees in taking men
exactly as they are; that is to say, in making a fool
of the fools, as is right and proper. On the
heights we must expect to be solitary.
Our constant discontent is for the
most part rooted in the impulse of self-preservation.
This passes into a kind of selfishness, and makes a
duty out of the maxim that we should always fix our
minds upon what we lack, so that we may endeavour
to procure it. Thus it is that we are always
intent on finding out what we want, and on thinking
of it; but that maxim allows us to overlook undisturbed
the things which we already possess; and so, as soon
as we have obtained anything, we give it much less
attention than before. We seldom think of what
we have, but always of what we lack.
This maxim of egoism, which has, indeed,
its advantages in procuring the means to the end in
view, itself concurrently destroys the ultimate end,
namely, contentment; like the bear in the fable that
throws a stone at the hermit to kill the fly on his
nose. We ought to wait until need and privation
announce themselves, instead of looking for them.
Minds that are naturally content do this, while hypochondrists
do the reverse.
A man’s nature is in harmony
with itself when he desires to be nothing but what
he is; that is to say, when he has attained by experience
a knowledge of his strength and of his weakness, and
makes use of the one and conceals the other, instead
of playing with false coin, and trying to show a strength
which he does not possess. It is a harmony which
produces an agreeable and rational character; and for
the simple reason that everything which makes the
man and gives him his mental and physical qualities
is nothing but the manifestation of his will; is,
in fact, what he wills. Therefore it is
the greatest of all inconsistencies to wish to be
other than we are.
People of a strange and curious temperament
can be happy only under strange circumstances, such
as suit their nature, in the same way as ordinary
circumstances suit the ordinary man; and such circumstances
can arise only if, in some extraordinary way, they
happen to meet with strange people of a character
different indeed, but still exactly suited to their
own. That is why men of rare or strange qualities
are seldom happy.
All this pleasure is derived from
the use and consciousness of power; and the greatest
of pains that a man can feel is to perceive that his
powers fail just when he wants to use them. Therefore
it will be advantageous for every man to discover
what powers he possesses, and what powers he lacks.
Let him, then, develop the powers in which he is pre-eminent,
and make a strong use of them; let him pursue the path
where they will avail him; and even though he has to
conquer his inclinations, let him avoid the path where
such powers are requisite as he possesses only in
a low degree. In this way he will often have a
pleasant consciousness of strength, and seldom a painful
consciousness of weakness; and it will go well with
him. But if he lets himself be drawn into efforts
demanding a kind of strength quite different from
that in which he is pre-eminent, he will experience
humiliation; and this is perhaps the most painful
feeling with which a man can be afflicted.
Yet there are two sides to everything.
The man who has insufficient self-confidence in a
sphere where he has little power, and is never ready
to make a venture, will on the one hand not even learn
how to use the little power that he has; and on the
other, in a sphere in which he would at least be able
to achieve something, there will be a complete absence
of effort, and consequently of pleasure. This
is always hard to bear; for a man can never draw a
complete blank in any department of human welfare
without feeling some pain.
As a child, one has no conception
of the inexorable character of the laws of nature,
and of the stubborn way in which everything persists
in remaining what it is. The child believes that
even lifeless things are disposed to yield to it;
perhaps because it feels itself one with nature, or,
from mere unacquaintance with the world, believes that
nature is disposed to be friendly. Thus it was
that when I was a child, and had thrown my shoe into
a large vessel full of milk, I was discovered entreating
the shoe to jump out. Nor is a child on its guard
against animals until it learns that they are ill-natured
and spiteful. But not before we have gained mature
experience do we recognise that human character is
unalterable; that no entreaty, or representation,
or example, or benefit, will bring a man to give up
his ways; but that, on the contrary, every man is compelled
to follow his own mode of acting and thinking, with
the necessity of a law of nature; and that, however
we take him, he always remains the same. It is
only after we have obtained a clear and profound knowledge
of this fact that we give up trying to persuade people,
or to alter them and bring them round to our way of
thinking. We try to accommodate ourselves to
theirs instead, so far as they are indispensable to
us, and to keep away from them so far as we cannot
possibly agree.
Ultimately we come to perceive that
even in matters of mere intellect although
its laws are the same for all, and the subject as
opposed to the object of thought does not really enter
into individuality there is, nevertheless,
no certainty that the whole truth of any matter can
be communicated to any one, or that any one can be
persuaded or compelled to assent to it; because, as
Bacon says, intellectus humanus luminis sicci non
est: the light of the human intellect is
coloured by interest and passion.
It is just because all happiness
is of a negative character that, when we succeed
in being perfectly at our ease, we are not properly
conscious of it. Everything seems to pass us softly
and gently, and hardly to touch us until the moment
is over; and then it is the positive feeling of something
lacking that tells us of the happiness which has vanished;
it is then that we observe that we have failed to
hold it fast, and we suffer the pangs of self-reproach
as well as of privation.
Every happiness that a man enjoys,
and almost every friendship that he cherishes, rest
upon illusion; for, as a rule, with increase of knowledge
they are bound to vanish. Nevertheless, here as
elsewhere, a man should courageously pursue truth,
and never weary of striving to settle accounts with
himself and the world. No matter what happens
to the right or to the left of him, be
it a chimaera or fancy that makes him happy, let him
take heart and go on, with no fear of the desert which
widens to his view. Of one thing only must he
be quite certain: that under no circumstances
will he discover any lack of worth in himself when
the veil is raised; the sight of it would be the Gorgon
that would kill him. Therefore, if he wants to
remain undeceived, let him in his inmost being feel
his own worth. For to feel the lack of it is
not merely the greatest, but also the only true affliction;
all other sufferings of the mind may not only be healed,
but may be immediately relieved, by the secure consciousness
of worth. The man who is assured of it can sit
down quietly under sufferings that would otherwise
bring him to despair; and though he has no pleasures,
no joys and no friends, he can rest in and on himself;
so powerful is the comfort to be derived from a vivid
consciousness of this advantage; a comfort to be preferred
to every other earthly blessing. Contrarily,
nothing in the world can relieve a man who knows his
own worthlessness; all that he can do is to conceal
it by deceiving people or deafening them with his
noise; but neither expedient will serve him very long.
We must always try to preserve large
views. If we are arrested by details we shall
get confused, and see things awry. The success
or the failure of the moment, and the impression that
they make, should count for nothing.
How difficult it is to learn to understand
oneself, and clearly to recognise what it is that
one wants before anything else; what it is, therefore,
that is most immediately necessary to our happiness;
then what comes next; and what takes the third and
the fourth place, and so on.
Yet, without this knowledge, our life
is planless, like a captain without a compass.
The sublime melancholy which leads
us to cherish a lively conviction of the worthlessness
of everything of all pleasures and of all mankind,
and therefore to long for nothing, but to feel that
life is merely a burden which must be borne to an
end that cannot be very distant, is a much happier
state of mind than any condition of desire, which,
be it never so cheerful, would have us place a value
on the illusions of the world, and strive to attain
them.
This is a fact which we learn from
experience; and it is clear, a priori, that
one of these is a condition of illusion, and the other
of knowledge.
Whether it is better to marry or not
to marry is a question which in very many cases amounts
to this: Are the cares of love more endurable
than the anxieties of a livelihood?
Marriage is a trap which nature sets for us.
Poets and philosophers who are married
men incur by that very fact the suspicion that they
are looking to their own welfare, and not to the interests
of science and art.
Habit is everything. Hence to
be calm and unruffled is merely to anticipate a habit;
and it is a great advantage not to need to form it.
“Personality is the element
of the greatest happiness.” Since pain
and boredom are the two chief enemies of human
happiness, nature has provided our personality with
a protection against both. We can ward off pain,
which is more often of the mind than of the body, by
cheerfulness; and boredom by intelligence.
But neither of these is akin to the other; nay, in
any high degree they are perhaps incompatible.
As Aristotle remarks, genius is allied to melancholy;
and people of very cheerful disposition are only intelligent
on the surface. The better, therefore, anyone
is by nature armed against one of these evils, the
worse, as a rule, is he armed against the other.
There is no human life that is free
from pain and boredom; and it is a special favour
on the part of fate if a man is chiefly exposed to
the evil against which nature has armed him the better;
if fate, that is, sends a great deal of pain where
there is a very cheerful temper in which to bear it,
and much leisure where there is much intelligence,
but not vice versa. For if a man is intelligent,
he feels pain doubly or trebly; and a cheerful but
unintellectual temper finds solitude and unoccupied
leisure altogether unendurable.
In the sphere of thought, absurdity
and perversity remain the masters of this world, and
their dominion is suspended only for brief periods.
Nor is it otherwise in art; for there genuine work,
seldom found and still more seldom appreciated, is
again and again driven out by dullness, insipidity,
and affectation.
It is just the same in the sphere
of action. Most men, says Bias, are bad.
Virtue is a stranger in this world; and boundless egoism,
cunning and malice, are always the order of the day.
It is wrong to deceive the young on this point, for
it will only make them feel later on that their teachers
were the first to deceive them. If the object
is to render the pupil a better man by telling him
that others are excellent, it fails; and it would
be more to the purpose to say: Most men are bad,
it is for you to be better. In this way he would,
at least, be sent out into the world armed with a
shrewd foresight, instead of having to be convinced
by bitter experience that his teachers were wrong.
All ignorance is dangerous, and most
errors must be dearly paid. And good luck must
he have that carries unchastised an error in his head
unto his death.
Every piece of success has a doubly
beneficial effect upon us when, apart from the special
and material advantage which it brings it is accompanied
by the enlivening assurance that the world, fate, or
the daemon within, does not mean so badly with us,
nor is so opposed to our prosperity as we had fancied;
when, in fine, it restores our courage to live.
Similarly, every misfortune or defeat
has, in the contrary sense, an effect that is doubly
depressing.
If we were not all of us exaggeratedly
interested in ourselves, life would be so uninteresting
that no one could endure it.
Everywhere in the world, and under
all circumstances, it is only by force that anything
can be done; but power is mostly in bad hands, because
baseness is everywhere in a fearful majority.
Why should it be folly to be always
intent on getting the greatest possible enjoyment
out of the moment, which is our only sure possession?
Our whole life is no more than a magnified present,
and in itself as fleeting.
As a consequence of his individuality
and the position in which he is placed, everyone without
exception lives in a certain state of limitation,
both as regards his ideas and the opinions which he
forms. Another man is also limited, though not
in the same way; but should he succeed in comprehending
the other’s limitation he can confuse and abash
him, and put him to shame, by making him feel what
his limitation is, even though the other be far and
away his superior. Shrewd people often employ
this circumstance to obtain a false and momentary
advantage.
The only genuine superiority is that
of the mind and character; all other kinds are fictitious,
affected, false; and it is good to make them feel
that it is so when they try to show off before the
superiority that is true.
All
the world’s a stage,
And all the men and women merely players.
Exactly! Independently of what
a man really is in himself, he has a part to play,
which fate has imposed upon him from without, by determining
his rank, education, and circumstances. The most
immediate application of this truth appears to me
to be that in life, as on the stage, we must distinguish
between the actor and his part; distinguish, that
is, the man in himself from his position and reputation –
from the part which rank and circumstances have imposed
upon him. How often it is that the worst actor
plays the king, and the best the beggar! This
may happen in life, too; and a man must be very crude
to confuse the actor with his part.
Our life is so poor that none of the
treasures of the world can make it rich; for the sources
of enjoyment are soon found to be all very scanty,
and it is in vain that we look for one that will always
flow. Therefore, as regards our own welfare,
there are only two ways in which we can use wealth.
We can either spend it in ostentatious pomp, and feed
on the cheap respect which our imaginary glory will
bring us from the infatuated crowd; or, by avoiding
all expenditure that will do us no good, we can let
our wealth grow, so that we may have a bulwark against
misfortune and want that shall be stronger and better
every day; in view of the fact that life, though it
has few delights, is rich in evils.
It is just because our real and inmost
being is will that it is only by its exercise
that we can attain a vivid consciousness of existence,
although this is almost always attended by pain.
Hence it is that existence is essentially painful,
and that many persons for whose wants full provision
is made arrange their day in accordance with extremely
regular, monotonous, and definite habits. By this
means they avoid all the pain which the movement of
the will produces; but, on the other hand, their whole
existence becomes a series of scenes and pictures
that mean nothing. They are hardly aware that
they exist. Nevertheless, it is the best way
of settling accounts with life, so long as there is
sufficient change to prevent an excessive feeling of
boredom. It is much better still if the Muses
give a man some worthy occupation, so that the pictures
which fill his consciousness have some meaning, and
yet not a meaning that can be brought into any relation
with his will.
A man is wise only on condition
of living in a world full of fools.
GENIUS AND VIRTUE
When I think, it is the spirit of
the world which is striving to express its thought;
it is nature which is trying to know and fathom itself.
It is not the thoughts of some other mind, which I
am endeavouring to trace; but it is I who transform
that which exists into something which is known and
thought, and would otherwise neither come into being
nor continue in it.
In the realm of physics it was held
for thousands of years to be a fact beyond question
that water was a simple and consequently an original
element. In the same way in the realm of metaphysics
it was held for a still longer period that the ego
was a simple and consequently an indestructible entity.
I have shown, however, that it is composed of two
heterogeneous parts, namely, the Will, which
is metaphysical in its character, a thing in itself,
and the knowing subject, which is physical
and a mere phenomenon.
Let me illustrate what I mean.
Take any large, massive, heavy building: this
hard, ponderous body that fills so much space exists,
I tell you, only in the soft pulp of the brain.
There alone, in the human brain, has it any being.
Unless you understand this, you can go no further.
Truly it is the world itself that
is a miracle; the world of material bodies. I
looked at two of them. Both were heavy, symmetrical,
and beautiful. One was a jasper vase with golden
rim and golden handles; the other was an organism,
an animal, a man. When I had sufficiently admired
their exterior, I asked my attendant genius to allow
me to examine the inside of them; and I did so.
In the vase I found nothing but the force of gravity
and a certain obscure desire, which took the form
of chemical affinity. But when I entered into
the other how shall I express my astonishment
at what I saw? It is more incredible than all
the fairy tales and fables that were ever conceived.
Nevertheless, I shall try to describe it, even at the
risk of finding no credence for my tale.
In this second thing, or rather in
the upper end of it, called the head, which on its
exterior side looks like anything else a
body in space, heavy, and so on I found
no less an object than the whole world itself, together
with the whole of the space in which all of it exists,
and the whole of the time in which all of it moves,
and finally everything that fills both time and space
in all its variegated and infinite character; nay,
strangest sight of all, I found myself walking about
in it! It was no picture that I saw; it was no
peep-show, but reality itself. This it is that
is really and truly to be found in a thing which is
no bigger than a cabbage, and which, on occasion,
an executioner might strike off at a blow, and suddenly
smother that world in darkness and night. The
world, I say, would vanish, did not heads grow like
mushrooms, and were there not always plenty of them
ready to snatch it up as it is sinking down into nothing,
and keep it going like a ball. This world is an
idea which they all have in common, and they express
the community of their thought by the word “objectivity.”
In the face of this vision I felt
as if I were Ardschuna when Krishna appeared to him
in his true majesty, with his hundred thousand arms
and eyes and mouths.
When I see a wide landscape, and realise
that it arises by the operation of the functions of
my brain, that is to say, of time, space, and casuality,
on certain spots which have gathered on my retina,
I feel that I carry it within me. I have an extraordinarily
clear consciousness of the identity of my own being
with that of the external world.
Nothing provides so vivid an illustration
of this identity as a dream. For in a
dream other people appear to be totally distinct from
us, and to possess the most perfect objectivity, and
a nature which is quite different from ours, and which
often puzzles, surprises, astonishes, or terrifies
us; and yet it is all our own self. It is even
so with the will, which sustains the whole of the
external world and gives it life; it is the same will
that is in ourselves, and it is there alone that we
are immediately conscious of it. But it is the
intellect, in ourselves and in others, which makes
all these miracles possible; for it is the intellect
which everywhere divides actual being into subject
and object; it is a hall of phantasmagorical mystery,
inexpressibly marvellous, incomparably magical.
The difference in degree of mental
power which sets so wide a gulf between the genius
and the ordinary mortal rests, it is true, upon nothing
else than a more or less perfect development of the
cerebral system. But it is this very difference
which is so important, because the whole of the real
world in which we live and move possesses an existence
only in relation to this cerebral system. Accordingly,
the difference between a genius and an ordinary man
is a total diversity of world and existence.
The difference between man and the lower animals may
be similarly explained.
When Momus was said to ask for a window
in the breast, it was an allegorical joke, and we
cannot even imagine such a contrivance to be a possibility;
but it would be quite possible to imagine that the
skull and its integuments were transparent, and then,
good heavens! what differences should we see in the
size, the form, the quality, the movement of the brain!
what degrees of value! A great mind would inspire
as much respect at first sight as three stars on a
man’s breast, and what a miserable figure would
be cut by many a one who wore them!
Men of genius and intellect, and all
those whose mental and theoretical qualities are far
more developed than their moral and practical qualities men,
in a word, who have more mind than character are
often not only awkward and ridiculous in matters of
daily life, as has been observed by Plato in the seventh
book of the Republic, and portrayed by Goethe
in his Tasso; but they are often, from a moral
point of view, weak and contemptible creatures as
well; nay, they might almost be called bad men.
Of this Rousseau has given us genuine examples.
Nevertheless, that better consciousness which is the
source of all virtue is often stronger in them than
in many of those whose actions are nobler than their
thoughts; nay, it may be said that those who think
nobly have a better acquaintance with virtue, while
the others make a better practice of it. Full
of zeal for the good and for the beautiful, they would
fain fly up to heaven in a straight line; but the
grosser elements of this earth oppose their flight,
and they sink back again. They are like born artists,
who have no knowledge of technique, or find that the
marble is too hard for their fingers. Many a
man who has much less enthusiasm for the good, and
a far shallower acquaintance with its depths, makes
a better thing of it in practice; he looks down upon
the noble thinkers with contempt, and he has a right
to do it; nevertheless, he does not understand them,
and they despise him in their turn, and not unjustly.
They are to blame; for every living man has, by the
fact of his living, signed the conditions of life;
but they are still more to be pitied. They achieve
their redemption, not on the way of virtue, but on
a path of their own; and they are saved, not by works,
but by faith.
Men of no genius whatever cannot bear
solitude: they take no pleasure in the contemplation
of nature and the world. This arises from the
fact that they never lose sight of their own will,
and therefore they see nothing of the objects of the
world but the bearing of such objects upon their will
and person. With objects which have no such bearing
there sounds within them a constant note: It
is nothing to me, which is the fundamental base
in all their music. Thus all things seem to them
to wear a bleak, gloomy, strange, hostile aspect.
It is only for their will that they seem to have any
perceptive faculties at all; and it is, in fact, only
a moral and not a theoretical tendency, only a moral
and not an intellectual value, that their life possesses.
The lower animals bend their heads to the ground, because
all that they want to see is what touches their welfare,
and they can never come to contemplate things from
a really objective point of view. It is very
seldom that unintellectual men make a true use of their
erect position, and then it is only when they are
moved by some intellectual influence outside them.
The man of intellect or genius, on
the other hand, has more of the character of the eternal
subject that knows, than of the finite subject that
wills; his knowledge is not quite engrossed and captivated
by his will, but passes beyond it; he is the son, not
of the bondwoman, but of the free. It is
not only a moral but also a theoretical tendency that
is evinced in his life; nay, it might perhaps be said
that to a certain extent he is beyond morality.
Of great villainy he is totally incapable; and his
conscience is less oppressed by ordinary sin than
the conscience of the ordinary man, because life,
as it were, is a game, and he sees through it.
The relation between genius
and virtue is determined by the following considerations.
Vice is an impulse of the will so violent in its demands
that it affirms its own life by denying the life of
others. The only kind of knowledge that is useful
to the will is the knowledge that a given effect is
produced by a certain cause. Genius itself is
a kind of knowledge, namely, of ideas; and it is a
knowledge which is unconcerned with any principle
of causation. The man who is devoted to knowledge
of this character is not employed in the business
of the will. Nay, every man who is devoted to
the purely objective contemplation of the world (and
it is this that is meant by the knowledge of ideas)
completely loses sight of his will and its objects,
and pays no further regard to the interests of his
own person, but becomes a pure intelligence free of
any admixture of will.
Where, then, devotion to the intellect
predominates over concern for the will and its objects,
it shows that the man’s will is not the principal
element in his being, but that in proportion to his
intelligence it is weak. Violent desire, which
is the root of all vice, never allows a man to arrive
at the pure and disinterested contemplation of the
world, free from any relation to the will, such as
constitutes the quality of genius; but here the intelligence
remains the constant slave of the will.
Since genius consists in the perception
of ideas, and men of genius contemplate their
object, it may be said that it is only the eye which
is any real evidence of genius. For the contemplative
gaze has something steady and vivid about it; and
with the eye of genius it is often the case, as with
Goethe, that the white membrane over the pupil is
visible. With violent, passionate men the same
thing may also happen, but it arises from a different
cause, and may be easily distinguished by the fact
that the eyes roll. Men of no genius at all have
no interest in the idea expressed by an object, but
only in the relations in which that object stands
to others, and finally to their own person. Thus
it is that they never indulge in contemplation, or
are soon done with it, and rarely fix their eyes long
upon any object; and so their eyes do not wear the
mark of genius which I have described. Nay, the
regular Philistine does the direct opposite of contemplating he
spies. If he looks at anything it is to pry into
it; as may be specially observed when he screws up
his eyes, which he frequently does, in order to see
the clearer. Certainly, no real man of genius
ever does this, at least habitually, even though he
is short-sighted.
What I have said will sufficiently
illustrate the conflict between genius and vice.
It may be, however, nay, it is often the case, that
genius is attended by a strong will; and as little
as men of genius were ever consummate rascals, were
they ever perhaps perfect saints either.
Let me explain. Virtue is not
exactly a positive weakness of the will; it is, rather,
an intentional restraint imposed upon its violence
through a knowledge of it in its inmost being as manifested
in the world. This knowledge of the world, the
inmost being of which is communicable only in ideas,
is common both to the genius and to the saint.
The distinction between the two is that the genius
reveals his knowledge by rendering it in some form
of his own choice, and the product is Art. For
this the saint, as such, possesses no direct faculty;
he makes an immediate application of his knowledge
to his own will, which is thus led into a denial of
the world. With the saint knowledge is only a
means to an end, whereas the genius remains at the
stage of knowledge, and has his pleasure in it, and
reveals it by rendering what he knows in his art.
In the hierarchy of physical organisation,
strength of will is attended by a corresponding growth
in the intelligent faculties. A high degree of
knowledge, such as exists in the genius, presupposes
a powerful will, though, at the same time, a will
that is subordinate to the intellect. In other
words, both the intellect and the will are strong,
but the intellect is the stronger of the two.
Unless, as happens in the case of the saint, the intellect
is at once applied to the will, or, as in the case
of the artist, it finds its pleasures in a reproduction
of itself, the will remains untamed. Any strength
that it may lose is due to the predominance of pure
objective intelligence which is concerned with the
contemplation of ideas, and is not, as in the case
of the common or the bad man, wholly occupied with
the objects of the will. In the interval, when
the genius is no longer engaged in the contemplation
of ideas, and his intelligence is again applied to
the will and its objects, the will is re-awakened in
all its strength. Thus it is that men of genius
often have very violent desires, and are addicted
to sensual pleasure and to anger. Great crimes,
however, they do not commit; because, when the opportunity
of them offers, they recognise their idea, and see
it very vividly and clearly. Their intelligence
is thus directed to the idea, and so gains the predominance
over the will, and turns its course, as with the saint;
and the crime is uncommitted.
The genius, then, always participates
to some degree in the characteristics of the saint,
as he is a man of the same qualification; and, contrarily,
the saint always participates to some degree in the
characteristics of the genius.
The good-natured character, which
is common, is to be distinguished from the saintly
by the fact that it consists in a weakness of will,
with a somewhat less marked weakness of intellect.
A lower degree of the knowledge of the world as revealed
in ideas here suffices to check and control a will
that is weak in itself. Genius and sanctity are
far removed from good-nature, which is essentially
weak in all its manifestations.
Apart from all that I have said, so
much at least is clear. What appears under the
forms of time, space, and casuality, and vanishes
again, and in reality is nothing, and reveals its nothingness
by death this vicious and fatal appearance
is the will. But what does not appear, and is
no phenomenon, but rather the noumenon; what makes
appearance possible; what is not subject to the principle
of causation, and therefore has no vain or vanishing
existence, but abides for ever unchanged in the midst
of a world full of suffering, like a ray of light
in a storm, free, therefore, from all pain
and fatality, this, I say, is the intelligence.
The man who is more intelligence than will, is thereby
delivered, in respect of the greatest part of him,
from nothingness and death; and such a man is in his
nature a genius.
By the very fact that he lives and
works, the man who is endowed with genius makes an
entire sacrifice of himself in the interests of everyone.
Accordingly, he is free from the obligation to make
a particular sacrifice for individuals; and thus he
can refuse many demands which others are rightly required
to meet. He suffers and achieves more than all
the others.
The spring which moves the genius
to elaborate his works is not fame, for that is too
uncertain a quality, and when it is seen at close
quarters, of little worth. No amount of fame will
make up for the labour of attaining it:
Nulla est fama tuum par oequiparare
laborem.
Nor is it the delight that a man has
in his work; for that too is outweighed by the effort
which he has to make. It is, rather, an instinct
sui generis; in virtue of which the genius is
driven to express what he sees and feels in some permanent
shape, without being conscious of any further motive.
It is manifest that in so far as it
leads an individual to sacrifice himself for his species,
and to live more in the species than in himself, this
impulse is possessed of a certain resemblance with
such modifications of the sexual impulse as are peculiar
to man. The modifications to which I refer are
those that confine this impulse to certain individuals
of the other sex, whereby the interests of the species
are attained. The individuals who are actively
affected by this impulse may be said to sacrifice
themselves for the species, by their passion for each
other, and the disadvantageous conditions thereby
imposed upon them, in a word, by the institution
of marriage. They may be said to be serving the
interests of the species rather than the interests
of the individual.
The instinct of the genius does, in
a higher fashion, for the idea, what passionate love
does for the will. In both cases there are peculiar
pleasures and peculiar pains reserved for the individuals
who in this way serve the interests of the species;
and they live in a state of enhanced power.
The genius who decides once for all
to live for the interests of the species in the way
which he chooses is neither fitted nor called upon
to do it in the other. It is a curious fact that
the perpetuation of a man’s name is effected
in both ways.
In music the finest compositions are
the most difficult to understand. They are only
for the trained intelligence. They consist of
long movements, where it is only after a labyrinthine
maze that the fundamental note is recovered.
It is just so with genius; it is only after a course
of struggle, and doubt, and error, and much reflection
and vacillation, that great minds attain their equilibrium.
It is the longest pendulum that makes the greatest
swing. Little minds soon come to terms with themselves
and the world, and then fossilise; but the others
flourish, and are always alive and in motion.
The essence of genius is a measure
of intellectual power far beyond that which is required
to serve the individual’s will. But it is
a measure of a merely relative character, and it may
be reached by lowering the degree of the will, as
well as by raising that of the intellect. There
are men whose intellect predominates over their will,
and are yet not possessed of genius in any proper sense.
Their intellectual powers do, indeed, exceed the ordinary,
though not to any great extent, but their will is
weak. They have no violent desires; and therefore
they are more concerned with mere knowledge than with
the satisfaction of any aims. Such men possess
talent; they are intelligent, and at the same time
very contented and cheerful.
A clear, cheerful and reasonable mind,
such as brings a man happiness, is dependent on the
relation established between his intellect and his
will a relation in which the intellect is
predominant. But genius and a great mind depend
on the relation between a man’s intellect and
that of other people a relation in which
his intellect must exceed theirs, and at the same
time his will may also be proportionately stronger.
That is the reason why genius and happiness need not
necessarily exist together.
When the individual is distraught
by cares or pleasantry, or tortured by the violence
of his wishes and desires, the genius in him is enchained
and cannot move. It is only when care and desire
are silent that the air is free enough for genius
to live in it. It is then that the bonds of matter
are cast aside, and the pure spirit the
pure, knowing subject remains. Hence,
if a man has any genius, let him guard himself from
pain, keep care at a distance, and limit his desires;
but those of them which he cannot suppress let him
satisfy to the full. This is the only way in
which he will make the best use of his rare existence,
to his own pleasure and the world’s profit.
To fight with need and care or desires,
the satisfaction of which is refused and forbidden,
is good enough work for those who, were they free
of would have to fight with boredom, and so take to
bad practices; but not for the man whose time, if
well used, will bear fruit for centuries to come.
As Diderot says, he is not merely a moral being.
Mechanical laws do not apply in the
sphere of chemistry, nor do chemical laws in the sphere
in which organic life is kindled. In the same
way, the rules which avail for ordinary men will not
do for the exceptions, nor will their pleasures either.
It is a persistent, uninterrupted
activity that constitutes the superior mind.
The object to which this activity is directed is a
matter of subordinate importance; it has no essential
bearing on the superiority in question, but only on
the individual who possesses it. All that education
can do is to determine the direction which this activity
shall take; and that is the reason why a man’s
nature is so much more important than his education.
For education is to natural faculty what a wax nose
is to a real one; or what the moon and the planets
are to the sun. In virtue of his education a man
says, not what he thinks himself, but what others
have thought and he has learned as a matter of training;
and what he does is not what he wants, but what he
has been accustomed to do.
The lower animals perform many intelligent
functions much better than man; for instance, the
finding of their way back to the place from which
they came, the recognition of individuals, and so on.
In the same way, there are many occasions in real
life to which the genius is incomparably less equal
and fitted than the ordinary man. Nay more:
just as animals never commit a folly in the strict
sense of the word, so the average man is not exposed
to folly in the same degree as the genius.
The average man is wholly relegated
to the sphere of being; the genius, on the
other hand, lives and moves chiefly in the sphere of
knowledge. This gives rise to a twofold
distinction. In the first place, a man can be
one thing only, but he may know countless things,
and thereby, to some extent, identify himself with
them, by participating in what Spinoza calls their
esse objectivum. In the second place,
the world, as I have elsewhere observed, is fine enough
in appearance, but in reality dreadful; for torment
is the condition of all life.
It follows from the first of these
distinctions that the life of the average man is essentially
one of the greatest boredom; and thus we see the rich
warring against boredom with as much effort and as
little respite as fall to the poor in their struggle
with need and adversity. And from the second
of them it follows that the life of the average man
is overspread with a dull, turbid, uniform gravity;
whilst the brow of genius glows with mirth of a unique
character, which, although he has sorrows of his own
more poignant than those of the average man, nevertheless
breaks out afresh, like the sun through clouds.
It is when the genius is overtaken by an affliction
which affects others as well as himself, that this
quality in him is most in evidence; for then he is
seen to be like man, who alone can laugh, in comparison
with the beast of the field, which lives out its life
grave and dull.
It is the curse of the genius that
in the same measure in which others think him great
and worthy of admiration, he thinks them small and
miserable creatures. His whole life long he has
to suppress this opinion; and, as a rule, they suppress
theirs as well. Meanwhile, he is condemned to
live in a bleak world, where he meets no equal, as
it were an island where there are no inhabitants but
monkeys and parrots. Moreover, he is always troubled
by the illusion that from a distance a monkey looks
like a man.
Vulgar people take a huge delight
in the faults and follies of great men; and great
men are equally annoyed at being thus reminded of their
kinship with them.
The real dignity of a man of genius
or great intellect, the trait which raises him over
others and makes him worthy of respect, is at bottom
the fact, that the only unsullied and innocent part
of human nature, namely, the intellect, has the upper
hand in him? and prevails; whereas, in the other there
is nothing but sinful will, and just as much intellect
as is requisite for guiding his steps, –
rarely any more, very often somewhat less, and
of what use is it?
It seems to me that genius might have
its root in a certain perfection and vividness of
the memory as it stretches back over the events of
past life. For it is only by dint of memory, which
makes our life in the strict sense a complete whole,
that we attain a more profound and comprehensive understanding
of it.