THE CONTRAST BETWEEN THE AMERICAN AND ENGLISH DECLARATIONS
OF RIGHTS.
The comparison of the American and
French declarations shows at once that the setting
forth of principles abstract, and therefore ambiguous,
is common to both, as is also the pathos with which
they are recited. The French have not only adopted
the American ideas, but even the form they received
on the other side of the ocean. But in contrast
to the diffuseness of the Americans the French are
distinguished by a brevity characteristic of their
language. Articles 4-6 of the Declaration have
the most specific French additions in the superfluous
and meaningless definitions of liberty and law.
Further, in Articles 4, 6 and 13 of the French text
special stress is laid upon equality before the law,
while to the Americans, because of their social conditions
and democratic institutions, this seemed self-evident
and so by them is only brought out incidentally.
In the French articles the influence of the Contrat
Social will have been recognized; but yet it brought
out nothing essentially new, or unknown to the American
stipulations.
The result that has been won is not
without significance for the student of history in
passing judgment upon the effects of the French Declaration.
The American states have developed with their bills
of rights into orderly commonwealths in which there
has never been any complaint that these propositions
brought consequences disintegrating to the state.
The disorders which arose in France after the Declaration
of the Rights of Man cannot therefore have been brought
about by its formulas alone. Much rather do they
show what dangers may lie in the too hasty adoption
of foreign institutions. That is, the Americans
in 1776 went on building upon foundations that were
with them long-standing. The French, on the other
hand, tore up all the foundations of their state’s
structure. What was in the one case a factor in
the process of consolidation served in the other as
a cause of further disturbance. This was even
recognized at the time by sharp-sighted men, such as
Lally-Tollendal and, above all, Mirabeau.
But from the consideration of the
American bills of rights there arises a new problem
for the historian of law: How did Americans come
to make legislative declarations of this sort?
To the superficial observer the answer
seems simple. The very name points to English
sources. The Bill of Rights of 1689, the Habeas
Corpus Act of 1679, the Petition of Right of 1628,
and finally the Magna Charta libertatum appear
to be unquestionably the predecessors of the Virginia
bill of rights.
Assuredly the remembrance of these
celebrated English enactments, which the Americans
regarded as an inherent part of the law of their land,
had a substantial share in the declarations of rights
after 1776. Many stipulations from Magna Charta
and the English Bill of Rights were directly embodied
by the Americans in their lists.
And yet a deep cleft separates the
American declarations from the English enactments
that have been mentioned. The historian of the
American Revolution says of the Virginia declaration
that it protested against all tyranny in the name
of the eternal laws of man’s being: “The
English petition of right in 1688 was historic and
retrospective; the Virginia declaration came directly
out of the heart of nature and announced governing
principles for all peoples in all future times."
The English laws that establish the
rights of subjects are collectively and individually
confirmations, arising out of special conditions, or
interpretations of existing law. Even Magna Charta
contains no new right, as Sir Edward Coke, the great
authority on English law, perceived as early as the
beginning of the seventeenth century. The English
statutes are far removed from any purpose to recognize
general rights of man, and they have neither the power
nor the intention to restrict the legislative agents
or to establish principles for future legislation.
According to English law Parliament is omnipotent and
all statutes enacted or confirmed by it are of equal
value.
The American declarations, on the
other hand, contain precepts which stand higher than
the ordinary lawmaker. In the Union, as well as
in the individual states, there are separate organs
for ordinary and for constitutional legislation, and
the judge watches over the observance of the constitutional
limitations by the ordinary legislative power.
If in his judgment a law infringes on the fundamental
rights, he must forbid its enforcement. The declarations
of rights even at the present day are interpreted
by the Americans as practical protections of the minority.
This distinguishes them from the “guaranteed
rights” of the European states. The American
declarations are not laws of a higher kind in name
only, they are the creations of a higher lawmaker.
In Europe, it is true, the constitutions place formal
difficulties in the way of changing their specifications,
but almost everywhere it is the lawmaker himself who
decides upon the change. Even in the Swiss Confederacy
judicial control over the observance of these forms
is nowhere to be found, although there, as in the
United States, the constitutional laws proceed from
other organs than those of the ordinary statutes.
The American bills of rights do not
attempt merely to set forth certain principles for
the state’s organization, but they seek above
all to draw the boundary line between state and individual.
According to them the individual is not the possessor
of rights through the state, but by his own nature
he has inalienable and indefeasible rights. The
English laws know nothing of this. They do not
wish to recognize an eternal, natural right, but one
inherited from their fathers, “the old, undoubted
rights of the English people.”
The English conception of the rights
of the subject is very clear upon this point.
When one looks through the Bill of Rights carefully,
one finds but slight mention there of individual rights.
That laws should not be suspended, that there should
be no dispensation from them, that special courts
should not be erected, that cruel punishments should
not be inflicted, that jurors ought to be duly impanelled
and returned, that taxes should not be levied without
a law, nor a standing army kept without consent of
Parliament, that parliamentary elections should be
free, and Parliament be held frequently all
these are not rights of the individual, but duties
of the government. Of the thirteen articles of
the Bill of Rights only two contain stipulations that
are expressed in the form of rights of the subject,
while one refers to freedom of speech in Parliament.
When nevertheless all the stipulations of the Bill
of Rights are therein designated as rights and liberties
of the English people, it is through the belief
that restriction of the crown is at the same time
right of the people.
This view grew directly out of the
mediaeval conception of the Teutonic state. While
the ancient state appears at the beginning of its history
as [Greek: polis] or civitas, as an undivided
community of citizens, the monarchical Teutonic state
is from the beginning dualistic in form, prince
and people form no integral unity, but stand opposed
to each other as independent factors. And so
the state in the conception of the time is substantially
a relation of contract between the two. The Roman
and Canonical theory of law under the influence of
ancient traditions even as early as the eleventh century
attempts to unite the two elements in that, upon the
basis of a contract, it either makes the people part
with their rights to the prince, and accordingly makes
the government the state, or it considers the prince
simply as the authorized agent of the people and so
makes the latter and the state identical. The
prevailing opinion in public law, however, especially
since the rise of the state of estates, sees in the
state a double condition of contract between prince
and people. The laws form the content of this
compact. They established, therefore, for the
prince a right of demanding lawful obedience, and
for the people of demanding adherence to the limitations
placed by the laws. The people accordingly have
a right to the fulfilment of the law by the prince.
Thus all laws create personal rights of the people,
and the term people is thought of in a confused way
as referring to the individuals as well as to the
whole singuli et universi. From
this point of view it is a right of the people that
Parliament should be frequently summoned, that the
judge should inflict no cruel punishments, and however
else the declarations of the English charters may
read.
This conception of law as two-sided,
establishing rights for both elements of the state,
runs through all the earlier English history.
The right which is conferred by law passes from generation
to generation, it becomes hereditary and therefore
acquirable by birth as one of the people. Under
Henry VI. it is declared of the law: “La
ley est lé plus haute inheritance que
lé roy ad; car par la ley il meme et
toutes ses sujets sont rules, et si la ley
ne fuit, nul roy et nul inheritance sera."
And in the Petition of Right Parliament makes the appeal
that the subjects have inherited their freedom through
the laws. The laws, as the Act of Settlement expresses
it, are the “birthright of the people".
And so we find only ancient “rights
and liberties” mentioned in the English laws
of the seventeenth century. Parliament is always
demanding simply the confirmation of the “laws
and statutes of this realm”, that is, the strengthening
of the existing relations between king and people.
Of the creation of new rights there is not a word in
all these documents. Consequently there is no
reference whatever to the important fundamental rights
of religious liberty, of assembling, of liberty of
the press, or of free movement. And down to the
present day the theory of English law does not recognize
rights of this kind, but considers these lines of
individual liberty as protected by the general principle
of law, that any restraint of the person can only come
about through legal authorization. According to
the present English idea the rights of liberty rest
simply upon the supremacy of the law, they
are law, not personal rights. The theory, founded
in Germany by Gerber, and defended by Laband and others,
according to which the rights of liberty are nothing
but duties of the government, sprang up in England,
without any connection with the German teaching, from
the existing conditions after the conception of the
public rights of the individual as natural rights,
which was based on Locke and Blackstone, had lost its
power.
But with Locke even this conception
stands in close connection with the old English ideas.
When Locke considers property in which are
included life and liberty as an original
right of the individual existing previous to the state,
and when he conceives of the state as a society founded
to protect this right, which is thus transformed from
a natural to a civil right, he by no means ascribes
definite fundamental rights to the man living in the
state, but rather places such positive restrictions
upon the legislative power as follow from the purposes
of the state. When closely examined, however,
these restrictions are nothing else than the most
important stipulations of the Bill of Rights, which
was enacted the year before the Two Treatises on
Government appeared.
Blackstone was the first (1765) to
found his doctrine of the absolute rights of persons
upon the idea of the personal rights of the individual.
Security, liberty, and property are the absolute rights
of every Englishman, which from their character are
nothing else than the natural liberty that remains
to the individual after deducting the legal restraints
demanded by the common interest. Laws appear likewise
as protectors of these rights, the whole
constitution of Parliament, the limitation of the
royal prerogative, and along with these the protection
of the law courts, the right of petition, and the right
to carry arms are treated, exactly in the manner of
the Bill of Rights, as rights of Englishmen, and indeed
as subordinate rights to assist in guarding the three
principal rights. But in spite of his fundamental
conception of a natural right, the individual with
rights was for Blackstone not man simply, but the
English subject.
The American declarations of rights,
on the other hand, begin with the statement that all
men are born free and equal, and these declarations
speak of rights that belong to “every individual”,
“all mankind” or “every member of
society”. They enumerate a much larger number
of rights than the English declarations, and look
upon these rights as innate and inalienable.
Whence comes this conception in American law?
It is not from the English law.
There is then nothing else from which to derive it
than the conceptions of natural rights of that time.
But there have been theories of natural rights ever
since the time of the Greeks, and they never led to
the formulation of fundamental rights. The theory
of natural rights for a long time had no hesitation
in setting forth the contradiction between natural
law and positive law without demanding the realization
of the former through the latter. A passage from
Ulpian is drawn upon in the Digests, which
declares all men to be equal according to the law
of nature, but slavery to be an institution of the
civil law. The Romans, however, in spite of all
mitigation of slave laws, never thought of such a
thing as the abolition of slavery. The natural
freedom of man was set forth by many writers during
the eighteenth century as compatible with lawful servitude.
Even Locke, for whom liberty forms the very essence
of man, in his constitution for North Carolina sanctioned
slavery and servitude.
Literature alone never produces anything,
unless it finds in the historical and social conditions
ground ready for its working. When one shows
the literary origin of an idea, one has by no means
therewith discovered the record of its practical significance.
The history of political science to-day is entirely
too much a history of the literature and too little
a history of the institutions themselves. The
number of new political ideas is very small; the most,
at least in embryo, were known to the ancient theories
of the state. But the institutions are found
in constant change and must be seized in their own
peculiar historical forms.