Prizes and Privateers.
During the lawless confusion of the
feudal ages, the right of making Reprisals was claimed
and exercised, with out a Public Commission. It
was not until the fifteenth century that Commissions
were held necessary, and were issued to private subjects
in time of war, and that subjects were forbidden to
fit out vessels to cruise against enemies without
licence. There were ordinances in Germany, France,
Spain, and England, to that effect.
Hostilities, without a Commission,
are contrary to usage, and exceedingly irregular and
dangerous, but they are not considered as acts of
Piracy during the time of war. Noncommissioned
vessels of a belligerent nation may at all times capture
hostile ships, without being deemed, by the Law of
Nations, Pirates. But they have no interest in
the prizes they take, and the property so seized is
condemned to the Government as Droits of the Admiralty.
The reward of this class of captors is left to the
liberality of the Admiralty, and is often referred
to the Admiralty Court.
The fruits of any forcible detention
or occupancy, prior to hostilities, are vested in
the crown; similarly, British property taken
in course of trade forbidden by the laws of his country,
is condemned to the Crown, and not to the individual
captor.
To prevent the custom house or excise
vessels, that may be commissioned with letters of
marque, turning their attention from the smugglers
to the more attractive adventure of privateering, all
interest in their prizes is reserved to the crown,
Though all rights of prize belong
originally to the Crown, yet it has been thought expedient
to grant a portion of those rights to maintain the
dignity of the Lord High Admiral. This grant,
(whatever it conveys,) carries with it a total and
perpetual alienation of the rights of the crown, and
nothing short of an Act of Parliament can restore
them; whereas the grant to private captors is nothing
more than the mere temporary transfer of a beneficial
interest. The rights of the Admiral, as distinguished
from those of the Crown, are these; that when vessels
come in, not under any motive arising out of the occasions
of war, but from distress of weather, or want of provisions,
or from ignorance of war, and are seized in port, they
belong to the Lord High Admiral; but where the hand
of violence has been exercised upon them, where the
impression arises from acts connected with war, from
revolt of their own crews, or from being forced or
driven in by the Queen’s ships, they belong
to the Crown.
This includes ships and goods already
come into the ports, creeks, or roadsteads, of all
the Queen’s dominions.
Persons fitting out Private Vessels
under a Commission to cruise against the enemy, acquire
the property of whatever Captures they may make, as
a compensation for their disbursements, and for the
risks they run; but they acquire it by grant from
the Sovran who issues out the commission to them.
The Sovran allows them either the whole, or a part
of the capture; this entirely depends on the nature
of the contract he has made with them.
This grant of prize is, in terms,
a grant of the property of the Queen’s enemies,
but it is not restricted to the property of the nations
with whom we are at war. It is held in construction
and practice to embrace all property liable to be
condemned as prize, and which is not particularly
reserved to the Crown, or the Admiralty.
It depends, also, on the municipal
regulations of each particular power: and as
a necessary precaution against abuse, the owners of
Privateers are required by the ordinances of commercial
states to give adequate security that they will conduct
the cruize according to the laws and usages of war,
and the instructions of the Government; and that they
will respect the rights of neutrals, and bring their
prizes in for adjudication.
The Commissions of Privateers do not
extend to the capture of private property upon land;
that is a right which is not even granted to Queen’s
ships. The words of the 3rd Section of the Prize
Act extend only to capture by any of Her Majesty’s
ships,
“of any fortress upon the land,
or any arms, ammunition, stores of war, goods,
merchandize, and treasure, belonging to the state,
or to any public trading company, of the enemies
of the crown of Great Britain, upon the land.”
Thus the interests of the Queen’s
cruizers are expressly limited with respect to the
property in which the captors can acquire any interest
of their own, the state still reserving to itself all
private property, in order that no temptation may
be held out for unauthorized expeditions against the
subjects of the enemy on land. With regard to
private vessels of war, the Lords of the Admiralty
are empowered by the 9th Section, to issue Letters
of Marque, to the Commanders of any such ships
or vessels,
“for the attacking and taking
any place or fortress upon the land, or any ship
or vessel, arms, ammunition, stores of war, goods,
or merchandize, belonging or possessed by any of Her
Majesty’s enemies in any sea, creek, river, or
haven.”
It was the purpose of the persons
who brought in this bill, that Privateers should not
be allowed to make depredations upon the coasts of
the enemy for the purpose of plundering individuals,
and for that reason they were restricted to fortified
places and fortresses, and to property water-borne.
As Privateers sometimes sail in company
with Queen’s vessels, and also in small squadrons,
for the purpose of mutual assistance, the rights of
the privateers vary. When a Privateer is sailing
under the convoy of a Queen’s ship, she takes
no share in any prize taken by the ship, or even by
herself, unless she has received orders from the convoying
royal ship to give chase, or has acted hostilely against
the enemy, actually aiding and assisting in the capture.
When Privateers have sailed in company,
it has often happened that not every vessel has been
actually engaged in the capture of the prize, though
they may have been rendering valuable assistance in
a variety of forms, such as watching in the offing,
guarding an open outlet of escape to the intended
prize. In the disputes arising from these joint
captures, Sir William Scott was the first to establish
a settled intelligible system, on principles that
might become in future easily applicable to the various
cases that might arise.
He says
“the Act of Parliament (meaning
the Prize Act), and the proclamation, give the
benefit of prize to the takers, by which term,
are naturally to be understood those who actually
take possession, or those affording an actual
contribution of endeavour to that event; either
of these persons are naturally included under
the name of takers, but the Courts of Law have
gone further, and have extended the term ‘takers’
to those who, not having contributed actual service,
are supposed to have rendered a constructive assistance,
either by conveying encouragement to the captor, or
intimidation to the enemy. It has been contended
that where ships are associated in a common enterprize, that circumstance is sufficient
to entitle them to share equally and alike in
the prizes that are made; but many cases might
be stated when ships so associated would not
share. I must ever hold that the principle
of mere common enterprise is not sufficient it
is not sufficiently specific it must
be more limited. What is the real and true criterion?
She being in sight, or seeing the enemy’s fleet
accidentally, a day or two before, will not be
sufficient; it must be at the commencement of
the engagement, either in the act of chasing,
or in preparations for chase, or afterwards during
its continuance. If a ship was detached in sight
of the enemy, and under preparation for chase, I should
have no hesitation in saying that she ought to share;
but if she was sent away after the enemy had been
descried, but before any preparations for chase,
or any hostile movements had taken place, I think
it would be otherwise; there must be some
actual contribution of endeavour as well as a
general intention."
Powerful efforts have been made by
humane and enlightened individuals to suppress Privateering,
as inconsistent with the liberal spirit of the age.
In the language of Chancellor Kent,
“the object is not honour, or
chivalric fame, but plunder and profit.
The discipline of the crews is not apt to be of the
highest order, and privateers are often guilty of
enormous excesses, and become the scourge of neutral
commerce.”
They are sometimes manned and officered
by foreigners, having no permanent connection with
the country, or interest in the cause. This was
a complaint made by the United States in 1819, in relation
to irregularities and atrocities committed by private
armed vessels, sailing under the flag of Buenos Ayres.
Under the best regulations the business tends strongly
to blunt the sense of private right, and to nourish
a lawless and fierce spirit of rapacity.
Its abolition has generally been attempted
by treaty. In the treaty of Prussia and the United
States, in 1785, stipulations against private armed
vessels were included. In 1675, a similar agreement
was made between Sweden and Holland, but the agreement
was not performed. France, soon after the breaking
out of the war with Austria, in 1792, passed a decree
for the total suppression of privateering, but that
was a transitory act, and was soon swept away in the
tempest of the Revolution.
On these considerations naturally follows that of
the classes of
Privateers that can be considered Pirates.
A Privateer differs from a Pirate,
in that first, the former is provided with
a Commission, or with Letters of Marque from a Sovran,
of which the Pirate is destitute. Secondly, the
Privateer supposes a state of war (or at least that
of reprisals); the Pirate plunders in the midst of
peace, as well as in war. Thirdly, the Privateer
is obliged to observe the rules and instructions that
have been given him, and to attack by virtue of them
only the enemy’s ships, or those neutral vessels
which carry on an illicit commerce; the Pirate plunders
indiscriminately the ships of all nations, without
observing even the laws of war. But in this last
point Privateers may become Pirates when they transgress
the limits prescribed to them; and this is one of
the reasons why we often see the former confounded
with the latter.
Under these general definitions, we
see that it is quite open to any citizen of the world
to become a privateer under a foreign Sovran; and
Martens goes on to say, that
“there is nothing that prevents
the granting of Letters of Marque, even to the
subjects of neutral or allied powers who are
able to solicit them; but since it is contrary to
neutrality to suffer subjects to contribute by
this means to the reinforcement of one of the
belligerent powers, and to the annoyance of the
other, states generally prohibit their subjects
from taking Letters of Marque from a power, without
the permission of their Sovereigns, and many treaties
oblige them also to prohibit their subjects from
doing it, as well as to forbid every species
of armaments on the enemy’s account, in
their ports. However, the enemy is not justified
in punishing them as pirates, when they
have letters patent from one of the powers with
whom it is at war, although their ship may be
confiscated."
The laws of the United States have
made ample provision on this subject, and they may
be considered as an expression of the general wish
of civilized nations; and they prescribed specific
punishment for acts which were before unlawful.
American citizens are prohibited from
being concerned, beyond the limits of the United States,
in fitting out or otherwise assisting any private
vessel of war, to cruize against the subjects of friendly
powers.
In the various treaties between the
powers of Europe, in the two last centuries, and in
the several treaties between the United States and
France, Holland, Sweden, Prussia, Great Britain, Spain,
Colombia, Chili, &c., it is declared, that no subject
or citizen of either nation shall accept a commission
or letter of marque, to assist an enemy in hostilities
against the other, under penalty of being treated
as an enemy.
The Title to Property taken in War
may, upon general Title to principles, be considered
as immediately divested from the original owner, and
transferred to the captor. As to personal property,
the title is considered as lost to the former proprietor,
as soon as the enemy has acquired a firm possession,
which, as a general rule, is considered as taking
place after the lapse of twenty-four hours.
Ships and goods captured at sea,
are excepted from the operation of this rule.
The right to all captures rests primarily in the Sovran,
and no individual can have any interest in a prize,
whether made by a crown or private armed vessel, but
what he receives under the grant of the state.
When a prize is taken at sea, it must
be brought with due care into some port, for adjudication
by a competent court. The condemnation must be
pronounced by a prize court of the Government of the
captor, sitting either in the country of the captor,
or of his ally. The prize court of an ally cannot
condemn.
The Proceedings Preliminary to Condemnation
may be roughly described as follows:
The captor, immediately on
bringing his prize into port, sends up and delivers
upon oath to the registry of the Court of Admiralty,
all papers found on board the prize. The preparatory
examinations of the captain and some of the crew of
the captured ship are then taken, upon a set
of standing interrogatories, before the commissioners
of the port to which the prize is brought. These
also are forwarded to the registry of the Court of
Admiralty. A written notice, called a
monition, is extracted by the captor from the
registry, and served upon the Royal Exchange, notifying
the capture, and calling upon all persons interested,
to appear and show cause why the ship and goods should
not be condemned. At the expiration of twenty
days, the monition is returned into the registry,
with a certificate of its service; and if any claim
has been given, the cause is then ready for hearing,
upon evidence arising out of the ship’s papers
and preparatory examinations.
The neutral master or proprietor
of the cargo takes measures as follows: Upon
being brought into port, the master usually makes a
protest, which he forwards to London as instructions,
(or with such further directions as he thinks proper)
either to the correspondent of his owners, or to the
consul of his nation, in order to claim the ship or
such parts of the cargo as belong to his owners, or
with which he was particularly entrusted; or the master
himself goes to London to take the necessary steps,
as soon as he has undergone his examination.
The master, correspondent, or consul,
applies to a proctor, who prepares a claim supported
by the affidavit of the claimant, stating briefly
to whom, as he believes, the ship and goods claimed
belong; and that no enemy has any right or interest
therein; security must be given to the amount of sixty
pounds, to answer costs, if the case should appear
so grossly fraudulent on the part of the claimant as
to subject him to be condemned therein. If the
captor has neglected in the mean time to take the
usual steps, (but which seldom happens, as he is strictly
enjoined both by his instructions and by the Prize
Act to proceed immediately to adjudication,) a process
issues against him, on the application of the claimant’s
proctor, to bring in the ship’s papers and preparatory
examinations, and to proceed in the usual way.
As soon as the claim is given, copies
of the ship’s papers and examinations are procured
from the registry, and upon the return of the monition
the cause may be heard. It however seldom happens,
owing to the great pressure of business, (especially
at the commencement of war), that causes can possibly
be prepared for hearing immediately on the expiration
of the time for the return of the monition; in that
case, each cause must necessarily take its regular
turn. Correspondent measures must be taken, by
the neutral master, if carried within the jurisdiction
of a Vice-Admiralty Court, by giving a claim, supported
by his affidavit, and offering a security for costs,
if the claim should be pronounced grossly fraudulent.
If the claimant be dissatisfied with
the sentence, his proctor enters an appeal in the
registry of the Court, where the sentence was given,
or before a notary public (which regularly should be
entered within fourteen days after the sentence);
and he afterwards applies at the registry of the Lords
of Appeal in prize causes, which is held at the same
place as the registry of the High Court of Admiralty,
for an instrument called an inhibition, and which
should be taken out within three months, if the sentence
be in the High Court of Admiralty; and within nine
months, if in a Vice-Admiralty Court; but may be taken
out at later periods if a reasonable cause can be
alleged for the delay which has intervened. This
instrument directs the judge, whose sentence is appealed
from, to proceed no further in the cause; it directs
the registrar to transmit a copy of all proceedings
of the inferior courts; and it directs the party who
has obtained the sentence to appear before the superior
tribunal to answer to the appeal. On applying
for the inhibition, security is given on the part
of the appellant to the amount of two hundred pounds,
to answer costs, in case it should appear to the Court
of Appeal that the appeal is vexatious. The inhibition
is to be served upon the judge, the registrar, and
the adverse party, and his proctor, by shewing the
instrument under seal, and delivering a note of its
contents. If the party cannot be found, and his
proctor will not accept the service, the instrument
is to be served, viis et modis; that is, by
affixing it to the door of the last place of residence,
or by hanging it on the pillars of the Royal Exchange.
That part of the process above described, which is
to be executed abroad, may be performed by any person
to whom it is committed, and the formal part at home
is executed by the officer of the court. A certificate
of the service is endorsed on the back of the instrument,
sworn before the surrogate of the superior court,
or before a notary public, if the service is abroad.
If the cause be adjudged in the Vice-Admiralty
Court, it is usual, on entering the appeal there,
to procure a copy of the proceedings, which the appellant
sends over to his correspondent in, England, who carries
it to a proctor, and the same steps are taken to procure
and send the inhibition as when the cause has been
adjudged in the High Court of Admiralty. But
if a copy of the proceedings cannot be procured in
due time, an inhibition can be obtained, by sending
over a copy of the instrument of appeal, or by writing
to the correspondent an account only of the time and
substance of the sentence.
Upon an appeal, fresh evidence may
be introduced, if, upon hearing, the Lords of Appeal
should be of an opinion that the cause is of such
doubt, or that further proof ought to have been ordered
by the court below.
Further proof usually consists of
affidavits made by the asserted proprietors of the
goods, in which they are sometimes joined with their
clerks, and others acquainted with the real transactions,
and with the real property of the goods claimed.
In corroboration of these affidavits, may be annexed
the original correspondence, duplicates of bills of
lading, invoices, extracts from books, &c. These
papers must be proved by affidavits of persons who
can speak of their authenticity; and if copies or
extracts, they should be collected and certified by
public notaries. The affidavits are sworn before
magistrates, or others competent to administer oaths
in the country where they are made, and authenticated
by a certificate from the British Consul.
The degree of proof required depends
upon the degree of suspicion or doubt that belongs
to the case. In case of heavy suspicion and great
importance, the court may order what is called “plea
and proof,” that is, instead of admitting affidavits
and documents introduced by the claimant only, each
party is at liberty to allege, in regular pleadings,
such circumstance as may tend to acquit or condemn
the capture, and to examine witnesses in support of
the allegation, to whom the opposite party may administer
interrogatories. The depositions of the witnesses
are taken in writing. If the witnesses are to
be examined abroad, a commission issues for that purpose;
but in no case is it necessary for them to come to
England. These solemn proceedings are seldom
resorted to. Standing Commissions may be sent
to any neutral country for the general purpose of receiving
examinations of witnesses, in all cases where the court
may find it necessary, for the purposes of justice,
to decree an enquiry to be conducted in that manner.
The Jurisdiction over Prizes is exercised
by the Judge of the Admiralty, exclusively of every
other judicature of the kind, except in cases of appeal.
This Jurisdiction in matter of Prize,
(whether it is coeval with the Court of Admiralty,
or, which is much more probable, of a later institution,
beyond the time of memory,) though exercised by the
same person, is quite distinct in its nature.
The Judge of the Admiralty is appointed
by a commission under the great seal, which enumerates
particularly, as well as generally, every object of
his jurisdiction, but not a word of prize.
To constitute that authority, in every
war, a commission under the great seal issues to the
Lord High Admiral to will and require the Court of
Admiralty, and the Lieutenant and Judge of the said
court, his surrogate or surrogates, and they are thereby
authorised and required to proceed upon all and all
manner of captures, seizures, prizes, and reprisals,
of all ships and goods that are or shall be taken,
and to hear and determine according to the Courts of
Admiralty and the Law of Nations.
A warrant issues to the judge accordingly.
The Court of Admiralty is called the
Instance Court; the other the Prize Court. The
manner of proceeding is totally different. The
whole system of litigation and jurisprudence in the
Prize Court is peculiar to itself.
A thing being done on the high seas
does not exclude the jurisdiction of the Courts of
Common Law. For seizure, stopping, or taking a
ship upon the high seas, but not as prize,
an action will lie; but for taking as prize,
no action will lie. The nature of the question,
not the locality, excludes.
The end of a Prize Court is to suspend
the property till condemnation, to punish every sort
of misbehaviour in the captors; to restore instantly
(full sail) if upon the most summary examination there
does not appear a sufficient ground; to condemn finally,
if the goods really are prize, against everybody;
giving every body a fair opportunity of being heard.
A captor may, and must force everybody interested
to defend; and every person interested may force him
to proceed to condemn without delay.
Before the sixth of the reign of Queen
Anne there were no laws made on this subject.
Previous to that time all prizes taken in war were
of right vested in the Crown, and questions concerning
the property of such prizes were not the subject of
discussion in courts of law. But in order to
do justice to claimants, from the first year after
the Restoration of Charles the Second, special commissions
were issued to enable the Courts of Admiralty to condemn
such captures as appeared to be lawful prizes; to
give relief where there was no colour for taking;
and generally to make satisfaction to parties injured.
By the Act of the 13 Car. II. , (now repealed)
indeed, some regulations were made concerning the
treatment of ships taken, but no provisions enacted
respecting any security to be given on delivery; the
sole interest in the thing condemned being in the
Crown; it was in public custody, and the disposition
of it a mere matter of prerogative; no such provisions
therefore were necessary.
But in the sixth year of Queen Anne,
it was thought proper, for the encouragement of seamen,
to vest in them the prizes they should take; and for
that purpose the statutes, 6 Anne, c 13 and c 37,
were passed.
The first of these acts only relates
to proceedings in the Courts of Admiralty in England,
but contains no particular directions to them; the
practice of those courts being already settled.
There is a long series of statutes,
which follows the above, on the subject of the Prize
Courts. The following may be taken as a general
description of their operation.
The judge should proceed, according
to their form, to sentence with all possible expedition.
If on the preparatory examination there arises a doubt
in the breast of the judge, whether the capture is
prize or not, and further proof appears to be necessary,
the ship and cargo is appraised by persons named on
the part of the captor, and is delivered up to the
claimants, on their giving good and sufficient security
to pay to the captor the full value, according to the
appraisement, if the ship is adjudged lawful prize
by the judge; by this the claimant is entitled to
the immediate possession of the subject in dispute,
which the captor cannot obtain but on the refusal
of the claimant to give security for the appraised
value. After a sentence of condemnation, the
captor has a right to the possession; the execution
of the sentence is not suspended by an appeal, but
the party appellant gives good and sufficient security
to restore the cargo, or its full value, in case the
sentence is reversed.
Having explained shortly the operation
of the Prize Courts, it must be observed, that the
Prize Court of an Ally cannot condemn. Prize or
no prize is a question belonging exclusively to the
courts of the country of the captor. The reason
is, that the Sovran has a right and is bound to inspect
the conduct of the captors, for he is answerable to
other states for the acts of the captor. The
Prize Court of the captor may sit in the country of
a co-belligerent or an ally, because there is a common
interest between such on the subject, and both governments
may be presumed to authorize any measures conducing
to give effect to their arms, and to consider each
others ports as mutually subservient.
It is not lawful for such a court
to act in a neutral territory; and it was at one time
even doubted, where property had been carried into,
and was lying in a neutral port, whether the validity
of the capture could be determined even by a Court
of Prize established in the captor’s country;
because it was thought that the possession in reach
of the court was essential to the exercise of a jurisdiction
in a proceeding in rem. The principle
was admitted by Sir Wm. Scott to be correct, in the
case of the Henrick and the Maria; but he considered
that the English Admiralty had gone too far in supporting
condemnations in England, of prizes abroad in neutral
ports, to permit him to recall the vicious practice
of the Court to acknowledged principle.
The jurisdiction of the Court of the
capturing nation is conclusive upon the question of
property in the captured thing. Its sentence
settles all further dispute between claimants; and
if that sentence is manifestly unjust, or against
the Law of Nations, the state is alone responsible,
and not the captors. An unjust sentence is a good
ground for issuing commissions of Reprisals.
Numerous treaties between the different powers of
Europe, regulating the subject of Reprisals, declare
that they shall not be granted, unless in case of the
denial of justice. “An unjust sentence,”
says Wheaton, “must certainly be considered
as a denial of justice, unless the mere privilege of
being heard before condemnation is all that is included
in the idea of justice."
Thus the sentence of a Prize Court,
it is plain, is sufficient to confirm the captor’s
title to captures at sea; but a different rule applies
to real property or immoveables.
Immoveable possessions, lands, towns,
provinces, &c., become the property of the enemy who
makes himself master of them; but it is only by the
treaty of peace, or the entire subjugation and extinction
of the state to which those towns and provinces belonged,
that the acquisition is completed, and the property
becomes stable and perfect. Thus, a third party
cannot safely purchase conquered land till the Sovran
from whom it has been taken has renounced it by a treaty
of peace, or has irretrievably lost his sovereignty.
Until such confirmation, it continues liable to be
divested by the jus postliminii. The purchaser
of any portion takes it, at the peril of being evicted
by the original Sovran owner, when he is restored to
his dominions.
I now pass on to the more commercial
question of Passports, Safe-Conducts, and Licences
to Trade.