THE LAW OF POPULATION
Since the optimistic conclusion reached
in the preceding chapter is contingent on an increase
of wealth which is not neutralized by an increase
of population, it remains to be seen whether the population
tends to grow at a rate that gives reason to fear such
a neutralizing. Does progress in method and in
wealth tend to stimulate that enlarging of the number
of working people which, in so far as they are concerned,
would bring progress to an end? Is the dynamic
movement self-retarding and will it necessarily halt?
The answer to this question depends, in part, on the
law of population.
The Malthusian Law. - We
need first to know whether the growth of population
is subject to a law, and if so, whether this law insures
the maintenance of the present rate of increase or
a retarding of it. The law of population formulated
by Malthus at the beginning of the last century is
the single extensive and important contribution to
economic dynamics made by the early economists.
It was based more upon statistics and less on a
priori reasoning than were most of the classical
doctrines. Even now the statement as made by Malthus
requires in form no extensive supplementing, and yet
the change which is required is sufficient to reverse
completely the original conclusion of the teaching.
Malthusianism constituted the especially “dismal”
element in the early political economy, and yet, as
stated by its author, it revealed the possibility
of a comfortable future for the working class.
One might look with cheerfulness on every threatening
influence it described if he could be sure that the
so-called “standard of living” on which
everything depends would rise. The difficulty
lay in the fact that the teaching afforded no evidence
that it would thus rise. The common impression
of readers was that it was destined to remain stationary
and that too at a low level. The workmen of Malthus’s
time were not accustomed to getting much more than
the barest subsistence, and not many economists expected
that they would get much more, even though the world
generally should make gains.
The Popular Inference from the
Malthusian Law. - If we state the conclusion
which most people drew from the Malthusian law in its
simple and dismal form it is this: Whenever wages
rise, population quickly increases, and this increase
carries the rate of pay down to its former level.
The earnings of labor depend upon the number of laborers;
a lessening of the number of workers raises their earnings
and an increase depresses them; and therefore, if every
rise in pay brings about a quick increase of population,
labor can never hold its gains; every rise is the
cause of a subsequent fall.
Malthus’s Qualification of
his Statement. - As we have said, Malthus
so qualified his statement that he did not positively
assert that this would describe the experience of
the future; the fall in pay that should follow the
increase of numbers might not always be as great as
the original rise, and when a later rise should occur
the fall following it might be less than this second
rise. In some way workers might insist upon a
higher standard of living after each one of their
periodical gains.
Why this Qualification is not Sufficient. - The
mere fact that the standard of living may conceivably
rise does not do much to render the outlook cheerful,
unless we can find some good ground for supposing
that it will rise and that economic causes will make
it do so. We should not depend too much on the
slow changes that education may effect, or base our
law on anything that presupposes an improvement in
human nature. We need to see that in a purely
economic way progress makes further progress easier
and surer and that the gains of the working class
are not self-annihilating but self-perpetuating.
We may venture the assertion that such is the fact:
that when workers make a gain in their rate of pay
they are, as a rule, likely to make a further gain
rather than loss. While there must be minor fluctuations
of wages, the natural and probable effect of economic
law is to make the general rate tend steadily upward,
and nothing can stop the rise but perversion of the
system. Monopoly may do it, or bad government,
or extensive wars, or anarchy growing out of a struggle
of classes; but every one of these things, not excepting
monopoly, would naturally be temporary, and even in
spite of them, the upward trend in the earning power
of labor should assert itself. Instead of being
hopelessly sunk by a weight that it cannot throw off,
the labor of the future bids fair to be buoyed up
by an influence that is irrepressible.
Réfutations of Malthusianism. - The
Malthusian law of population has been so frequently
“refuted” as to prove its vitality.
It is in the main as firmly impressed in the belief
of scientific men as it ever was, and some of the
arguments which have been relied upon to overthrow
it require only to be stated in order to be discarded.
One of these is the claim that the statement of the
law is untrue because, during the century in which
the American continent, Australia, parts of Africa,
and great areas elsewhere were in process of occupation,
mankind has not actually pressed on the limits of subsistence.
No intelligent view regards that fact as constituting
anything but an illustration of the Malthusian law.
A vast addition to the available land of the world
would, of course, defer the time of land crowding
and the disastrous results which were expected from
it, but with the steady growth of population the stay
of the evil influence would be only temporary.
An Objection based on a Higher
Standard of Living. - The second objection
is also an illustration rather than a refutation of
the Malthusian doctrine; it asserts that the standard
of living is now higher than it was, and the population
does not increase fast enough to force workers to
lower it. Malthus’s entire conclusion hung
upon an if. The rate of pay conformed
to a standard, and if that standard were low, wages
would be so; while if it were higher, wages would be
higher also.
The Real Issue concerning the Doctrine
of Population. - There is a real incompleteness
in all such statements. Does the standard of
living itself tend to rise with the rise of wages and
to remain above its former level? When men make
gains can they hold them, or, at any rate, some part
of them, or must they fall back to the level at which
they started? And this amounts to asking whether,
after a rise in pay, there is time enough before a
fall might otherwise be expected to allow the force
of habit to operate, to accustom the men to a better
mode of living and forestall the conduct that would
bring them down to their old position. The standard
of living, of course, will affect wages only by controlling
the number of laborers, and the discouragement due
to Malthusianism lies in the fact that it seems to
say that the number of workers is foreordained to increase
so quickly, after a rise in wages, as to bring them
to their old level. Whether it does or does not
do this is a question of fact, and the answer is a
very clear one. The higher standards actually
have come from the higher pay, and they have had time
to establish themselves. Subsistence wages have
given place to wages that provided comforts, and these
again to rates that provided greater comforts and modest
luxuries; and the progress has continued so long that,
if habit has any power whatever, there is afforded
even by the Malthusian law itself a guarantee that
earnings will not fall to their former level nor nearly
to it.
A Radical Change in Theory. - Progress
is self-perpetuating. Instead of insuring a retrogression,
it causes further progress. The man who has advanced
from the position in which he earned a bare subsistence
to one in which he earns comforts is, for that very
reason, likely to advance farther and to obtain the
modest luxuries which appear on a well-paid workman’s
budget. “To him that hath shall be given,”
and that by the direct action of economic law.
This is a radical departure from the Malthusian conclusion.
Three Possible Conditions for the
Wage-earning Class. - Workers are in one of three possible conditions: -
(1) They may have a fixed standard
and a very low one. Whenever they get more than
this standard requires, they may marry early, rear
large families, and see their children sink to their
own original condition.
(2) They may have a fixed standard,
but a higher one. They may be unwilling to marry
early on the least they can possibly live on, but
may do so as soon as their pay affords a modicum of
comfort.
(3) They may have a progressive standard.
There may be something dynamic in their psychology,
and it may become a mental necessity for them to live
better and better with advancing years, and to place
their children in a higher status than they themselves
ever obtained.
A Historical Fact. - The
manner in which Malthus was actually interpreted was
as much due to the condition of workers in his day
as to anything which he himself said. It was
small comfort to know that, under the law of population,
wages might conceivably become higher and remain so
because of a higher standard of living, provided the
higher standard was never attained. Facts for
a long time were discouraging. In due time they
changed for the better. The opening of vast areas
of new land made its influence felt. It raised
the pay of labor faster than the growth of population
was able to bring it down. This had the effect
of establishing, not only a higher standard, but a
rising standard, and as one generation succeeded another
it became habituated to a better mode of living than
had been possible before. It was the sheer force
of the new land supplemented by new capital and new
methods of industry that accomplished this. It
pushed wages upward, in spite of everything that would
in itself have pulled them down.
A Retarded Growth of Population. - If
Malthusianism, as most people understood it, were
true, population should increase most rapidly during
this period of great prosperity, and should do its
best to neutralize the effect of new lands, new capital,
and new methods. In some places the increase
has been abnormally rapid, and in a local way this
has had its effect; but if we include in our view the
whole of what we have defined as civilized industrial
society, the rate of growth has not become more rapid,
but has rather become slower during this period.
In one prosperous country, namely, France, population
has become practically stationary. Even in America,
a country formerly of most rapid growth, the increase,
apart from immigration, has been much slower than
it was during the first half of the nineteenth century.
The growth of population, then, may proceed more slowly
or come to a halt, even while wealth and earning powers
are increasing. If this is so, a further accumulation
of capital and further improvements in method will
not have to struggle against the effects of more rapidly
growing numbers, and their effects will become more
marked as the decades pass. There will be a weaker
and weaker influence against these forces which fructify
labor and they will go on indefinitely, endowing working
humanity with more and more productive power and with
greater accumulations of positive wealth. Home
owning, savings bank deposits, invested capital, and
comfortable living may be more and more common among
men who depend for their income mainly upon the labor
of their hands. Is this more than a possibility?
Is there an economic law that in any way guarantees
it? Can we even say that general wealth will,
without much doubt, redound to the permanent well-being
of the working class, and that the more there is of
this prosperity, the less there is of danger that
they will throw it away by any conduct of their own?
The answer to these questions is to be found in a
third historical fact.
The Birth Rate Small among the
Upper Classes in Society. - In most countries
it is the well-to-do classes that have small families
and the poor that have large ones. It is from
the interpretation of this fact that we can derive
a most important modification of the Malthusian law.
It is the voluntary conduct of different classes which
determines whether the birth rate shall be large or
small; and the fact is that in the case of the rich
it is small, in the case of the poor it is comparatively
large, while in the case of a certain middle class,
composed of small employers, salaried men, professional
men, and a multitude of highly paid workers, it is
neither very large nor very small, but moderate.
In a general way the birth rate varies inversely as
the earning power of the classes in the case, though
the amounts of the variations do not correspond to
each other with any arithmetical exactness. If
one class earns half as much per capita as another,
it does not follow that the families belonging to this
class will have twice as many children. They
do, on the average, have more children. There
is, then, at least an encouraging probability that
promoting many men from the third class to the middle
class would cause them to conform to the habit of
the class they joined. This class is at present
largely composed of persons who have risen from the
lowest of the classes, and any future change by which
the third class becomes smaller and the second larger
would doubtless retard the average birth rate of the
whole society.
Motives for the Conduct of the
Different Classes. - History and present
fact are again enlightening in that they reveal the
chief motive that determines the rapidity of the increase
of the population. When children become self-supporting
from an early age, the burden resting on the father
when he has a comparatively small number of them is
as large as it ever will be. If they can earn
all they cost when they reach the age of ten, the
maintenance of the children will cost as much when
the oldest child has reached that age as it will cost
at any later time. Even though one were added
to the family every year or two, one would graduate
from the position of dependence every year or two,
and the number constantly on the father’s hands
for support would probably not exceed five or six,
however large the total number might become.
The large number of children in families of early New
England and the large number of them in French Canadian
families at a recent date were due to the fact that
land was abundant, expenses were small, and a boy
of ten years working on the land could put into the
family store as much as his maintenance took out of
it. The food problem was not grave in those primitive
places and times, and neither were the problems of
clothing, housing, and educating. It is in this
last item that the key to a change of the condition
lay, for the time came when more educating was required,
when the burden of maintaining children continued
longer, and a condition of self-support was reached
at no such early date as it had been in rural colonies.
The Effect of Endowing Children
with Education and with Property. - When
children need to be thoroughly educated, the burden
of maintaining a family of course increases. An
unduly large family means the lowering of the present
standard of living for all and a lowering of the future
standard for the children. With most workmen it
is not possible either to endow many children with
property or to educate them in an elaborate way.
The fear, therefore, of losing present comforts for
the family as a whole and the fear of losing caste
by seeing the family drop, at a later date, into a
lower social class, are arguments against large families.
Why Economic Progress perpetuates
Itself. - The economic motive which causes
progress to perpetuate itself and to bring about more
and more progress is the determined resistence to
a fall from a social status. The family must
not lose caste. It must not sacrifice any of the
absolute comforts to which it is accustomed, particularly
when so doing entails a degradation. Such is
human nature that the unwillingness to give up something
to which one is accustomed is a far stronger spur
to action than the ambition to get something to which
one is not accustomed; and a social rank once attained
is not surrendered without a struggle. A tenacious
maintenance of status is the motive which figures
most prominently in controlling the growth of population
and the increase of capital. The rich maintain
the status of the family by means of invested wealth,
the poor do it by education, and members of the middle
class do it by a combination of the two.
Status maintained by Education. - In
case of wage earners the need of educating children
and the advantages that flow from it overbalance the
need of bequeathing to them property; and yet the need
of bequeathing property of some kind is a powerful
motive also. It is important to enable them to
procure the tools of some handicraft, or to secure
themselves against dangers from sickness or accident.
Moreover, it is not altogether technical education
which counts in this way. Culture in itself is
a means, not only of direct enjoyment, but of maintaining
a social rank. The well-informed person accomplishes
directly what a well-to-do person accomplishes indirectly,
in that he gets direct pleasures from life which other
people cannot get, and he enjoys consideration of others
and has influence with them as an uninformed person
cannot. The need, therefore, of educating children
for the sake of making them good producers and the
need of doing it for the purpose of making them good
consumers and of enabling them to make the most of
what they produce works against too rapid an increase
of numbers.
The Effect of Factory Legislation. - These
motives are powerfully strengthened when they are
reenforced by public opinion and positive law.
The ambition of workers to secure laws which will forbid
the employment of children under the age of sixteen
is, in this view, a reasonable wish and one that if
carried out would tend to promote the welfare of future
generations. It is doubtless true that this is
not the sole motive, and some weight must be accorded
to the desire to reduce the amount of available labor,
and to protect adults who tend machines from the competition
of children who could do it as well or better.
There is, however, an undefined feeling in the laborers’
minds that when children all work from an early age
the wages of the whole family somehow become low,
and that it takes all of them to do for the family
what the parents might do under a different condition.
The Malthusian law shows how, in the long run, this
is brought about. The increased strength of the
demand for factory laws and compulsory education is
a positive proof of the growth of the motives which
put a check on population.
Absolute Status and Relative Status
both Involved. - The absolute comfort
a family may enjoy and its social position are both
at stake, and we need not trouble ourselves by asking
whether the comparative motive - the need
of keeping pace with others in the march of improvement - will
cease to act if a whole community advances together.
We saw at the outset that this motive acts powerfully
on a superior class, which has before its eyes a lower
class into whose rank some of its members may possibly
drop. The lowest class must always be present,
however a community may advance, and a well-to-do worker
will always dread falling into it. If it should
grow smaller and smaller in number, and if the second
of the three classes we are speaking of should grow
larger, the dread of falling from the one to the other
would not disappear. The relative status - that
which appeals to caste feeling and the desire for
the consideration of others - would continue
to be influential, as well as the desire for positive
comforts; and the motive that depends on comparisons
might even be at its strongest when the lowest class
should so dwindle that few would be left in it except
cripples, the aged, or the feeble-minded. An efficient
worker would struggle harder to keep his family out
of such a class than to keep it out of one which would
have upon it only the ordinary stigma of poverty.
Checks more Effective as Wealth
Increases. - It is clear that the dominant
motives which restrain the growth of population act
more powerfully on the well-to-do classes than on
the poor. The need of invested wealth, the need
of education, the determination to adhere to a social
standard of comfort and to avoid losing caste, are
stronger in the members of the higher classes than
in those of the lower ones, and become more dominant
in the community as more and more of its members belong
to the upper and the middle classes.
Immediate Causes of a Slow Increase
of Population. - The economic motive
for a slow growth of population can produce its effect
only as it leads to some line of conduct which insures
that result. Means must be adopted for attaining
the end desired, and when one looks at some of the
means which are actually resorted to, he is apt to
get the impression that an indispensable economic
result is in some danger of being attained by an intolerable
moral delinquency. Must the society of the future
purchase its comforts at the cost of its character?
Clearly not if the must in the case is interpreted
literally. A low birth rate may be secured, not
at the cost of virtue, but by a self-discipline that
is quite in harmony with virtue and is certain to
give to it a virile character which it loses when men
put little restraint on their impulses. Late
marriages for men stand as the legitimate effect of
the desire to sustain a high standard of living and
to transmit it to descendants; and late marriages for
women stand first among the normal causes of a retarded
growth of population. Moreover, the same moral
strength which induces men to defer marriage dictates
a considerate and prudent conduct after it, and prevents
unduly large families without entailing the moral injury
which reckless conduct involves. On the other
hand, there may be an indefinite postponement of marriage
by classes that lack moral stamina and readily lapse
into vice. There are vicious measures, not here
to be named in detail, which keep down the number
of births or increase the number of deaths, mostly
prenatal, though the infanticide of earlier times
is not extinct. By strength and also by weakness,
by virtue and also by vice, is the economic mandate
which limits the rate of growth of population carried
out. A limit of growth must be imposed if mankind
is to make the most of itself or of the resources of
its environment. There is no great doubt that
it will be so imposed, and the great issue is between
the two ways of doing it; namely, that which brutalizes
men and depraves them morally and physically, and
that which places them on a high moral level.
Moral Losses attending Civilization. - There
is little doubt that vice has made gains which reduce
in a disastrous way the otherwise favorable results
of increasing wealth. The “hastening ills”
that are said to attend accumulating wealth and decaying
manhood have come in a disquieting degree and forced
us to qualify the happy conclusions to which a study
of purely economic tendencies leads. The evil
is not confined to the realm of family relations,
but pervades politics, “high finance,”
and a large part of the domain of social pleasures.
The richer world is the more sybaritic - self-indulgent
and intolerant of many moral restraints; and if one
expects to preserve an unquestioning trust in the
future, he must find a way in which the economic gains
which he hopes for can be made without a casting away
of the moral standards which are indispensable.
The greatest possible achievement in this direction
would be an abandonment of vicious restraints on population
and a general increase of the forethought and the
self-command which even now constitute the principal
reliance for holding the birth rate within prudent
limits.
The Working of Malthusianism in
Short Periods as Contrasted with an Opposite Tendency
in Long Ones. - There is little doubt
that by a long course of technical improvement, increasing
capital, and rising wages, the laboring class of the
more prosperous countries have become accustomed to
a standard of living that is generally well sustained
and in most of these countries tends to rise.
There is also little uncertainty that a retarded growth
of population has contributed somewhat to this result.
One of the facts which Malthus observed is consistent
with this general tendency. Even though the trend
of the line which represents the standard of living
be steadily upward, the rise of actual wages may proceed
unevenly, by quick forward movements and pauses or
halts, as the general state of business is flourishing
or depressed. In “booming” times wages
rise and in hard times they fall, though the upward
movements are greater than the downward ones and the
total result is a gain.
Now, such a quick rise in wages is followed by an increase in
the number of marriages and a quick fall is followed by a reduction of the
number. The birth rate is somewhat higher in the good times than it is in
the bad times. Young men who have a standard of income which they need to
attain before taking on themselves the care of wife and children find themselves
suddenly in the receipt of such an income and marry accordingly. There is
not time for the standard itself materially to change before this quick increase
of marriages takes place, and the general result of this uneven advance of the
general prosperity may be expressed by the following figure: -
The line AC measures time in
decades and indicates, by the figures ranging from
1 to 10, the passing of a century. AB represents
the rate of wages which, on the average, are needed
for maintaining the standard of living at the beginning
of the century; and CD measures the amount
that is necessary at the end. The dotted line
which crosses and recrosses the line BD describes
the actual pay of labor, ranging now above the standard
rate and now below it. Whenever wages rise above
the standard, the birth rate is somewhat quickened,
and whenever they fall below it, it is retarded; but
the increase in the rate does not suffice to bring
the pay actually down to its former level. The
descent of the dotted line is not equal to the rise,
and through the century the earnings of labor fluctuate
about a standard which grows continually higher.
The pessimistic conclusion afforded by the Malthusian law in
its untenable form requires (1) that the standard of living should be stationary
and low, and (2) that wages should fluctuate about this low standard. In
this view the facts would be described by the following figure: -
AC measures a century, as before,
by decades, and the height of BD above BC
measures the standard of living prevailing through
this time. The dotted line crossing and recrossing
BD expresses the fact that wages sometimes
rise above the fixed standard and are quickly carried
to it and then below it by a rapid increase in the
number of the laborers.
Members of the Upper Classes not
Secure against the Action of the Malthusian Law if
a Great Lower Class is Subject to It. - It
is clear that if the workers are to be protected from
the depressing effect which follows a too rapid increase
of population, the Malthusian law in its drastic form
must not operate in the case of the lowest of the
three classes, so long as that is a numerous class.
A restrained growth in the case of the upper two classes
would not suffice to protect them if the lowest class
greatly outnumbered them, and if it also showed a
rapid increase in number whenever the pay of its members
rose. The young workers belonging to this class
would find their way in sufficient numbers into the
second class to reduce the wages of its members to
a level that would approximate the standard of the
lowest class. Under proper conditions this does
not happen; for the drastic action of the Malthusian
law does not take place in the case of the third class
as a whole, but only in the case of a small stratum
within it.
Countries similarly exposed to
Dangers from Other Countries. - Something
of this kind is true of a number of countries which
are in close communication with each other. If
a rise of pay gave a great impetus to growth of population
in Europe, and if this carried the pay down to its
original level or a lower one, emigration would be
quickened; and although the natural growth in America
might be slower, the American worker might not be
adequately protected. The influx of foreigners
might more than offset the slowness of the natural
growth of population in America itself. The most
important illustration of this principle is afforded
by the new connection which America is forming with
the Asiatic nations across the Pacific.