SUBSTITUTE ARTICLES PROPOSED
The President, Mr. Henry White, and
I arrived in Paris on Saturday, December 14, 1918,
where Colonel House and General Bliss awaited us.
The days following our arrival were given over to
public functions in honor of the President and to
official exchanges of calls and interviews with the
delegates of other countries who were gathering for
the Peace Conference. On the 23d, when the pressure
of formal and social engagements had in a measure
lessened, I decided to present to the President my
views as to the mutual guaranty which he intended to
propose, fearing that, if there were further delay,
he would become absolutely committed to the affirmative
form. I, therefore, on that day sent him the
following letter, which was marked “Secret and
Urgent”:
“Hotel de Crillon December
23, 1918
“My Dear Mr.
President:
“The plan of guaranty proposed
for the League of Nations, which has been the subject
of discussion, will find considerable objection from
other Governments because, even when the principle
is agreed to, there will be a wide divergence of
views as to the terms of the obligation. This
difference of opinion will be seized upon by those,
who are openly or secretly opposed to the League,
to create controversy and discord.
“In addition to this there will
be opposition in Congress to assuming obligations
to take affirmative action along either military or
economic lines. On constitutional grounds,
on its effect on the Monroe Doctrine, on jealousy
as to Congressional powers, etc., there will
be severe criticism which will materially weaken our
position with other nations, and may, in view of
senatorial hostility, defeat a treaty as to the
League of Nations or at least render it impotent.
“With these thoughts in mind and
with an opposition known to exist among certain
European statesmen and already manifest in Washington,
I take the liberty of laying before you a tentative
draft of articles of guaranty which I do not believe
can be successfully opposed either at home or abroad.”
I would interrupt the reader at this
point to suggest that it might be well to peruse the
enclosures, which will be found in the succeeding
pages, in order to have a better understanding of the
comments which follow. To continue:
“I do not see how any nation can
refuse to subscribe to them. I do not see
how any question of constitutionality can be raised,
as they are based essentially on powers which are
confided to the Executive. They in no way
raise a question as to the Monroe Doctrine. At
the same time I believe that the result would be
as efficacious as if there was an undertaking to
take positive action against an offending nation,
which is the present cause of controversy.
“I am so earnestly in favor of
the guaranty, which is the heart of the League
of Nations, that I have endeavored to find a way to
accomplish this and to remove the objections raised
which seem to me to-day to jeopardize the whole
plan.
“I shall be glad, if you desire
it, to confer with you in regard to the enclosed
paper or to receive your opinion as to the suggestions
made. In any event it is my hope that you will
give the paper consideration.
“Faithfully yours
“Robert Lansing
“The President
“28 Rue de Monceau”
It should be borne in mind in reading
this letter that I had reached the conclusion that
modification rather than abandonment of the guaranty
was all that I could hope to accomplish, and that,
as a matter of expediency, it seemed wise to indicate
a sympathetic attitude toward the idea. For that
reason I expressed myself as favorable to the guaranty
and termed it “the heart of the League of Nations,”
a phrase which the President by his subsequent use
of it considered to be a proper characterization.
The memoranda contained in the paper
enclosed in the letter were as follows:
The Constitutional Power to provide
Coercion in a Treaty
“December
20, 1918
“In the institution of a League
of Nations we must bear in mind the limitations
imposed by the Constitution of the United States upon
the Executive and Legislative Branches of the Government
in defining their respective powers.
“The Constitution confers upon
Congress the right to declare war. This right,
I do not believe, can be delegated and it certainly
cannot be taken away by treaty. The question
arises, therefore, as to how far a provision in
an agreement as to a League of Nations, which imposes
on the United States the obligation to employ its military
or naval forces in enforcing the terms of the agreement,
would be constitutional.
“It would seem that the utilization
of forces, whether independently or in conjunction
with other nations, would in fact by being an act
of war create a state of war, which constitutionally
can only be done by a declaration of Congress.
To contract by treaty to create a state of war
upon certain contingencies arising would be equally
tainted with unconstitutionality and would be null
and inoperative.
“I do not think, therefore, that,
even if it were advisable, any treaty can provide
for the independent or joint use of the military or
naval forces of the United States to compel compliance
with a treaty or to make good a guaranty made in
a treaty.
“The other method of international
coercion is non-intercourse,
especially commercial non-intercourse.
Would a treaty provision to
employ this method be constitutional?
“As to this my mind is less clear.
The Constitution in delegating powers to Congress
includes the regulation of commerce. Does non-intercourse
fall within the idea of regulation? Could an embargo
be imposed without an act of Congress? My impression
is that it could not be done without legislation
and that a treaty provision agreeing in a certain
event to impose an embargo against another nation
would be void.
“Even if Congress was willing to
delegate to the Executive for a certain purpose
its powers as to making war and regulating commerce,
I do not think that it could constitutionally do
so. It is only in the event of war that powers
conferred by the Constitution on Congress can be
delegated and then only for war purposes. As a
state of war would not exist at the time action
was required, I do not believe that it could be
done, and any provision contracting to take measures
of this nature would be contrary to the Constitution
and as a consequence void.
“But, assuming that Congress possessed
the power of delegation, I am convinced that it
would not only refuse to do so, but would resent such
a suggestion because of the fact that both Houses have
been and are extremely jealous of their rights
and authority.
“Viewed from the standpoints of
legality and expediency it would seem necessary
to find some other method than coercion in enforcing
an international guaranty, or else to find some
substitute for a guaranty which would be valueless
without affirmative action to support it.
“I believe that such a substitute
can be found.”
The foregoing memorandum was intended
as an introduction to the negative guaranty or “self-denying
covenant” which I desired to lay before the
President as a substitute for the one upon which he
intended to build the League of Nations. The
memorandum was suggestive merely, but in view of the
necessity for a speedy decision there was no time to
prepare an exhaustive legal opinion. Furthermore,
I felt that the President, whose hours were at that
time crowded with numerous personal conferences and
public functions, would find little opportunity to
peruse a long and closely reasoned argument on the
subject.
The most important portion of the
document was that entitled “Suggested Draft
of Articles for Discussion. December 20, 1918.”
It reads as follows:
“The parties to this convention,
for the purpose of maintaining international peace
and preventing future wars between one another, hereby
constitute themselves into a League of Nations and
solemnly undertake jointly and severally to fulfill
the obligations imposed upon them in the following
articles:
“A
“Each power signatory or adherent
hereto severally covenants and guarantees that
it will not violate the territorial integrity or impair
the political independence of any other power signatory
or adherent to this convention except when authorized
so to do by a decree of the arbitral tribunal hereinafter
referred to or by a three-fourths vote of the International
Council of the League of Nations created by this
convention.
“B
“In the event that any power signatory
or adherent hereto shall fail to observe the covenant
and guaranty set forth in the preceding article,
such breach of covenant and guaranty shall ipso
facto operate as an abrogation of this convention
in so far as it applies to the offending power
and furthermore as an abrogation of all treaties,
conventions, and agreements heretofore or hereafter
entered into between the offending power and all
other powers signatory and adherent to this convention.
“C
“A breach of the covenant and guaranty
declared in Article A shall constitute an act unfriendly
to all other powers signatory and adherent hereto,
and they shall forthwith sever all diplomatic, consular,
and official relations with the offending power, and
shall, through the International Council, hereinafter
provided for, exchange views as to the measures
necessary to restore the power, whose sovereignty
has been invaded, to the rights and liberties which
it possessed prior to such invasion and to prevent
further violation thereof.
“D
“Any interference with a vessel
on the high seas or with aircraft proceeding over
the high seas, which interference is not affirmatively
sanctioned by the law of nations shall be, for the
purposes of this convention, considered an impairment
of political independence.”
In considering the foregoing series
of articles constituting a guaranty against one’s
own acts, instead of a guaranty against the acts of
another, it must be remembered that, at the time of
their preparation, I had not seen a draft of the President’s
proposed guaranty, though from conversations with
Colonel House and from my study of Point XIV of “The
Fourteen Points,” I knew that it was affirmative
rather than negative in form and would require positive
action to be effective in the event that the menace
of superior force was insufficient to prevent aggressive
acts.
As far as I am able to judge from
subsequently acquired knowledge, President Wilson
at the time he received my letter of December 23 had
a typewritten draft of the document which after certain
amendments he later laid before the American Commissioners
and which he had printed with a few verbal changes
under the title of “The Covenant.”
In order to understand the two forms of guaranty which
he had for consideration after he received my letter,
I quote the article relating to it, which appears
in the first printed draft of the Covenant.
III
“The Contracting Powers unite in
guaranteeing to each other political independence
and territorial integrity; but it is understood between
them that such territorial readjustments, if any,
as may in the future become necessary by reasons
of changes in present racial conditions and aspirations
or present social and political relationships,
pursuant to the principle of self-determination, and
also such territorial readjustments as may in the
judgment of three fourths of the Delegates be demanded
by the welfare and manifest interest of the people
concerned, may be effected if agreeable to those
peoples; and that territorial changes may involve material
compensation. The Contracting Powers accept
without reservation the principle that the peace
of the world is superior in importance to every
question of political jurisdiction or boundary.”
It seems needless to comment upon
the involved language and the uncertainty of meaning
of this article wherein it provided for “territorial
readjustments” of which there appeared to be
two classes, one dependent on “self-determination,”
the other on the judgment of the Body of Delegates
of the League. In view of the possible reasons
which might be advanced for changes in territory and
allegiance, justification for an appeal to the guarantors
was by no means certain. If this article had
been before me when the letter of December 23 was written,
I might have gone much further in opposition to the
President’s plan for stabilizing peace in the
world on the ground that a guaranty so conditioned
would cause rather than prevent international discord.
Though without knowledge of the exact
terms of the President’s proposed guaranty,
I did not feel for the reason stated that I could delay
longer in submitting my views to the President.
There was not time to work out a complete and well-digested
plan for a League, but I had prepared in the rough
several articles for discussion which related to the
organization, and which might be incorporated in the
organic agreement which I then assumed would be a
separate document from the treaty restoring peace.
While unwilling to lay these articles before the President
until they were more carefully drafted, I enclosed
in my letter the following as indicative of the character
of the organization which it seemed to me would form
a simple and practical agency common to all nations:
“Suggestions as to an International
Council For Discussion
“December 21, 1918
“An International Council
of the League of Nations is hereby
constituted, which shall be the
channel for communication between the
members of the League, and the agent
for common action.
“The International Council
shall consist of the diplomatic
representative of each party signatory
or adherent to this
convention at .
“Meetings of the International
Council shall be held at , or in
the event that the subject to be considered involves
the interests of or its nationals,
then at such other place outside the territory of
a power whose interests are involved as the Supervisory
Committee of the Council shall designate.
“The officer charged with
the conduct of the foreign affairs of the
power where a meeting is held shall
be the presiding officer thereof.
“At the first meeting of the International
Council a Supervisory Committee shall be chosen
by a majority vote of the members present, which
shall consist of five members and shall remain in office
for two years or until their successors are elected.
“The Supervisory Committee shall
name a Secretariat which shall have charge of the
archives of the Council and receive all communications
addressed to the Council or Committee and send all
communications issued by the Council or Committee.
“The Supervisory Committee
may draft such rules of procedure as it
deems necessary for conducting business
coming before the Council or
before the Committee.
“The Supervisory Committee may
call a meeting of the Council at its discretion
and must call a meeting at the request of any member
of the Council provided the request contains a
written statement of the subject to be discussed.
“The archives of the Council
shall be open at any time to any member
of the Council, who may make and
retain copies thereof.
“All expenses of the Supervisory
Committee and Secretariat shall be
borne equally by all powers signatory
or adherent to this
convention.”
As indicated by the caption, this
document was intended merely “for discussion”
of the principal features of the organization.
It should be noted that the basic principle is the
equality of nations. No special privileges are
granted to the major powers in the conduct of the
organization. The rights and obligations of one
member of the League are no more and no less than
those of every other member. It is based on international
democracy and denies international aristocracy.
Equality in the exercise of sovereign
rights in times of peace, an equality which is imposed
by the very nature of sovereignty, seemed to me fundamental
to a world organization affecting in any way a nation’s
independence of action or its exercise of supreme authority
over its external or domestic affairs. In my
judgment any departure from that principle would be
a serious error fraught with danger to the general
peace of the world and to the recognized law of nations,
since it could mean nothing less than the primacy
of the Great Powers and the acknowledgment that because
they possessed the physical might they had a right
to control the affairs of the world in times of peace
as well as in times of war. For the United States
to admit that such primacy ought to be formed would
be bad enough, but to suggest it indirectly by proposing
an international organization based on that idea would
be far worse.
On January 22, 1917, the President
in an address to the Senate had made the following
declaration:
“The equality of nations upon which
peace must be founded if it is to last must be
an equality of rights; the guarantees exchanged must
neither recognize nor imply a difference between
big nations or small, between those that are powerful
and those that are weak. Right must be based
upon the common strength, not the individual strength,
of the nations upon whose concert peace will depend.
Equality of territory or of resources there of
course cannot be; nor any other sort of equality
not gained in the ordinary peaceful and legitimate
development of the peoples themselves. But
no one asks or expects anything more than an equality
of rights.”
In view of this sound declaration
of principle it seemed hardly possible that the President,
after careful consideration of the consequences of
his plan of a guaranty requiring force to make it practical,
would not perceive the fundamental error of creating
a primacy of the Great Powers.
It was in order to prevent, if possible,
the United States from becoming sponsor for an undemocratic
principle that I determined to lay my partial plan
of organization before the President at the earliest
moment that I believed it would receive consideration.
To my letter of December 23 with its
enclosed memoranda I never received a reply or even
an acknowledgment. It is true that the day following
its delivery the President went to Chaumont to spend
Christmas at the headquarters of General Pershing
and that almost immediately thereafter he visited
London and two or three days after his return to Paris
he set out for Rome. It is possible that Mr.
Wilson in the midst of these crowded days had no time
to digest or even to read my letter and its enclosed
memoranda. It is possible that he was unable or
unwilling to form an opinion as to their merits without
time for meditation. I do not wish to be unjustly
critical or to blame the President for a neglect which
was the result of circumstance rather than of intention.
At the time I assumed that his failure
to mention my letter in any way was because his visits
to royalty exacted from him so much of his time that
there was no opportunity to give the matter consideration.
While some doubt was thrown on this assumption by
the fact that the President held an hour’s conference
with the American Commissioners on January 1, just
before departing for Italy, during which he discussed
the favorable attitude of Mr. Lloyd George toward
his (the President’s) ideas as to a League of
Nations, but never made any reference to my proposed
substitute for the guaranty, I was still disposed to
believe that there was a reasonable explanation for
his silence and that upon his return from Rome he
would discuss it.
Having this expectation I continued
the preparation of tentative provisions to be included
in the charter of a League of Nations in the event
one was negotiated, and which would in any event constitute
a guide for the preparation of declarations to be
included in the Treaty of Peace in case the negotiation
as to a League was postponed until after peace had
been restored. As has been said, it was my hope
that there would be a separate convention organizing
the League, but I was not as sanguine of this as many
who believed this course would be followed.
It later developed that the President
never had any other purpose than to include the detailed
plan of organization in the peace treaty, whether
the treaty was preliminary or definitive. When
he departed for Italy he had not declared this purpose
to the Commissioners, but from some source, which
I failed to note at the time and cannot now recollect,
I gained the impression that he intended to pursue
this policy, for on December 29 I wrote in my book
of notes:
“It is evident that the President
is determined to incorporate in the peace treaty
an elaborate scheme for the League of Nations which
will excite all sorts of opposition at home and
abroad and invite much discussion.
“The articles relating to the League
ought to be few and brief. They will not be.
They will be many and long. If we wait till they
are accepted, it will be four or five months before
peace is signed, and I fear to say how much longer
it will take to have it ratified.
“It is perhaps foolish to prophesy,
but I will take the chance. Two months from
now we will still be haggling over the League of Nations
and an exasperated world will be cursing us for
not having made peace. I hope that I am a
false prophet, but I fear my prophecy will come
true. We are riding a hobby, and riding to a fall.”
By the time the President returned
from his triumphal journey to Rome I had completed
the articles upon which I had been working; at least
they were in form for discussion. At a conference
at the Hotel Crillon between President Wilson and
the American Commissioners on January 7, I handed
to him the draft articles saying that they were supplemental
to my letter of December 23. He took them without
comment and without making any reference to my unanswered
letter.
The first two articles of the “International
Agreement,” as I termed the document, were identical
in language with the memoranda dealing with a mutual
covenant and with an international council which I
had enclosed in my letter of December 23. It
is needless, therefore, to repeat them here.
Article III of the so-called “Agreement”
was entitled “Peaceful Settlements of International
Disputes,” and read as follows:
“Clause 1
“In the event that there is
a controversy between two or more members
of the League of Nations which fails
of settlement through diplomatic
channels, one of the following means
of settlement shall be employed:
“1. The parties to the controversy
shall constitute a joint commission to investigate
and report jointly or severally to their Governments
the facts and make recommendations as to settlement.
After such report a further effort shall be made
to reach a diplomatic settlement of the controversy.
“2. The parties shall
by agreement arrange for the submission of the
controversy to arbitration mutually
agreed upon, or to the Arbitral
Tribunal hereinafter referred to.
“3. Any party may, unless
the second means of settlement is mutually adopted,
submit the controversy to the Supervisory Committee
of the International Council; and the Committee
shall forthwith (a) name and direct a special commission
to investigate and report upon the subject; (b)
name and direct a commission to mediate between the
parties to the controversy; or (c) direct the parties
to submit the controversy to the Arbitral Tribunal
for judicial settlement, it being understood that
the direction to arbitrate may be made at any time
in the event that investigation and mediation fail
to result in a settlement of the controversy.
“Clause 2
“No party to a controversy shall
assume any authority or perform any acts based
upon disputed rights without authorization of the
Supervisory Committee, such authorization being
limited in all cases to the pendency of the controversy
and its final settlement and being in no way prejudicial
to the rights of the parties. An authorization
thus granted by the Supervisory Committee may be
modified or superseded by mutual agreement of the
parties, by order of an arbitrator or arbitrators
selected by the parties, or by order of the Arbitral
Tribunal if the controversy is submitted to it.
“Clause 3
“The foregoing clause shall not
apply to cases in which the constituted authorities
of a power are unable or fail to give protection
to the lives and property of nationals of another power.
In the event that it becomes necessary for a power
to use its military or naval forces to safeguard
the lives or property of its nationals within the
territorial jurisdiction of another power, the facts
and reasons for such action shall be forthwith reported
to the Supervisory Committee, which shall determine
the course of action to be adopted in order to
protect the rights of all parties, and shall notify
the same to the governments involved which shall comply
with such notification. In the event that
a government fails to comply therewith it shall
be deemed to have violated the covenant and guaranty
hereinbefore set forth.”
The other articles follow:
“ARTICLE IV
“Revision of Arbitral Tribunal
and Codification of International
Law
“Clause 1
“The International Council, within
one year after its organization, shall notify to
the powers signatory and adherent to this convention
and shall invite all other powers to send delegates
to an international conference at such place and
time as the Council may determine and not later
than six months after issuance of such notification
and invitation.
“Clause 2
“The International Conference shall
consider the revision of the constitution and procedure
of the Arbitral Tribunal and provisions for the
amicable settlement of international disputes established
by the I Treaty signed at The Hague in 1907, and
shall formulate codes embodying the principles
of international law applicable in time of peace
and the rules of warfare on land and sea and in the
air. The revision and codification when completed
shall be embodied in a treaty or treaties.
“Clause 3
“The International Council shall
prepare and submit with the notification and invitation
above provided a preliminary programme of the International
Conference, which shall be subject to modification
or amendment by the Conference.
“Clause 4
“Until the treaty of revision of
the constitution and procedure of the Arbitral
Tribunal becomes operative, the provisions of the I
Treaty signed at The Hague in 1907 shall continue
in force, and all references herein to the ‘Arbitral
Tribunal’ shall be understood to be the Tribunal
constituted under the I Treaty, but upon the treaty
of revision coming into force the references shall
be construed as applying to the Arbitral Tribunal
therein constituted.
“ARTICLE V
“Publication of Treaties
and Agreements
“Clause 1
“Each power, signatory or adherent
to this convention, severally agrees with all other
parties hereto that it will not exchange the ratification
of any treaty or convention hereinafter entered into
by it with any other power until thirty days after
the full text of such treaty or convention has
been published in the public press of the parties
thereto and a copy has been filed with the Secretariat
of the League of Nations.
“Clause 2
“No international agreement,
to which a power signatory or adherent
to this convention, is a party,
shall become operative or be put in
force until published and filed
as aforesaid.
“Clause 3
“All treaties, conventions and
agreements, to which a power, signatory or adherent
to this convention, is a party, and which are in
force or to come into force and which have not been
heretofore published, shall within six months after
the signature of this convention be published and
filed as aforesaid or abrogated or denounced.
“ARTICLE VI
“Equality of Commercial
Privileges
“The powers, signatory and adherent
to this convention agree jointly and severally
not to discriminate against or in favor of any power
in the matter of commerce or trade or of industrial
privileges; and they further agree that all treaties,
conventions and agreements now in force or to come
into force or hereinafter negotiated shall be considered
as subject to the ‘most favored nation’
doctrine, whether they contain or do not contain
a clause to that effect. It is specifically
declared that it is the purpose of this article not
to limit any power in imposing upon commerce and
trade such restrictions and burdens as it may deem
proper but to make such impositions apply equally
and impartially to all other powers, their nationals
and ships.
“This article shall not apply,
however, to any case, in which a power has committed
an unfriendly act against the members of the League
of Nations as defined in Article I and in which
commercial and trade relations are denied or restricted
by agreements between the members as a measure
of restoration or protection of the rights of a power
injured by such unfriendly act.”
These proposed articles, which were
intended for discussion before drafting the provisions
constituting a League of Nations and which did not
purport to be a completed document, are given in full
because there seems no simpler method of showing the
differences between the President and me as to the
form, functions, and authority of an international
organization. They should be compared with the
draft of the “Covenant” which the President
had when these proposed articles were handed to him;
the text of the President’s draft appears in
the Appendix (page 281). Comparison will disclose
the irreconcilable differences between the two projects.
Of these differences the most vital
was in the character of the international guaranty
of territorial and political sovereignty. That
difference has already been discussed. The second
in importance was the practical repudiation by the
President of the doctrine of the equality of nations,
which, as has been shown, was an unavoidable consequence
of an affirmative guaranty which he had declared to
be absolutely essential to an effective world union.
The repudiation, though by indirection, was none the
less evident in the recognition in the President’s
plan of the primacy of the Great Powers through giving
to them a permanent majority on the “Executive
Council” which body substantially controlled
the activities of the League. A third marked
difference was in Mr. Wilson’s exaltation of
the executive power of the League and the subordination
of the administration of legal justice to that power,
and in my advocacy of an independent international
judiciary, whose decisions would be final and whose
place in the organization of the nations would be superior,
since I considered a judicial tribunal the most practical
agency for removing causes of war.
The difference as to international
courts and the importance of applied legal justice
requires further consideration in order to understand
the divergence of views which existed as to the fundamental
idea of organization of the League.
President Wilson in his Covenant,
as at first submitted to the American Commissioners,
made no provision for the establishment of a World
Court of Justice, and no reference of any sort was
made to The Hague Tribunal of Arbitration. It
is not, in my opinion, a misstatement to say that the
President intentionally omitted judicial means of composing
international disputes preferring to leave settlements
of that sort to arrangement between the parties or
else to the Body of Delegates or the Executive Council,
both of which bodies being essentially diplomatic or
political in their composition would lack the judicial
point of view, since their members would presumably
be influenced by their respective national interests
and by political considerations rather than by a desire
and purpose to do impartial justice by applying legal
principles.
It is true that in Article V of the
first draft of the Covenant (Appendix) there is an
agreement to submit to arbitration certain classes
of controversies and a method of selecting arbitrators
is provided a method, by the way, which
the actual experience of a century has shown to be
the least satisfactory in administering legal justice,
since it almost inevitably leads to a compromise which
impairs the just rights of one of the parties.
But, to my mind, a provision, far more objectionable
than the antiquated and unsatisfactory method of arbitration
provided, was that which made an arbitral award reviewable
on appeal to the Body of Delegates of the League, which
could set aside the award even if the arbitrators
had rendered a unanimous decision and compel a rehearing
before other arbitrators. International arbitration
as a method of applying the principles of justice to
disputes between nations would, in the first instance
at least, have become a farce if this provision had
been adopted. As an award based on compromise
is seldom, if ever, satisfactory to both parties,
the right of appeal would in substantially every case
have been invoked and the award would have been reviewed
by the Body of Delegates, who would practically render
a final decision since the new arbitrators would presumably
adopt it. The effect of this provision as to
appeals was, therefore, to supplant judicial settlements
by political compromises and diplomatic adjustments,
in which the national interests of the judges, many
of whom would be untrained in juridical procedure,
would be decided, if not deciding, factors. Manifestly
the expediency of the moment would be far more potent
in the decisions reached than the principles and precepts
of international law.
I shall not express here my opinion
as to the reasons which I believe impelled the President
to insert in the Covenant these extraordinary provisions
which deprived arbitral courts of that independence
of the executive authority which has been in modern
times considered essential to the impartial administration
of justice. But, when one considers how jealously
and effectively the Constitution of the United States
and the constitutions of the various States of the
Union guard the judiciary from executive and legislative
interference, the proposal in the President’s
plan for a League of Nations to abandon that great
principle in the settlement of international disputes
of a justiciable nature causes speculation as to Mr.
Wilson’s real opinion of the American political
system which emphasizes the separation and independence
of the three coordinate branches of government.
That a provision found its way into
the draft of the Covenant, which the President, on
February 3, 1919, laid before the Commission on the
League of Nations, declaring for the creation by the
League of a permanent court of international justice,
was not due, I feel sure, to any spontaneous thought
on the part of President Wilson.
My own views as to the relative value
of the settlement of an international controversy,
which is by its nature justiciable, by a body of diplomats
and of the settlement by a body of trained jurists
were fully set forth in an address which I delivered
before the American Bar Association at its annual
meeting at Boston on September 5,1919.
An extract from that address will
show the radical difference between the President’s
views and mine.
“While abstract justice cannot
[under present conditions] be depended upon as
a firm basis on which to constitute an international
concord for the preservation of peace and good
relations between nations, legal justice offers
a common ground where the nations can meet to settle
their controversies. No nation can refuse in the
face of the opinion of the world to declare its
unwillingness to recognize the legal rights of
other nations or to submit to the judgment of an impartial
tribunal a dispute involving the determination of such
rights. The moment, however, that we go beyond
the clearly defined field of legal justice we enter
the field of diplomacy where national interests
and ambitions are to-day the controlling factors of
national action. Concession and compromise
are the chief agents of diplomatic settlement instead
of the impartial application of legal justice which
is essential to a judicial settlement. Furthermore,
the two modes of settlement differ in that a judicial
settlement rests upon the precept that all nations,
whether great or small, are equal, but in the sphere
of diplomacy the inequality of nations is not only
recognized, but unquestionably influences the adjustment
of international differences. Any change in
the relative power of nations, a change which is
continually taking place, makes more or less temporary
diplomatic settlements, but in no way affects a judicial
settlement.
“However, then, international society
may be organized for the future and whatever machinery
may be set up to minimize the possibilities of war,
I believe that the agency which may be counted upon
to function with certainty is that which develops
and applies legal justice.”
Every other agency, regardless of
its form, will be found, when analyzed, to be diplomatic
in character and subject to those impulses and purposes
which generally affect diplomatic negotiations.
With a full appreciation of the advantage to be gained
for the world at large through the common consideration
of a vexatious international question by a body representing
all nations, we ought not to lose sight of the fact
that such consideration and the action resulting from
it are essentially diplomatic in nature. It is,
in brief, the transference of a dispute in a particular
case from the capitals of the disputants to the place
where the delegates of the nations assemble to deliberate
together on matters which affect their common interests.
It does not and this we should understand remove
the question from the processes of diplomacy or prevent
the influences which enter into diplomacy from affecting
its consideration. Nor does it to an appreciable
extent change the actual inequality which exists among
nations in the matter of power and influence.
“On the other hand, justice applied
through the agency of an impartial tribunal clothed
with an international jurisdiction eliminates the
diplomatic methods of compromise and concession and
recognizes that before the law all nations are equal
and equally entitled to the exercise of their rights
as sovereign and independent states. In a
word, international democracy exists in the sphere
of legal justice and, up to the present time, in
no other relation between nations.
“Let us, then, with as little delay
as possible establish an international tribunal
or tribunals of justice with The Hague Court as
a foundation; let us provide an easier, a cheaper,
and better procedure than now exists; and let us
draft a simple and concise body of legal principles
to be applied to the questions to be adjudicated.
When that has been accomplished and it
ought not to be a difficult task if the delegates
of the Governments charged with it are chosen for
their experience and learning in the field of jurisprudence we
shall, in my judgment, have done more to prevent
international wars through removing their causes
than can be done by any other means that has been
devised or suggested.”
The views, which I thus publicly expressed
at Boston in September, 1919, while the President
was upon his tour of the country in favor of the Covenant
of the League of Nations, were the same as those that
I held at Paris in December, 1918, before I had seen
the President’s first draft of a Covenant, as
the following will indicate.
On December 17, 1918, three days after
arriving in Paris, I had, as has been stated, a long
conference with Colonel House on the Peace Conference
and the subjects to come before it. I urged him
in the course of our conversation “to persuade
the President to make the nucleus of his proposed
League of Nations an international court pointing out
that it was the simplest and best way of organizing
the world for peace, and that, if in addition the
general principles of international law were codified
and the right of inquiry confided to the court, everything
practical would have been done to prevent wars in the
future” (quoted from a memorandum of the conversation
made at the time). I also urged upon the Colonel
that The Hague Tribunal be made the basis of the judicial
organization, but that it be expanded and improved
to meet the new conditions. I shall have something
further to say on this subject.
Reverting now to the draft of articles
which I had in form on January 5, 1919, it must be
borne in mind that I then had no reason to think that
the President would omit from his plan an independent
judicial agency for the administration of legal justice,
although I did realize that he gave first place to
the mutual guaranty and intended to build a League
on that as a nucleus. It did not seem probable
that an American, a student of the political institutions
of the United States and familiar with their operation,
would fail to incorporate in any scheme for world
organization a judicial system which would be free
from the control and even from the influence of the
political and diplomatic branch of the organization.
The benefit, if not the necessity, of such a division
of authority seemed so patent that the omission of
a provision to that effect in the original draft of
the Covenant condemned it to one who believed in the
principles of government which found expression in
American institutions. Fortunately the defect
was in a measure cured before the Commission on the
League of Nations formally met to discuss the subject,
though not before the Covenant had been laid before
the American Commissioners.
The articles of a proposed convention
for the creation of an international organization
were not intended, as I have said, to form a complete
convention. They were suggestive only of the principal
features of a plan which could, if the President desired,
arouse discussion as to the right theory and the fundamental
principles of the international organization which
there seemed little doubt would be declared by the
Paris Conference.
Among the suggested articles there
was none covering the subject of disarmament, because
the problem was highly technical requiring the consideration
of military and naval experts. Nor was there any
reference to the mandatory system because there had
not been, to my knowledge, any mention of it at that
time in connection with the President’s plan,
though General Smuts had given it prominence in his
proposed scheme.
During the preparation of these suggestive
articles I made a brief memorandum on the features,
which seemed to me salient, of any international agreement
to prevent wars in the future, and which in my opinion
ought to be in mind when drafting such an agreement.
The first three paragraphs of the memorandum follow:
“There are three doctrines
which should be incorporated in the Treaty
of Peace if wars are to be avoided
and equal justice is to prevail in
international affairs.
“These three doctrines may
be popularly termed ‘Hands Off,’ the ’Open
Door,’ and ‘Publicity.’
“The first pertains to national
possessions and national rights; the
second to international commerce
and economic conditions; and the
third, to international agreements.”
An examination of the articles which
I prepared shows that these doctrines are developed
in them, although at the time I was uncertain whether
they ought to appear in the convention creating the
League or in the Preliminary Treaty of Peace, which
I believed, in common with the prevailing belief,
would be negotiated. My impression was that they
should appear in the Peace Treaty and possibly be repeated
in the League Treaty, if the two were kept distinct.